ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (RMT)

CUSIP: 780915104

Q4 2023 13F Holders as of 31 Dec 2023

Type / Class
Equity / Common Shares, $0.001 par value
Shares outstanding
52,569,240
Total 13F shares
14,237,599
Share change
+231,305
Total reported value
$131,526,234
Price per share
$9.24
Number of holders
88
Value change
+$2,450,349
Number of buys
41
Number of sells
33

Quarterly Holders Quick Answers

What is CUSIP 780915104?
CUSIP 780915104 identifies RMT - ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value in SEC institutional holdings data.

Need full ownership history?
Open the full security ownership history page.

Top shareholders of RMT - ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
MORGAN STANLEY
13F
Company
3.2%
1,708,031
$14,142,506 30 Sep 2023
13F
Allspring Global Investments Holdings, LLC
13F
Company
2.2%
1,177,334
$9,748,325 30 Sep 2023
13F
Advisors Asset Management, Inc.
13F
Company
2%
1,075,888
$8,908,353 30 Sep 2023
13F
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.
13F
Company
1.8%
929,785
$7,698,617 30 Sep 2023
13F
UBS Group AG
13F
Company
1.7%
917,287
$7,595,136 30 Sep 2023
13F
1607 Capital Partners, LLC
13F
Company
1.2%
613,662
$5,081,121 30 Sep 2023
13F
WELLS FARGO & COMPANY/MN
13F
Company
0.97%
509,205
$4,216,222 30 Sep 2023
13F
BANK OF AMERICA CORP /DE/
13F
Company
0.83%
435,092
$3,602,561 30 Sep 2023
13F
Mraz, Amerine & Associates, Inc.
13F
Company
0.83%
434,428
$3,597,060 30 Sep 2023
13F
FLAGSHIP HARBOR ADVISORS, LLC
13F
Company
0.7%
367,836
$3,045,683 30 Sep 2023
13F
RAYMOND JAMES & ASSOCIATES
13F
Company
0.57%
298,123
$2,468,462 30 Sep 2023
13F
FCA CORP /TX
13F
Company
0.56%
295,610
$2,447,652 30 Sep 2023
13F
OSAIC HOLDINGS, INC.
13F
Company
0.53%
278,128
$2,302,916 30 Sep 2023
13F
Family Firm, Inc.
13F
Company
0.51%
269,730
$2,233,367 30 Sep 2023
13F
Shaker Financial Services, LLC
13F
Company
0.5%
261,497
$2,165,196 30 Sep 2023
13F
Cetera Investment Advisers
13F
Company
0.46%
241,754
$2,001,721 30 Sep 2023
13F
BARD ASSOCIATES INC
13F
Company
0.45%
237,601
$1,967,337 30 Sep 2023
13F
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC
13F
Company
0.39%
205,692
$1,703,130 30 Sep 2023
13F
ROYAL BANK OF CANADA
13F
Company
0.33%
172,377
$1,427,000 30 Sep 2023
13F
Atlas Wealth LLC
13F
Company
0.3%
156,587
$1,296,540 30 Sep 2023
13F
HORIZON KINETICS ASSET MANAGEMENT LLC
13F
Company
0.27%
143,317
$1,186,665 30 Sep 2023
13F
COMMONWEALTH EQUITY SERVICES, LLC
13F
Company
0.25%
130,880
$1,084,000 30 Sep 2023
13F
AQR Arbitrage LLC
13F
Company
0.22%
114,693
$949,658 30 Sep 2023
13F
CAPTRUST FINANCIAL ADVISORS
13F
Company
0.2%
103,330
$855,570 30 Sep 2023
13F
Moors & Cabot, Inc.
13F
Company
0.2%
102,929
$852,249 30 Sep 2023
13F
LPL Financial LLC
13F
Company
0.19%
100,074
$828,616 30 Sep 2023
13F
Private Advisor Group, LLC
13F
Company
0.18%
94,578
$783,097 30 Sep 2023
13F
BROWN ADVISORY INC
13F
Company
0.16%
83,699
