Security key
78467X109
SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (DIA)
CUSIP: 78467X109
Q3 2013 13F Holders as of 30 Sep 2013
- Type / Class
- Equity / UT SER 1
- Total 13F shares
- 1,234,864
- Share change
- +80,623
- Total reported value
- $180,485,000
- Put/Call ratio
- 22%
- Price per share
- $151.00
- Number of holders
- 9
- Value change
- +$9,970,676
- Number of buys
- 3
- Number of sells
- 5
Report period
Q3 2013
Institutions
9
Top holders
9
Broader feeds
Reporting periods
Holder history for CUSIP 78467X109
Recent filing periods:
Top shareholders of DIA - SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
479,340
|
$71,205,000 | — | 30 Jun 2013 | |
| Berkshire Money Management, Inc. |
13F
|
Company |
—
class O/S missing
|
222,672
|
$33,078,000 | — | 30 Jun 2013 | |
| Tortoise Investment Management, LLC |
13F
|
Company |
—
class O/S missing
|
26,267
|
$3,902,000 | — | 30 Jun 2013 | |
| Kovack Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
17,421
|
$2,588,000 | — | 30 Jun 2013 | |
| MUFG Americas Holdings Corp |
13F
|
Company |
—
class O/S missing
|
10,665
|
$1,584,000 | — | 30 Jun 2013 | |
| Veritable, L.P. |
13F
|
Company |
—
class O/S missing
|
4,983
|
$740,000 | — | 30 Jun 2013 | |
| Twin Tree Management, LP |
13F
|
Company |
—
class O/S missing
|
1,055
|
$157,000 | — | 30 Jun 2013 |
Institutional Holders of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (DIA) as of Q3 2013
As of 30 Sep 2013,
SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (DIA) was held by
9 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,234,864 shares.
The largest 9 holders included
WELLS FARGO & COMPANY/MN, Berkshire Money Management, Inc., CLS Investments, LLC, BANK OF MONTREAL /CAN/, MUFG Americas Holdings Corp, Tortoise Investment Management, LLC, HUNTINGTON NATIONAL BANK, Kovack Advisors, Inc., and Veritable, L.P..
This page lists
9
institutional shareholders reporting positions in this security
for the Q3 2013 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2013 vs Q2 2013 Across Filers
Q2 2013 holders
8
Q3 2013 holders
9
Holder diff
1
| Investor | Q2 2013 Shares | Q3 2013 Shares | Share Diff | Share Chg % | Q2 2013 Value $ | Q3 2013 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.