SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (DIA)
CUSIP: 78467X109
Q3 2017 13F Holders as of 30 Sep 2017
- Type / Class
- Equity / UT SER 1
- Total 13F shares
- 33,128,384
- Share change
- +4,569,571
- Total reported value
- $7,417,110,816
- Put/Call ratio
- 99%
- Price per share
- $223.82
- Number of holders
- 477
- Value change
- +$1,028,237,394
- Number of buys
- 194
- Number of sells
- 171
Quarterly Holders Quick Answers
What is CUSIP 78467X109?
CUSIP 78467X109 identifies DIA - SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 in SEC institutional holdings data.
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These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
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Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 78467X109:
Top shareholders of DIA - SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
4,440,674
|
$946,930,000 | — | 30 Jun 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
2,705,217
|
$576,861,000 | — | 30 Jun 2017 | |
| CHURCHILL MANAGEMENT Corp |
13F
|
Company |
—
class O/S missing
|
2,139,037
|
$456,128,000 | — | 30 Jun 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
1,721,865
|
$367,171,000 | — | 30 Jun 2017 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
1,109,796
|
$236,653,000 | — | 30 Jun 2017 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
906,605
|
$193,324,000 | — | 30 Jun 2017 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
—
class O/S missing
|
892,400
|
$190,295,000 | — | 30 Jun 2017 | |
| NATIXIS |
13F
|
Company |
—
class O/S missing
|
750,000
|
$159,912,000 | — | 30 Jun 2017 | |
| JONES FINANCIAL COMPANIES LLLP |
13F
|
Company |
—
class O/S missing
|
667,751
|
$142,390,000 | — | 30 Jun 2017 | |
| SG Americas Securities, LLC |
13F
|
Company |
—
class O/S missing
|
522,525
|
$111,423,000 | — | 30 Jun 2017 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
506,406
|
$107,986,000 | — | 30 Jun 2017 | |
| BNP PARIBAS FINANCIAL MARKETS |
13F
|
Company |
—
class O/S missing
|
505,585
|
$107,810,945 | — | 30 Jun 2017 | |
| MIZUHO SECURITIES USA LLC |
13F
|
Company |
—
class O/S missing
|
498,043
|
$106,191,000 | — | 30 Jun 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
386,917
|
$82,507,000 | — | 30 Jun 2017 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
—
class O/S missing
|
356,283
|
$75,974,000 | — | 30 Jun 2017 | |
| NOMURA HOLDINGS INC |
13F
|
Company |
—
class O/S missing
|
342,619
|
$72,662,000 | — | 30 Jun 2017 | |
| National Mutual Insurance Federation of Agricultural Cooperatives |
13F
|
Company |
—
class O/S missing
|
340,365
|
$72,579,000 | — | 30 Jun 2017 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
—
class O/S missing
|
319,550
|
$68,141,000 | — | 30 Jun 2017 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
317,789
|
$67,650,000 | — | 30 Jun 2017 | |
| AVIANCE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
317,055
|
$67,609,000 | — | 30 Jun 2017 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
273,486
|
$58,318,000 | — | 30 Jun 2017 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
270,519
|
$57,683,000 | — | 30 Jun 2017 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
267,433
|
$57,026,000 | — | 30 Jun 2017 | |
| CHARTIST INC /CA/ |
13F
|
Company |
—
class O/S missing
|
263,445
|
$56,177,103 | — | 30 Jun 2017 | |
| WOLVERINE TRADING, LLC |
13F
|
Company |
—
class O/S missing
|
259,480
|
$55,168,000 | — | 30 Jun 2017 | |
| ARKANSAS FINANCIAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
255,185
|
$54,416,000 | — | 30 Jun 2017 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
245,269
|
$52,301,000 | — | 30 Jun 2017 | |
| Quantitative Investment Management, LLC |
13F
|
Company |
—
class O/S missing
|
238,500
|
$50,857,000 | — | 30 Jun 2017 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
237,764
|
$50,701,000 | — | 30 Jun 2017 | |
| Forward Management, LLC |
13F
|
Company |
—
class O/S missing
|
235,841
|
$50,291,000 | — | 30 Jun 2017 | |
| Mizuho Bank, Ltd. |
13F
|
Company |
—
class O/S missing
|
200,000
|
$42,648,000 | — | 30 Jun 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
194,962
|
$41,574,000 | — | 30 Jun 2017 | |
| Berkshire Money Management, Inc. |
13F
|
Company |
—
class O/S missing
|
176,586
|
$37,655,000 | — | 30 Jun 2017 | |
| BROADMARK ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
175,439
|
$37,411,000 | — | 30 Jun 2017 | |
| Financial Advisory Group |
13F
|
Company |
—
class O/S missing
|
163,122
|
$34,784,000 | — | 30 Jun 2017 | |
| Parallax Volatility Advisers, L.P. |
13F
|
Company |
—
class O/S missing
|
149,436
|
$31,866,000 | — | 30 Jun 2017 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
144,486
|
$30,810,000 | — | 30 Jun 2017 | |
| Bluefin Trading, LLC |
13F
|
Company |
—
class O/S missing
|
121,385
|
$25,884,000 | — | 30 Jun 2017 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
118,008
|
$25,164,000 | — | 30 Jun 2017 | |
| NORTHERN TRUST CORP |
13F
|
Company |
—
class O/S missing
|
110,716
|
$23,609,000 | — | 30 Jun 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
103,804
|
$22,135,000 | — | 30 Jun 2017 | |
| SUNTRUST BANKS INC |
13F
|
Company |
—
class O/S missing
|
101,067
|
$21,551,000 | — | 30 Jun 2017 | |
| Advisor Group, Inc. |
13F
|
Company |
—
class O/S missing
|
100,803
|
$21,497,000 | — | 30 Jun 2017 | |
| KEYBANK NATIONAL ASSOCIATION/OH |
13F
|
Company |
—
class O/S missing
|
100,367
|
$21,402,000 | — | 30 Jun 2017 | |
| Mizuho Trust & Banking Co., Ltd. |
13F
|
Company |
—
class O/S missing
|
100,000
|
$21,324,000 | — | 30 Jun 2017 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
98,788
|
$21,062,000 | — | 30 Jun 2017 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
91,228
|
$19,453,000 | — | 30 Jun 2017 | |
| NATIONAL PLANNING CORP |
13F
|
Company |
—
class O/S missing
|
88,049
|
$18,886,000 | — | 30 Jun 2017 | |
| Heck Capital Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
84,780
|
$18,078,487 | — | 30 Jun 2017 | |
| Conservest Capital Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
81,483
|
$17,375,000 | — | 30 Jun 2017 |
Institutional Holders of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (DIA) as of Q3 2017
As of 30 Sep 2017,
SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (DIA) was held by
477 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
33,128,384 shares.
The largest 10 holders included
BANK OF AMERICA CORP /DE/, MORGAN STANLEY, CHURCHILL MANAGEMENT Corp, WELLS FARGO & COMPANY/MN, MIZUHO SECURITIES USA LLC, BNP PARIBAS ARBITRAGE, SA, UBS Group AG, NATIXIS, TWO SIGMA INVESTMENTS, LP, and JONES FINANCIAL COMPANIES LLLP.
This page lists
477
institutional shareholders reporting positions in this security
for the Q3 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2017 vs Q2 2017 Across Filers
Q2 2017 holders
468
Q3 2017 holders
477
Holder diff
9
| Investor | Q2 2017 Shares | Q3 2017 Shares | Share Diff | Share Chg % | Q2 2017 Value $ | Q3 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.