SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (DIA)
CUSIP: 78467X109
Q1 2014 13F Holders as of 31 Mar 2014
- Type / Class
- Equity / UT SER 1
- Total 13F shares
- 24,256,745
- Share change
- -7,599,631
- Total reported value
- $3,983,170,926
- Put/Call ratio
- 147%
- Price per share
- $164.24
- Number of holders
- 300
- Value change
- -$1,250,021,882
- Number of buys
- 110
- Number of sells
- 159
Quarterly Holders Quick Answers
What is CUSIP 78467X109?
CUSIP 78467X109 identifies DIA - SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 in SEC institutional holdings data.
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Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 78467X109:
Top shareholders of DIA - SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
4,398,810
|
$727,871,000 | — | 31 Dec 2013 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
3,846,342
|
$636,454,000 | — | 31 Dec 2013 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
2,570,695
|
$425,372,000 | — | 31 Dec 2013 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
1,932,972
|
$319,849,000 | — | 31 Dec 2013 | |
| SG Americas Securities, LLC |
13F
|
Company |
—
class O/S missing
|
1,569,774
|
$259,751,000 | — | 31 Dec 2013 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
—
class O/S missing
|
1,513,085
|
$250,369,000 | — | 31 Dec 2013 | |
| COMMERZBANK AKTIENGESELLSCHAFT /FI |
13F
|
Company |
—
class O/S missing
|
1,579,359
|
$247,565,000 | — | 31 Dec 2013 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
1,296,109
|
$214,468,000 | — | 31 Dec 2013 | |
| National Mutual Insurance Federation of Agricultural Cooperatives |
13F
|
Company |
—
class O/S missing
|
1,177,365
|
$194,819,000 | — | 31 Dec 2013 | |
| Norinchukin Bank, The |
13F
|
Company |
—
class O/S missing
|
825,113
|
$136,531,000 | — | 31 Dec 2013 | |
| UBS AG |
13F
|
Company |
—
class O/S missing
|
632,942
|
$104,733,000 | — | 31 Dec 2013 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
611,583
|
$101,198,000 | — | 31 Dec 2013 | |
| NOMURA HOLDINGS INC |
13F
|
Company |
—
class O/S missing
|
574,864
|
$94,771,000 | — | 31 Dec 2013 | |
| HSBC HOLDINGS PLC |
13F
|
Company |
—
class O/S missing
|
533,166
|
$88,191,000 | — | 31 Dec 2013 | |
| Virtu KCG Holdings LLC |
13F
|
Company |
—
class O/S missing
|
462,201
|
$76,480,000 | — | 31 Dec 2013 | |
| JONES FINANCIAL COMPANIES LLLP |
13F
|
Company |
—
class O/S missing
|
427,118
|
$70,674,000 | — | 31 Dec 2013 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
410,632
|
$67,949,000 | — | 31 Dec 2013 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
—
class O/S missing
|
375,449
|
$62,126,000 | — | 31 Dec 2013 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
345,708
|
$57,205,000 | — | 31 Dec 2013 | |
| Berkshire Money Management, Inc. |
13F
|
Company |
—
class O/S missing
|
329,909
|
$54,590,000 | — | 31 Dec 2013 | |
| STEADFAST CAPITAL MANAGEMENT LP |
13F
|
Company |
—
class O/S missing
|
323,824
|
$53,583,000 | — | 31 Dec 2013 | |
| MIZUHO SECURITIES USA LLC |
13F
|
Company |
—
class O/S missing
|
318,986
|
$52,760,000 | — | 31 Dec 2013 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
—
class O/S missing
|
270,548
|
$44,767,000 | — | 31 Dec 2013 | |
| Financial Advisory Group |
13F
|
Company |
—
class O/S missing
|
238,684
|
$39,495,000 | — | 31 Dec 2013 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
234,513
|
$38,805,000 | — | 31 Dec 2013 | |
| Richard C. Young & CO., LTD. |
13F
|
Company |
—
class O/S missing
|
225,495
|
