SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (DIA)
CUSIP: 78467X109
Q2 2017 13F Holders as of 30 Jun 2017
- Type / Class
- Equity / UT SER 1
- Total 13F shares
- 28,573,716
- Share change
- +2,950,761
- Total reported value
- $6,092,629,060
- Put/Call ratio
- 93%
- Price per share
- $213.24
- Number of holders
- 468
- Value change
- +$632,706,426
- Number of buys
- 174
- Number of sells
- 183
Quarterly Holders Quick Answers
What is CUSIP 78467X109?
CUSIP 78467X109 identifies DIA - SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 in SEC institutional holdings data.
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Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 78467X109:
Top shareholders of DIA - SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
2,839,408
|
$585,884,000 | — | 31 Mar 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
2,283,852
|
$471,250,000 | — | 31 Mar 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
1,681,613
|
$346,983,000 | — | 31 Mar 2017 | |
| CHURCHILL MANAGEMENT Corp |
13F
|
Company |
—
class O/S missing
|
1,530,555
|
$315,815,000 | — | 31 Mar 2017 | |
| MIZUHO SECURITIES USA LLC |
13F
|
Company |
—
class O/S missing
|
962,503
|
$200,452,000 | — | 31 Mar 2017 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
950,933
|
$196,215,000 | — | 31 Mar 2017 | |
| JONES FINANCIAL COMPANIES LLLP |
13F
|
Company |
—
class O/S missing
|
643,269
|
$132,732,000 | — | 31 Mar 2017 | |
| Mizuho Bank, Ltd. |
13F
|
Company |
—
class O/S missing
|
600,000
|
$123,804,000 | — | 31 Mar 2017 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
—
class O/S missing
|
570,533
|
$117,724,000 | — | 31 Mar 2017 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
544,795
|
$112,413,000 | — | 31 Mar 2017 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
536,164
|
$110,632,000 | — | 31 Mar 2017 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
491,947
|
$101,508,000 | — | 31 Mar 2017 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
465,247
|
$95,957,000 | — | 31 Mar 2017 | |
| NATIXIS |
13F
|
Company |
—
class O/S missing
|
450,350
|
$93,218,000 | — | 31 Mar 2017 | |
| SG Americas Securities, LLC |
13F
|
Company |
—
class O/S missing
|
434,658
|
$89,687,000 | — | 31 Mar 2017 | |
| NOMURA HOLDINGS INC |
13F
|
Company |
—
class O/S missing
|
434,429
|
$89,587,000 | — | 31 Mar 2017 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
—
class O/S missing
|
383,568
|
$79,145,000 | — | 31 Mar 2017 | |
| National Mutual Insurance Federation of Agricultural Cooperatives |
13F
|
Company |
—
class O/S missing
|
340,365
|
$70,231,000 | — | 31 Mar 2017 | |
| AVIANCE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
319,903
|
$66,009,000 | — | 31 Mar 2017 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
319,108
|
$65,844,000 | — | 31 Mar 2017 | |
| Quantitative Investment Management, LLC |
13F
|
Company |
—
class O/S missing
|
318,500
|
$65,719,000 | — | 31 Mar 2017 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
299,166
|
$63,042,000 | — | 31 Mar 2017 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
—
class O/S missing
|
279,500
|
$57,672,000 | — | 31 Mar 2017 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
279,027
|
$57,574,000 | — | 31 Mar 2017 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
278,649
|
$57,497,000 | — | 31 Mar 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
274,560
|
$56,652,000 | — | 31 Mar 2017 | |
| CHARTIST INC /CA/ |
13F
|
Company |
—
class O/S missing
|
265,916
|
$54,869,105 | — | 31 Mar 2017 | |
| ARKANSAS FINANCIAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
257,721
|
$53,178,000 | — | 31 Mar 2017 | |
| BNP PARIBAS FINANCIAL MARKETS |
13F
|
Company |
—
class O/S missing
|
240,992
|
$49,726,288 | — | 31 Mar 2017 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
—
class O/S missing
|
200,013
|
$41,270,000 | — | 31 Mar 2017 | |
| Stadion Money Management, LLC |
13F
|
Company |
—
class O/S missing
|
193,608
|
$39,949,000 | — | 31 Mar 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
172,989
|
$35,695,000 | — | 31 Mar 2017 | |
| Berkshire Money Management, Inc. |
13F
|
Company |
—
class O/S missing
|
170,281
|
$35,136,000 | — | 31 Mar 2017 | |
| Financial Advisory Group |
13F
|
Company |
—
class O/S missing
|
167,725
|
$34,608,000 | — | 31 Mar 2017 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
—
class O/S missing
|
145,700
|
$30,064,000 | — | 31 Mar 2017 | |
| BARCLAYS PLC |
13F
|
Company |
—
class O/S missing
|
130,578
|
$26,944,000 | — | 31 Mar 2017 | |
| NORTHERN TRUST CORP |
13F
|
Company |
—
class O/S missing
|
109,187
|
$22,529,000 | — | 31 Mar 2017 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
102,540
|
$21,158,000 | — | 31 Mar 2017 | |
| Parallax Volatility Advisers, L.P. |
13F
|
Company |
—
class O/S missing
|
101,696
|
$20,984,000 | — | 31 Mar 2017 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
101,209
|
$20,883,000 | — | 31 Mar 2017 | |
| L & S Advisors Inc |
13F
|
Company |
—
class O/S missing
|
100,398
|
$20,716,000 | — | 31 Mar 2017 | |
| KEYBANK NATIONAL ASSOCIATION/OH |
13F
|
Company |
—
class O/S missing
|
100,322
|
$20,700,000 | — | 31 Mar 2017 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
—
class O/S missing
|
94,395
|
$19,477,000 | — | 31 Mar 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
91,224
|
$18,823,000 | — | 31 Mar 2017 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
90,692
|
$18,713,000 | — | 31 Mar 2017 | |
| Advisor Group, Inc. |
13F
|
Company |
—
class O/S missing
|
85,783
|
$17,704,000 | — | 31 Mar 2017 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
85,172
|
$17,574,000 | — | 31 Mar 2017 | |
| SUNTRUST BANKS INC |
13F
|
Company |
—
class O/S missing
|
83,213
|
$17,170,000 | — | 31 Mar 2017 | |
| Heck Capital Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
83,053
|
$17,137,156 | — | 31 Mar 2017 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
82,800
|
$17,075,000 | — | 31 Mar 2017 |
Institutional Holders of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (DIA) as of Q2 2017
As of 30 Jun 2017,
SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (DIA) was held by
468 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
28,573,716 shares.
The largest 10 holders included
MORGAN STANLEY, BANK OF AMERICA CORP /DE/, CHURCHILL MANAGEMENT Corp, WELLS FARGO & COMPANY/MN, GOLDMAN SACHS GROUP INC, UBS Group AG, TWO SIGMA ADVISERS, LP, NATIXIS, JONES FINANCIAL COMPANIES LLLP, and SG Americas Securities, LLC.
This page lists
468
institutional shareholders reporting positions in this security
for the Q2 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2017 vs Q1 2017 Across Filers
Q1 2017 holders
474
Q2 2017 holders
468
Holder diff
-6
| Investor | Q1 2017 Shares | Q2 2017 Shares | Share Diff | Share Chg % | Q1 2017 Value $ | Q2 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.