SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (DIA)
CUSIP: 78467X109
Q3 2014 13F Holders as of 30 Sep 2014
- Type / Class
- Equity / UT SER 1
- Total 13F shares
- 23,696,894
- Share change
- -556,871
- Total reported value
- $4,027,807,310
- Put/Call ratio
- 178%
- Price per share
- $170.07
- Number of holders
- 301
- Value change
- -$94,623,301
- Number of buys
- 123
- Number of sells
- 120
Quarterly Holders Quick Answers
What is CUSIP 78467X109?
CUSIP 78467X109 identifies DIA - SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 in SEC institutional holdings data.
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Recent filing periods for CUSIP 78467X109:
Top shareholders of DIA - SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
3,835,547
|
$643,950,000 | — | 30 Jun 2014 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
2,864,732
|
$480,959,000 | — | 30 Jun 2014 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
2,399,386
|
$402,833,000 | — | 30 Jun 2014 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
1,860,361
|
$312,336,000 | — | 30 Jun 2014 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
1,489,349
|
$250,048,000 | — | 30 Jun 2014 | |
| NOMURA HOLDINGS INC |
13F
|
Company |
—
class O/S missing
|
1,190,432
|
$199,946,000 | — | 30 Jun 2014 | |
| National Mutual Insurance Federation of Agricultural Cooperatives |
13F
|
Company |
—
class O/S missing
|
1,177,365
|
$197,668,000 | — | 30 Jun 2014 | |
| UBS AG |
13F
|
Company |
—
class O/S missing
|
892,800
|
$149,892,000 | — | 30 Jun 2014 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
602,300
|
$101,120,000 | — | 30 Jun 2014 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
—
class O/S missing
|
554,814
|
$93,146,000 | — | 30 Jun 2014 | |
| JONES FINANCIAL COMPANIES LLLP |
13F
|
Company |
—
class O/S missing
|
467,355
|
$78,464,000 | — | 30 Jun 2014 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
373,016
|
$62,627,000 | — | 30 Jun 2014 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
347,899
|
$58,409,000 | — | 30 Jun 2014 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
—
class O/S missing
|
270,098
|
$45,347,000 | — | 30 Jun 2014 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
245,554
|
$41,227,000 | — | 30 Jun 2014 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
244,680
|
$41,079,000 | — | 30 Jun 2014 | |
| Financial Advisory Group |
13F
|
Company |
—
class O/S missing
|
240,467
|
$40,372,000 | — | 30 Jun 2014 | |
| COMMERZBANK AKTIENGESELLSCHAFT /FI |
13F
|
Company |
—
class O/S missing
|
229,534
|
$38,536,000 | — | 30 Jun 2014 | |
| ARKANSAS FINANCIAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
222,359
|
$37,332,000 | — | 30 Jun 2014 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
—
class O/S missing
|
190,220
|
$31,937,000 | — | 30 Jun 2014 | |
| Orion Porfolio Solutions, LLC |
13F
|
Company |
—
class O/S missing
|
189,539
|
$31,821,000 | — | 30 Jun 2014 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
—
class O/S missing
|
175,425
|
$29,452,000 | — | 30 Jun 2014 | |
| NORTHERN TRUST CORP |
13F
|
Company |
—
class O/S missing
|
172,570
|
$28,973,000 | — | 30 Jun 2014 | |
| SG Americas Securities, LLC |
13F
|
Company |
—
class O/S missing
|
157,740
|
$26,483,000 | — | 30 Jun 2014 | |
| HSBC HOLDINGS PLC |
13F
|
Company |
—
class O/S missing
|
128,095
|
$21,511,000 | — | 30 Jun 2014 | |
| Oxbow Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
113,726
|