$693,028 30 Sep 2023
13F
NWF Advisory Services Inc.
13F
Company
0.15%
80,884
$669,722 30 Sep 2023
13F
ROBERTS GLORE & CO INC /IL/
13F
Company
0.14%
72,520
$600,466 30 Sep 2023
13F
DFPG INVESTMENTS, LLC
13F
Company
0.14%
74,926
$585,923 30 Sep 2023
13F
TWIN FOCUS CAPITAL PARTNERS, LLC
13F
Company
0.12%
62,161
$514,693 30 Sep 2023
13F
Walleye Capital LLC
13F
Company
0.11%
58,098
$481,051 30 Sep 2023
13F
Cambridge Investment Research Advisors, Inc.
13F
Company
0.11%
57,401
$475,000 30 Sep 2023
13F
EP Wealth Advisors, LLC
13F
Company
0.1%
52,082
$431,236 30 Sep 2023
13F
COHEN & STEERS, INC.
13F
Company
0.1%
50,884
$421,000 30 Sep 2023
13F
Apollon Wealth Management, LLC
13F
Company
0.1%
50,153
$415,267 30 Sep 2023
13F
Karpus Management, Inc.
13F
Company
0.1%
50,000
$414,000 30 Sep 2023
13F
WealthShield Partners, LLC
13F
Company
0.08%
42,921
$355,386 30 Sep 2023
13F
D.A. DAVIDSON & CO.
13F
Company
0.08%
42,224
$349,619 30 Sep 2023
13F
ENVESTNET ASSET MANAGEMENT INC
13F
Company
0.07%
38,606
$319,659 30 Sep 2023
13F
WOLVERINE ASSET MANAGEMENT LLC
13F
Company
0.07%
37,600
$311,328 30 Sep 2023
13F
Matisse Capital
13F
Company
0.07%
36,519
$302,377 30 Sep 2023
13F
Kingsview Wealth Management, LLC
13F
Company
0.07%
36,380
$301,226 30 Sep 2023
13F
FIRST TRUST ADVISORS LP
13F
Company
0.07%
36,039
$298,402 30 Sep 2023
13F
STIFEL FINANCIAL CORP
13F
Company
0.07%
35,300
$292,279 30 Sep 2023
13F
Janney Montgomery Scott LLC
13F
Company
0.07%
34,185
$283,000 30 Sep 2023
13F
PEAPACK GLADSTONE FINANCIAL CORP
13F
Company
0.06%
32,204
$267,000 30 Sep 2023
13F
Financial Advocates Investment Management
13F
Company
0.06%
29,922
$247,752 30 Sep 2023
13F
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.
13F
Company
0.06%
29,473
$244,036 30 Sep 2023
13F

Institutional Holders of ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (RMT) as of Q4 2023

As of 31 Dec 2023, ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (RMT) was held by 88 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 14,237,599 shares. The largest 10 holders included MORGAN STANLEY, Allspring Global Investments Holdings, LLC, PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC., ALEXANDER RANDOLPH ADVISORY INC, UBS Group AG, Advisors Asset Management, Inc., 1607 Capital Partners, LLC, WELLS FARGO & COMPANY/MN, BANK OF AMERICA CORP /DE/, and Mraz, Amerine & Associates, Inc.. This page lists 88 institutional shareholders reporting positions in this security for the Q4 2023 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q4 2023 vs Q3 2023 Across Filers

Q3 2023 holders
83
Q4 2023 holders
88
Holder diff
5
Investor Q3 2023 Shares Q4 2023 Shares Share Diff Share Chg % Q3 2023 Value $ Q4 2023 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Here you can make detailed settings or revoke your consent (in part if necessary) with effect for the future. For further information, please refer to our Privacy Policy .