$37,313,000 | — | 31 Dec 2013 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
—
class O/S missing
|
222,619
|
$36,836,000 | — | 31 Dec 2013 | |
| ARKANSAS FINANCIAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
216,999
|
$35,907,000 | — | 31 Dec 2013 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
197,779
|
$32,727,000 | — | 31 Dec 2013 | |
| Orion Porfolio Solutions, LLC |
13F
|
Company |
—
class O/S missing
|
194,369
|
$32,162,000 | — | 31 Dec 2013 | |
| NORTHERN TRUST CORP |
13F
|
Company |
—
class O/S missing
|
172,220
|
$28,497,000 | — | 31 Dec 2013 | |
| Psagot Value Holdings Ltd. |
13F
|
Company |
—
class O/S missing
|
170,121
|
$28,150,000 | — | 31 Dec 2013 | |
| WESTON CAPITAL MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
113,424
|
$18,768,000 | — | 31 Dec 2013 | |
| Allston Trading LLC |
13F
|
Company |
—
class O/S missing
|
108,694
|
$17,986,000 | — | 31 Dec 2013 | |
| BBT Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
106,357
|
$17,599,000 | — | 31 Dec 2013 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
104,530
|
$17,296,000 | — | 31 Dec 2013 | |
| KEYBANK NATIONAL ASSOCIATION/OH |
13F
|
Company |
—
class O/S missing
|
102,471
|
$16,956,000 | — | 31 Dec 2013 | |
| DeGreen Capital Management LLC |
13F
|
Company |
—
class O/S missing
|
96,029
|
$15,805,000 | — | 31 Dec 2013 | |
| ALESCO ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
82,438
|
$13,641,000 | — | 31 Dec 2013 | |
| SNS Financial Group, LLC |
13F
|
Company |
—
class O/S missing
|
81,061
|
$13,413,000 | — | 31 Dec 2013 | |
| Pinnacle Summer Investments, Inc. |
13F
|
Company |
—
class O/S missing
|
80,828
|
$13,375,000 | — | 31 Dec 2013 | |
| Select Asset Management & Trust |
13F
|
Company |
—
class O/S missing
|
75,462
|
$12,486,000 | — | 31 Dec 2013 | |
| CURIAN CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
72,827
|
$12,100,000 | — | 31 Dec 2013 | |
| Mitsubishi UFJ Trust & Banking Corp |
13F
|
Company |
—
class O/S missing
|
70,200
|
$11,616,000 | — | 31 Dec 2013 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
68,074
|
$11,264,000 | — | 31 Dec 2013 | |
| Bank of New York Mellon Corp |
13F
|
Company |
—
class O/S missing
|
67,833
|
$11,224,000 | — | 31 Dec 2013 | |
| Nuveen Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
66,000
|
$10,921,000 | — | 31 Dec 2013 | |
| BNP PARIBAS FINANCIAL MARKETS |
13F
|
Company |
—
class O/S missing
|
65,900
|
$10,904,500 | — | 31 Dec 2013 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
64,722
|
$10,710,000 | — | 31 Dec 2013 | |
| Stelac Advisory Services LLC |
13F
|
Company |
—
class O/S missing
|
65,926
|
$10,140,000 | — | 31 Dec 2013 |
Institutional Holders of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (DIA) as of Q1 2014
As of 31 Mar 2014,
SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (DIA) was held by
300 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
24,256,745 shares.
The largest 10 holders included
GOLDMAN SACHS GROUP INC, MORGAN STANLEY, BANK OF AMERICA CORP /DE/, WELLS FARGO & COMPANY/MN, JPMORGAN CHASE & CO, National Mutual Insurance Federation of Agricultural Cooperatives, DEUTSCHE BANK AG\, Norinchukin Bank, The, UBS AG, and ROYAL BANK OF CANADA.
This page lists
300
institutional shareholders reporting positions in this security
for the Q1 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2014 vs Q4 2013 Across Filers
Q4 2013 holders
303
Q1 2014 holders
300
Holder diff
-3
| Investor | Q4 2013 Shares | Q1 2014 Shares | Share Diff | Share Chg % | Q4 2013 Value $ | Q1 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.