$19,093,000 | — | 30 Jun 2014 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
109,741
|
$18,421,000 | — | 30 Jun 2014 | |
| KEYBANK NATIONAL ASSOCIATION/OH |
13F
|
Company |
—
class O/S missing
|
102,574
|
$17,221,000 | — | 30 Jun 2014 | |
| Psagot Value Holdings Ltd. |
13F
|
Company |
—
class O/S missing
|
99,362
|
$16,682,000 | — | 30 Jun 2014 | |
| SNS Financial Group, LLC |
13F
|
Company |
—
class O/S missing
|
90,367
|
$15,172,000 | — | 30 Jun 2014 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
88,080
|
$14,788,000 | — | 30 Jun 2014 | |
| Stelac Advisory Services LLC |
13F
|
Company |
—
class O/S missing
|
94,092
|
$14,756,000 | — | 30 Jun 2014 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
87,105
|
$14,624,000 | — | 30 Jun 2014 | |
| Edgestream Partners, L.P. |
13F
|
Company |
—
class O/S missing
|
73,346
|
$12,314,000 | — | 30 Jun 2014 | |
| GAM Holding AG |
13F
|
Company |
—
class O/S missing
|
71,484
|
$12,001,000 | — | 30 Jun 2014 | |
| Mitsubishi UFJ Trust & Banking Corp |
13F
|
Company |
—
class O/S missing
|
70,200
|
$11,786,000 | — | 30 Jun 2014 | |
| CURIAN CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
69,841
|
$11,726,000 | — | 30 Jun 2014 | |
| BNP PARIBAS FINANCIAL MARKETS |
13F
|
Company |
—
class O/S missing
|
66,930
|
$11,236,869 | — | 30 Jun 2014 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
65,651
|
$11,022,000 | — | 30 Jun 2014 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
65,255
|
$10,956,000 | — | 30 Jun 2014 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
62,262
|
$10,453,000 | — | 30 Jun 2014 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
60,002
|
$10,074,000 | — | 30 Jun 2014 | |
| Nuveen Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
60,000
|
$10,073,000 | — | 30 Jun 2014 | |
| SUNTRUST BANKS INC |
13F
|
Company |
—
class O/S missing
|
55,925
|
$9,388,000 | — | 30 Jun 2014 | |
| Parallax Volatility Advisers, L.P. |
13F
|
Company |
—
class O/S missing
|
54,543
|
$9,157,000 | — | 30 Jun 2014 | |
| Summit Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
51,995
|
$8,729,000 | — | 30 Jun 2014 | |
| GFS Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
51,749
|
$8,688,000 | — | 30 Jun 2014 | |
| Virtu KCG Holdings LLC |
13F
|
Company |
—
class O/S missing
|
51,099
|
$8,579,000 | — | 30 Jun 2014 | |
| Bank of New York Mellon Corp |
13F
|
Company |
—
class O/S missing
|
48,830
|
$8,198,000 | — | 30 Jun 2014 | |
| ROCKEFELLER FINANCIAL SERVICES INC |
13F
|
Company |
—
class O/S missing
|
48,562
|
$8,153,000 | — | 30 Jun 2014 |
Institutional Holders of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (DIA) as of Q3 2014
As of 30 Sep 2014,
SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (DIA) was held by
301 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
23,696,894 shares.
The largest 10 holders included
GOLDMAN SACHS GROUP INC, MORGAN STANLEY, BANK OF AMERICA CORP /DE/, JPMORGAN CHASE & CO, NOMURA HOLDINGS INC, National Mutual Insurance Federation of Agricultural Cooperatives, UBS AG, Stadion Money Management, LLC, GUGGENHEIM CAPITAL LLC, and Mizuho Bank, Ltd..
This page lists
301
institutional shareholders reporting positions in this security
for the Q3 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2014 vs Q2 2014 Across Filers
Q2 2014 holders
303
Q3 2014 holders
301
Holder diff
-2
| Investor | Q2 2014 Shares | Q3 2014 Shares | Share Diff | Share Chg % | Q2 2014 Value $ | Q3 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.