S&W SEED COMPANY - Common Stock, Par Value $0.001 (SANW)

CUSIP: 785135104

Q1 2021 13F Holders as of 31 Mar 2021

Holder snapshot 6 signals
Share change
+439,080
SEC-reported price per share
$3.64
Number of holders
37
Value change
+$1,612,970
Number of buys
21
Number of sells
11
Security identity Names, identifiers, and filing context for this profile. 1 source field
Shares outstanding
2,359,114

Security key

785135104

Report period

Q1 2021

Institutions

37

Top holders

10

Ownership snapshot

Top reported holders of SANW - S&W SEED COMPANY - Common Stock, Par Value $0.001 (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
Michael F. Price
Disclosed value leader
Michael F. Price
Comparable rows
0/15
Latest evidence
31 Dec 2020
13F Highest disclosed value: $47,029,000 15 rows are not safely comparable across share classes. Showing 1-6 of 15 holder rows.

Quick read

Michael F. Price has the largest disclosed position value at $47.03M.

0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens Michael F. Price's linked filing trail.
Disclosed position value Top 5
Michael F. Price $47.03M
WYNNEFIELD CAPITAL INC $13.16M
Cutter & CO Brokerage, Inc. $3.18M
VANGUARD GROUP INC $2.1M
Fairpointe Capital LLC $1.43M

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-6 of 15 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
Michael F. Price
13F
Individual
13F
—
denominator unverified
$47,029,000
16,050,785 shares
— 31 Dec 2020
WYNNEFIELD CAPITAL INC
13F
Company
13F
—
denominator unverified
$13,164,000
4,492,950 shares
— 31 Dec 2020
Cutter & CO Brokerage, Inc.
13F
Company
13F
—
denominator unverified
$3,183,000
1,086,366 shares
— 31 Dec 2020
VANGUARD GROUP INC
13F
Company
13F
—
denominator unverified
$2,101,000
717,036 shares
— 31 Dec 2020
Fairpointe Capital LLC
13F
Company
13F
—
denominator unverified
$1,431,000
488,405 shares
— 31 Dec 2020
Teton Advisors, Inc.
13F
Company
13F
—
denominator unverified
$1,377,000
470,000 shares
— 31 Dec 2020
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q1 2021

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
37
Shares
25,693,132
Rows available
37
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q1 2021 vs Q1 2021 Across Filers

Q1 2021 holders
37
Q1 2021 holders
37
Holder diff
0
Investor Q1 2021 Shares Q1 2021 Shares Share Diff Share Chg % Q1 2021 value Q1 2021 value Value change Value Chg %
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