SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (DIA)
CUSIP: 78467X109
Q4 2017 13F Holders as of 31 Dec 2017
- Type / Class
- Equity / UT SER 1
- Total 13F shares
- 35,558,227
- Share change
- +1,883,401
- Total reported value
- $8,796,783,852
- Put/Call ratio
- 131%
- Price per share
- $247.38
- Number of holders
- 569
- Value change
- +$479,553,783
- Number of buys
- 234
- Number of sells
- 172
Quarterly Holders Quick Answers
What is CUSIP 78467X109?
CUSIP 78467X109 identifies DIA - SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 in SEC institutional holdings data.
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Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 78467X109:
Top shareholders of DIA - SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
4,647,862
|
$1,040,285,000 | — | 30 Sep 2017 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
3,484,487
|
$779,897,000 | — | 30 Sep 2017 | |
| CHURCHILL MANAGEMENT Corp |
13F
|
Company |
—
class O/S missing
|
2,248,647
|
$503,292,000 | — | 30 Sep 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
1,951,712
|
$436,832,000 | — | 30 Sep 2017 | |
| MIZUHO SECURITIES USA LLC |
13F
|
Company |
—
class O/S missing
|
1,666,932
|
$373,164,000 | — | 30 Sep 2017 | |
| BNP PARIBAS FINANCIAL MARKETS |
13F
|
Company |
—
class O/S missing
|
1,541,010
|
$344,909,754 | — | 30 Sep 2017 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
1,086,612
|
$243,205,000 | — | 30 Sep 2017 | |
| NATIXIS |
13F
|
Company |
—
class O/S missing
|
850,305
|
$190,150,000 | — | 30 Sep 2017 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
—
class O/S missing
|
752,400
|
$168,402,000 | — | 30 Sep 2017 | |
| JONES FINANCIAL COMPANIES LLLP |
13F
|
Company |
—
class O/S missing
|
681,626
|
$152,562,000 | — | 30 Sep 2017 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
—
class O/S missing
|
673,100
|
$150,653,000 | — | 30 Sep 2017 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
659,762
|
$147,668,000 | — | 30 Sep 2017 | |
| National Mutual Insurance Federation of Agricultural Cooperatives |
13F
|
Company |
—
class O/S missing
|
549,365
|
$122,959,000 | — | 30 Sep 2017 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
522,220
|
$116,883,000 | — | 30 Sep 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
489,726
|
$109,612,000 | — | 30 Sep 2017 | |
| Mizuho Bank, Ltd. |
13F
|
Company |
—
class O/S missing
|
480,000
|
$107,434,000 | — | 30 Sep 2017 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
—
class O/S missing
|
455,398
|
$101,927,000 | — | 30 Sep 2017 | |
| BALYASNY ASSET MANAGEMENT L.P. |
13F
|
Company |
—
class O/S missing
|
450,000
|
$100,719,000 | — | 30 Sep 2017 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
397,204
|
$88,902,000 | — | 30 Sep 2017 | |
| Parallax Volatility Advisers, L.P. |
13F
|
Company |
—
class O/S missing
|
361,340
|
$80,875,000 | — | 30 Sep 2017 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
331,250
|
$74,060,000 | — | 30 Sep 2017 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
264,499
|
$59,202,000 | — | 30 Sep 2017 | |
| CHARTIST INC /CA/ |
13F
|
Company |
—
class O/S missing
|
261,764
|
$58,587,921 | — | 30 Sep 2017 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
257,014
|
$57,525,000 | — | 30 Sep 2017 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
252,101
|
$56,423,000 | — | 30 Sep 2017 | |
| ARKANSAS FINANCIAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
250,957
|
$56,169,000 | — | 30 Sep 2017 | |
| AVIANCE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
239,120
|
$53,520,000 | — | 30 Sep 2017 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
225,049
|
$50,321,000 | — | 30 Sep 2017 | |
| Berkshire Money Management, Inc. |
13F
|
Company |
—
class O/S missing
|
205,532
|
$48,019,000 | — | 30 Sep 2017 | |
| Quantitative Investment Management, LLC |
13F
|
Company |
—
class O/S missing
|
196,900
|
$44,070,000 | — | 30 Sep 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
177,873
|
$39,812,000 | — | 30 Sep 2017 | |
| BROADMARK ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
175,439
|
$39,267,000 | — | 30 Sep 2017 | |
| Financial Advisory Group |
13F
|
Company |
—
class O/S missing
|
158,082
|
$35,382,000 | — | 30 Sep 2017 | |
| Forward Management, LLC |
13F
|
Company |
—
class O/S missing
|
151,186
|
$33,838,000 | — | 30 Sep 2017 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
150,995
|
$33,796,000 | — | 30 Sep 2017 | |
| Mizuho Trust & Banking Co., Ltd. |
13F
|
Company |
—
class O/S missing
|
140,000
|
$31,335,000 | — | 30 Sep 2017 | |
| NORTHERN TRUST CORP |
13F
|
Company |
—
class O/S missing
|
130,688
|
$29,251,000 | — | 30 Sep 2017 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
128,570
|
$28,777,000 | — | 30 Sep 2017 | |
| Advisor Group, Inc. |
13F
|
Company |
—
class O/S missing
|
121,840
|
$27,273,000 | — | 30 Sep 2017 | |
| BTS Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
172,742
|
$25,114,000 | — | 30 Sep 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
109,806
|
$24,577,000 | — | 30 Sep 2017 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
106,584
|
$23,848,000 | — | 30 Sep 2017 | |
| SUNTRUST BANKS INC |
13F
|
Company |
—
class O/S missing
|
104,000
|
$23,277,000 | — | 30 Sep 2017 | |
| KEYBANK NATIONAL ASSOCIATION/OH |
13F
|
Company |
—
class O/S missing
|
101,612
|
$22,743,000 | — | 30 Sep 2017 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
92,560
|
$20,716,000 | — | 30 Sep 2017 | |
| CADINHA & CO LLC |
13F
|
Company |
—
class O/S missing
|
90,798
|
$20,322,000 | — | 30 Sep 2017 | |
| Stadion Money Management, LLC |
13F
|
Company |
—
class O/S missing
|
90,316
|
$20,215,000 | — | 30 Sep 2017 | |
| Heck Capital Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
88,697
|
$19,852,163 | — | 30 Sep 2017 | |
| NATIONAL PLANNING CORP |
13F
|
Company |
—
class O/S missing
|
83,805
|
$18,757,000 | — | 30 Sep 2017 | |
| BESSEMER GROUP INC |
13F
|
Company |
—
class O/S missing
|
81,982
|
$18,349,000 | — | 30 Sep 2017 |
Institutional Holders of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (DIA) as of Q4 2017
As of 31 Dec 2017,
SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (DIA) was held by
569 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
35,558,227 shares.
The largest 10 holders included
BANK OF AMERICA CORP /DE/, MORGAN STANLEY, CHURCHILL MANAGEMENT Corp, WELLS FARGO & COMPANY/MN, MIZUHO SECURITIES USA LLC, UBS Group AG, BANK OF MONTREAL /CAN/, NATIXIS, BNP PARIBAS ARBITRAGE, SA, and JONES FINANCIAL COMPANIES LLLP.
This page lists
569
institutional shareholders reporting positions in this security
for the Q4 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2017 vs Q3 2017 Across Filers
Q3 2017 holders
477
Q4 2017 holders
569
Holder diff
92
| Investor | Q3 2017 Shares | Q4 2017 Shares | Share Diff | Share Chg % | Q3 2017 Value $ | Q4 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.