ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (RMT)
CUSIP: 780915104
Q3 2023 13F Holders as of 30 Sep 2023
- