SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (DIA)
CUSIP: 78467X109
Q4 2013 13F Holders as of 31 Dec 2013
- Type / Class
- Equity / UT SER 1
- Total 13F shares
- 32,097,218
- Share change
- +33,851
- Total reported value
- $5,296,021,070
- Put/Call ratio
- 93%
- Price per share
- $165.47
- Number of holders
- 303
- Value change
- +$5,600,975
- Number of buys
- 7
- Number of sells
- 6
Quarterly Holders Quick Answers
What is CUSIP 78467X109?
CUSIP 78467X109 identifies DIA - SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 in SEC institutional holdings data.
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Recent filing periods for CUSIP 78467X109:
Top shareholders of DIA - SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
411,263
|
$62,101,000 | — | 30 Sep 2013 | |
| Berkshire Money Management, Inc. |
13F
|
Company |
—
class O/S missing
|
352,788
|
$47,291,000 | — | 30 Sep 2013 | |
| Orion Porfolio Solutions, LLC |
13F
|
Company |
—
class O/S missing
|
200,177
|
$30,226,000 | — | 30 Sep 2013 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
—
class O/S missing
|
174,741
|
$26,387,000 | — | 30 Sep 2013 | |
| MUFG Americas Holdings Corp |
13F
|
Company |
—
class O/S missing
|
26,690
|
$4,030,000 | — | 30 Sep 2013 | |
| Tortoise Investment Management, LLC |
13F
|
Company |
—
class O/S missing
|
25,541
|
$3,857,000 | — | 30 Sep 2013 | |
| Kovack Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
14,679
|
$2,216,000 | — | 30 Sep 2013 | |
| Veritable, L.P. |
13F
|
Company |
—
class O/S missing
|
3,793
|
$573,000 | — | 30 Sep 2013 |
Institutional Holders of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (DIA) as of Q4 2013
As of 31 Dec 2013,
SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (DIA) was held by
303 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
32,097,218 shares.
The largest 10 holders included
GOLDMAN SACHS GROUP INC, MORGAN STANLEY, BANK OF AMERICA CORP /DE/, CITIGROUP INC, COMMERZBANK AKTIENGESELLSCHAFT /FI, SG Americas Securities, LLC, DEUTSCHE BANK AG\, JPMORGAN CHASE & CO, National Mutual Insurance Federation of Agricultural Cooperatives, and Norinchukin Bank, The.
This page lists
303
institutional shareholders reporting positions in this security
for the Q4 2013 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2013 vs Q3 2013 Across Filers
Q3 2013 holders
9
Q4 2013 holders
303
Holder diff
294
| Investor | Q3 2013 Shares | Q4 2013 Shares | Share Diff | Share Chg % | Q3 2013 Value $ | Q4 2013 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.