SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (DIA)
CUSIP: 78467X109
Q1 2018 13F Holders as of 31 Mar 2018
- Type / Class
- Equity / UT SER 1
- Total 13F shares
- 31,042,429
- Share change
- -4,289,708
- Total reported value
- $7,495,989,619
- Put/Call ratio
- 136%
- Price per share
- $241.40
- Number of holders
- 597
- Value change
- -$1,043,880,559
- Number of buys
- 274
- Number of sells
- 221
Quarterly Holders Quick Answers
What is CUSIP 78467X109?
CUSIP 78467X109 identifies DIA - SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 in SEC institutional holdings data.
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Explore More Reporting Periods
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Recent filing periods for CUSIP 78467X109:
Top shareholders of DIA - SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
5,622,001
|
$1,390,770,000 | — | 31 Dec 2017 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
3,068,446
|
$759,072,000 | — | 31 Dec 2017 | |
| CHURCHILL MANAGEMENT Corp |
13F
|
Company |
—
class O/S missing
|
2,348,723
|
$581,027,000 | — | 31 Dec 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
2,137,647
|
$528,811,000 | — | 31 Dec 2017 | |
| MIZUHO SECURITIES USA LLC |
13F
|
Company |
—
class O/S missing
|
1,963,470
|
$484,940,000 | — | 31 Dec 2017 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
1,087,327
|
$268,983,000 | — | 31 Dec 2017 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
—
class O/S missing
|
1,079,949
|
$267,158,000 | — | 31 Dec 2017 | |
| NATIXIS |
13F
|
Company |
—
class O/S missing
|
850,305
|
$211,016,000 | — | 31 Dec 2017 | |
| BNP PARIBAS FINANCIAL MARKETS |
13F
|
Company |
—
class O/S missing
|
727,472
|
$179,962,023 | — | 31 Dec 2017 | |
| JONES FINANCIAL COMPANIES LLLP |
13F
|
Company |
—
class O/S missing
|
686,749
|
$169,888,000 | — | 31 Dec 2017 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
—
class O/S missing
|
663,200
|
$164,062,000 | — | 31 Dec 2017 | |
| Mizuho Bank, Ltd. |
13F
|
Company |
—
class O/S missing
|
660,000
|
$163,271,000 | — | 31 Dec 2017 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
647,533
|
$160,187,000 | — | 31 Dec 2017 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
—
class O/S missing
|
614,830
|
$152,097,000 | — | 31 Dec 2017 | |
| SG Americas Securities, LLC |
13F
|
Company |
—
class O/S missing
|
570,109
|
$141,034,000 | — | 31 Dec 2017 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
500,352
|
$123,777,000 | — | 31 Dec 2017 | |
| WOLVERINE TRADING, LLC |
13F
|
Company |
—
class O/S missing
|
489,403
|
$121,069,000 | — | 31 Dec 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
450,621
|
$111,474,000 | — | 31 Dec 2017 | |
| BALYASNY ASSET MANAGEMENT L.P. |
13F
|
Company |
—
class O/S missing
|
450,000
|
$111,321,000 | — | 31 Dec 2017 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
382,332
|
$94,169,000 | — | 31 Dec 2017 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
371,043
|
$91,789,000 | — | 31 Dec 2017 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
368,154
|
$91,074,000 | — | 31 Dec 2017 | |
| National Mutual Insurance Federation of Agricultural Cooperatives |
13F
|
Company |
—
class O/S missing
|
354,365
|
$87,663,000 | — | 31 Dec 2017 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
260,458
|
$64,432,000 | — | 31 Dec 2017 | |
| CHARTIST INC /CA/ |
13F
|
Company |
—
class O/S missing
|
257,244
|
$63,636,909 | — | 31 Dec 2017 | |
| ARKANSAS FINANCIAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
246,290
|
$60,927,000 | — | 31 Dec 2017 | |
| AVIANCE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
243,771
|
$60,304,000 | — | 31 Dec 2017 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
239,963
|
$59,542,000 | — | 31 Dec 2017 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
232,273
|
$57,460,000 | — | 31 Dec 2017 | |
| FundX Investment Group, LLC |
13F
|
Company |
—
class O/S missing
|
226,245
|
$55,968,000 | — | 31 Dec 2017 | |
| Berkshire Money Management, Inc. |
13F
|
Company |
—
class O/S missing
|
208,665
|
$51,620,000 | — | 31 Dec 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
201,320
|
$49,802,000 | — | 31 Dec 2017 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
184,244
|
$45,578,000 | — | 31 Dec 2017 | |
| BROADMARK ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
175,439
|
$43,400,000 | — | 31 Dec 2017 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
167,664
|
$41,477,000 | — | 31 Dec 2017 | |
| Assured Investment Management LLC |
13F
|
Company |
—
class O/S missing
|
159,270
|
$39,400,000 | — | 31 Dec 2017 | |
| Advisor Group, Inc. |
13F
|
Company |
—
class O/S missing
|
158,311
|
$39,166,000 | — | 31 Dec 2017 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
155,139
|
$38,378,000 | — | 31 Dec 2017 | |
| Financial Advisory Group |
13F
|
Company |
—
class O/S missing
|
151,843
|
$37,563,000 | — | 31 Dec 2017 | |
| Forward Management, LLC |
13F
|
Company |
—
class O/S missing
|
147,764
|
$36,553,000 | — | 31 Dec 2017 | |
| Stadion Money Management, LLC |
13F
|
Company |
—
class O/S missing
|
142,262
|
$35,193,000 | — | 31 Dec 2017 | |
| Banco de Sabadell, S.A |
13F
|
Company |
—
class O/S missing
|
138,682
|
$34,307,000 | — | 31 Dec 2017 | |
| QVR LLC |
13F
|
Company |
—
class O/S missing
|
137,235
|
$33,949,000 | — | 31 Dec 2017 | |
| WILLIAMS JONES & ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
118,330
|
$29,272,000 | — | 31 Dec 2017 | |
| CADINHA & CO LLC |
13F
|
Company |
—
class O/S missing
|
115,583
|
$28,593,000 | — | 31 Dec 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
113,621
|
$28,108,000 | — | 31 Dec 2017 | |
| SUNTRUST BANKS INC |
13F
|
Company |
—
class O/S missing
|
109,015
|
$26,968,000 | — | 31 Dec 2017 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
107,763
|
$26,646,000 | — | 31 Dec 2017 | |
| KEYBANK NATIONAL ASSOCIATION/OH |
13F
|
Company |
—
class O/S missing
|
101,612
|
$25,137,000 | — | 31 Dec 2017 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
99,251
|
$24,552,000 | — | 31 Dec 2017 |
Institutional Holders of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (DIA) as of Q1 2018
As of 31 Mar 2018,
SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (DIA) was held by
597 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
31,042,429 shares.
The largest 10 holders included
MORGAN STANLEY, BANK OF AMERICA CORP /DE/, WELLS FARGO & COMPANY/MN, CHURCHILL MANAGEMENT Corp, MIZUHO SECURITIES USA LLC, UBS Group AG, Mizuho Bank, Ltd., SUMITOMO MITSUI FINANCIAL GROUP, INC., LPL Financial LLC, and NATIXIS.
This page lists
597
institutional shareholders reporting positions in this security
for the Q1 2018 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2018 vs Q4 2017 Across Filers
Q4 2017 holders
569
Q1 2018 holders
597
Holder diff
28
| Investor | Q4 2017 Shares | Q1 2018 Shares | Share Diff | Share Chg % | Q4 2017 Value $ | Q1 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.