SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (DIA)

CUSIP: 78467X109

Q2 2014 13F Holders as of 30 Jun 2014

Type / Class
Equity / UT SER 1
Total 13F shares
24,280,171
Share change
+54,669
Total reported value
$4,075,463,852
Put/Call ratio
104%
Price per share
$167.89
Number of holders
303
Value change
+$14,758,435
Number of buys
114
Number of sells
135

Quarterly Holders Quick Answers

What is CUSIP 78467X109?
CUSIP 78467X109 identifies DIA - SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 in SEC institutional holdings data.

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Top shareholders of DIA - SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
GOLDMAN SACHS GROUP INC
13F
Company
class O/S missing
3,110,919
$510,937,000 31 Mar 2014
13F
MORGAN STANLEY
13F
Company
class O/S missing
2,884,884
$473,813,000 31 Mar 2014
13F
BANK OF AMERICA CORP /DE/
13F
Company
class O/S missing
2,387,768
$392,168,000 31 Mar 2014
13F
WELLS FARGO & COMPANY/MN
13F
Company
class O/S missing
1,555,208
$255,427,000 31 Mar 2014
13F
JPMORGAN CHASE & CO
13F
Company
class O/S missing
1,436,634
$235,953,000 31 Mar 2014
13F
National Mutual Insurance Federation of Agricultural Cooperatives
13F
Company
class O/S missing
1,177,365
$193,370,000 31 Mar 2014
13F
DEUTSCHE BANK AG\
13F
Company
class O/S missing
1,010,655
$165,988,000 31 Mar 2014
13F
Norinchukin Bank, The
13F
Company
class O/S missing
825,113
$135,517,000 31 Mar 2014
13F
UBS AG
13F
Company
class O/S missing
805,713
$132,330,000 31 Mar 2014
13F
ROYAL BANK OF CANADA
13F
Company
class O/S missing
608,630
$99,963,000 31 Mar 2014
13F
Mizuho Bank, Ltd.
13F
Company
class O/S missing
460,000
$75,550,000 31 Mar 2014
13F
BNP PARIBAS FINANCIAL MARKETS
13F
Company
class O/S missing
452,924
$74,936,300 31 Mar 2014
13F
JONES FINANCIAL COMPANIES LLLP
13F
Company
class O/S missing
448,731
$73,699,000 31 Mar 2014
13F
CITIGROUP INC
13F
Company
class O/S missing
402,386
$66,104,000 31 Mar 2014
13F
PNC FINANCIAL SERVICES GROUP, INC.
13F
Company
class O/S missing
355,611
$58,405,000 31 Mar 2014
13F
CREDIT SUISSE AG/
13F
Company
class O/S missing
303,946
$49,920,000 31 Mar 2014
13F
CITADEL ADVISORS LLC
13F
Company
class O/S missing
253,327
$41,617,000 31 Mar 2014
13F
HSBC HOLDINGS PLC
13F
Company
class O/S missing
253,285
$41,575,000 31 Mar 2014
13F
BARCLAYS PLC
13F
Company
class O/S missing
250,117
$41,019,000 31 Mar 2014
13F
Financial Advisory Group
13F
Company
class O/S missing
239,442
$39,326,000 31 Mar 2014
13F
COMMERZBANK AKTIENGESELLSCHAFT /FI
13F
Company
class O/S missing
229,534
$37,699,000 31 Mar 2014
13F
BANK OF MONTREAL /CAN/
13F
Company
class O/S missing
226,265
$37,162,000 31 Mar 2014
13F
ARKANSAS FINANCIAL GROUP, INC.
13F
Company
class O/S missing
222,181
$36,491,000 31 Mar 2014
13F
LPL Financial LLC
13F
Company
class O/S missing
199,835
$32,821,000 31 Mar 2014
13F
Orion Porfolio Solutions, LLC
13F
Company
class O/S missing
193,139
$31,722,000 31 Mar 2014
13F
BBT Capital Management, LLC
13F
Company
class O/S missing
178,519
$29,320,000 31 Mar 2014
13F
NORTHERN TRUST CORP
13F
Company
class O/S missing
166,261
$27,307,000 31 Mar 2014
