ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (RMT)
CUSIP: 780915104
Q4 2023 13F Holders as of 31 Dec 2023
- Type / Class
- Equity / Common Shares, $0.001 par value
- Shares outstanding
- 52,569,240
- Total 13F shares
- 14,237,599
- Share change
- +231,305
- Total reported value
- $131,526,234
- Price per share
- $9.24
- Number of holders
- 88
- Value change
- +$2,450,349
- Number of buys
- 41
- Number of sells
- 33
Quarterly Holders Quick Answers
What is CUSIP 780915104?
CUSIP 780915104 identifies RMT - ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value in SEC institutional holdings data.
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Recent filing periods for CUSIP 780915104:
Top shareholders of RMT - ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
3.2%
|
1,708,031
|
$14,142,506 | — | 30 Sep 2023 | |
| Allspring Global Investments Holdings, LLC |
13F
|
Company |
2.2%
|
1,177,334
|
$9,748,325 | — | 30 Sep 2023 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
2%
|
1,075,888
|
$8,908,353 | — | 30 Sep 2023 | |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. |
13F
|
Company |
1.8%
|
929,785
|
$7,698,617 | — | 30 Sep 2023 | |
| UBS Group AG |
13F
|
Company |
1.7%
|
917,287
|
$7,595,136 | — | 30 Sep 2023 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
1.2%
|
613,662
|
$5,081,121 | — | 30 Sep 2023 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.97%
|
509,205
|
$4,216,222 | — | 30 Sep 2023 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.83%
|
435,092
|
$3,602,561 | — | 30 Sep 2023 | |
| Mraz, Amerine & Associates, Inc. |
13F
|
Company |
0.83%
|
434,428
|
$3,597,060 | — | 30 Sep 2023 | |
| FLAGSHIP HARBOR ADVISORS, LLC |
13F
|
Company |
0.7%
|
367,836
|
$3,045,683 | — | 30 Sep 2023 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.57%
|
298,123
|
$2,468,462 | — | 30 Sep 2023 | |
| FCA CORP /TX |
13F
|
Company |
0.56%
|
295,610
|
$2,447,652 | — | 30 Sep 2023 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.53%
|
278,128
|
$2,302,916 | — | 30 Sep 2023 | |
| Family Firm, Inc. |
13F
|
Company |
0.51%
|
269,730
|
$2,233,367 | — | 30 Sep 2023 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.5%
|
261,497
|
$2,165,196 | — | 30 Sep 2023 | |
| Cetera Investment Advisers |
13F
|
Company |
0.46%
|
241,754
|
$2,001,721 | — | 30 Sep 2023 | |
| BARD ASSOCIATES INC |
13F
|
Company |
0.45%
|
237,601
|
$1,967,337 | — | 30 Sep 2023 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.39%
|
205,692
|
$1,703,130 | — | 30 Sep 2023 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.33%
|
172,377
|
$1,427,000 | — | 30 Sep 2023 | |
| Atlas Wealth LLC |
13F
|
Company |
0.3%
|
156,587
|
$1,296,540 | — | 30 Sep 2023 | |
| HORIZON KINETICS ASSET MANAGEMENT LLC |
13F
|
Company |
0.27%
|
143,317
|
$1,186,665 | — | 30 Sep 2023 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.25%
|
130,880
|
$1,084,000 | — | 30 Sep 2023 | |
| AQR Arbitrage LLC |
13F
|
Company |
0.22%
|
114,693
|
$949,658 | — | 30 Sep 2023 | |
| CAPTRUST FINANCIAL ADVISORS |
13F
|
Company |
0.2%
|
103,330
|
$855,570 | — | 30 Sep 2023 | |
| Moors & Cabot, Inc. |
13F
|
Company |
0.2%
|
102,929
|
$852,249 | — | 30 Sep 2023 | |
| LPL Financial LLC |
13F
|
Company |
0.19%
|
100,074
|
$828,616 | — | 30 Sep 2023 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.18%
|
94,578
|
$783,097 | — | 30 Sep 2023 | |
| BROWN ADVISORY INC |
13F
|
Company |
0.16%
|
83,699
|
$693,028 | — | 30 Sep 2023 | |
| NWF Advisory Services Inc. |
13F
|
Company |
0.15%
|
80,884
|
$669,722 | — | 30 Sep 2023 | |
| ROBERTS GLORE & CO INC /IL/ |
13F
|
Company |
0.14%
|
72,520
|
$600,466 | — | 30 Sep 2023 | |
| DFPG INVESTMENTS, LLC |
13F
|
Company |
0.14%
|
74,926
|
$585,923 | — | 30 Sep 2023 | |
| TWIN FOCUS CAPITAL PARTNERS, LLC |
13F
|
Company |
0.12%
|
62,161
|
$514,693 | — | 30 Sep 2023 | |
| Walleye Capital LLC |
13F
|
Company |
0.11%
|
58,098
|
$481,051 | — | 30 Sep 2023 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.11%
|
57,401
|
$475,000 | — | 30 Sep 2023 | |
| EP Wealth Advisors, LLC |
13F
|
Company |
0.1%
|
52,082
|
$431,236 | — | 30 Sep 2023 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.1%
|
50,884
|
$421,000 | — | 30 Sep 2023 | |
| Apollon Wealth Management, LLC |
13F
|
Company |
0.1%
|
50,153
|
$415,267 | — | 30 Sep 2023 | |
| Karpus Management, Inc. |
13F
|
Company |
0.1%
|
50,000
|
$414,000 | — | 30 Sep 2023 | |
| WealthShield Partners, LLC |
13F
|
Company |
0.08%
|
42,921
|
$355,386 | — | 30 Sep 2023 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.08%
|
42,224
|
$349,619 | — | 30 Sep 2023 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0.07%
|
38,606
|
$319,659 | — | 30 Sep 2023 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.07%
|
37,600
|
$311,328 | — | 30 Sep 2023 | |
| Matisse Capital |
13F
|
Company |
0.07%
|
36,519
|
$302,377 | — | 30 Sep 2023 | |
| Kingsview Wealth Management, LLC |
13F
|
Company |
0.07%
|
36,380
|
$301,226 | — | 30 Sep 2023 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.07%
|
36,039
|
$298,402 | — | 30 Sep 2023 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.07%
|
35,300
|
$292,279 | — | 30 Sep 2023 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.07%
|
34,185
|
$283,000 | — | 30 Sep 2023 | |
| PEAPACK GLADSTONE FINANCIAL CORP |
13F
|
Company |
0.06%
|
32,204
|
$267,000 | — | 30 Sep 2023 | |
| Financial Advocates Investment Management |
13F
|
Company |
0.06%
|
29,922
|
$247,752 | — | 30 Sep 2023 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.06%
|
29,473
|
$244,036 | — | 30 Sep 2023 |
Institutional Holders of ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (RMT) as of Q4 2023
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2023 vs Q3 2023 Across Filers
| Investor | Q3 2023 Shares | Q4 2023 Shares | Share Diff | Share Chg % | Q3 2023 Value $ | Q4 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
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