13F
RAYMOND JAMES & ASSOCIATES
13F
Company
class O/S missing
158,197
$25,982,000 31 Mar 2014
13F
Psagot Value Holdings Ltd.
13F
Company
class O/S missing
149,980
$24,633,000 31 Mar 2014
13F
KEYBANK NATIONAL ASSOCIATION/OH
13F
Company
class O/S missing
102,860
$16,894,000 31 Mar 2014
13F
LADENBURG THALMANN FINANCIAL SERVICES INC.
13F
Company
class O/S missing
102,438
$16,824,000 31 Mar 2014
13F
SUSQUEHANNA INTERNATIONAL GROUP, LLP
13F
Company
class O/S missing
99,024
$16,267,000 31 Mar 2014
13F
Stelac Advisory Services LLC
13F
Company
class O/S missing
100,863
$15,584,000 31 Mar 2014
13F
NOMURA HOLDINGS INC
13F
Company
class O/S missing
93,750
$15,382,000 31 Mar 2014
13F
SNS Financial Group, LLC
13F
Company
class O/S missing
83,267
$13,676,000 31 Mar 2014
13F
Mitsubishi UFJ Trust & Banking Corp
13F
Company
class O/S missing
70,200
$11,532,000 31 Mar 2014
13F
CURIAN CAPITAL LLC
13F
Company
class O/S missing
68,273
$11,200,000 31 Mar 2014
13F
Commonwealth Equity Services, Inc
13F
Company
class O/S missing
68,182
$11,198,000 31 Mar 2014
13F
Cambridge Investment Research Advisors, Inc.
13F
Company
class O/S missing
62,145
$10,207,000 31 Mar 2014
13F
Allston Trading LLC
13F
Company
class O/S missing
61,513
$10,099,000 31 Mar 2014
13F
Nuveen Asset Management, LLC
13F
Company
class O/S missing
60,000
$9,854,000 31 Mar 2014
13F
GAM Holding AG
13F
Company
class O/S missing
56,331
$9,254,000 31 Mar 2014
13F
SUNTRUST BANKS INC
13F
Company
class O/S missing
55,310
$9,083,000 31 Mar 2014
13F
GFS Advisors, LLC
13F
Company
class O/S missing
52,334
$8,596,000 31 Mar 2014
13F
Summit Asset Management, LLC
13F
Company
class O/S missing
52,039
$8,547,000 31 Mar 2014
13F
SG Americas Securities, LLC
13F
Company
class O/S missing
50,484
$8,292,000 31 Mar 2014
13F
Edgestream Partners, L.P.
13F
Company
class O/S missing
49,998
$8,212,000 31 Mar 2014
13F
Bank of New York Mellon Corp
13F
Company
class O/S missing
48,712
$8,001,000 31 Mar 2014
13F
M&T BANK CORP
13F
Company
class O/S missing
48,708
$8,000,000 31 Mar 2014
13F
ROCKEFELLER FINANCIAL SERVICES INC
13F
Company
class O/S missing
48,562
$7,976,000 31 Mar 2014
13F

Institutional Holders of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (DIA) as of Q2 2014

As of 30 Jun 2014, SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (DIA) was held by 303 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 24,280,171 shares. The largest 10 holders included GOLDMAN SACHS GROUP INC, MORGAN STANLEY, BANK OF AMERICA CORP /DE/, WELLS FARGO & COMPANY/MN, JPMORGAN CHASE & CO, NOMURA HOLDINGS INC, National Mutual Insurance Federation of Agricultural Cooperatives, UBS AG, GUGGENHEIM CAPITAL LLC, and DEUTSCHE BANK AG\. This page lists 303 institutional shareholders reporting positions in this security for the Q2 2014 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q2 2014 vs Q1 2014 Across Filers

Q1 2014 holders
300
Q2 2014 holders
303
Holder diff
3
Investor Q1 2014 Shares Q2 2014 Shares Share Diff Share Chg % Q1 2014 Value $ Q2 2014 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
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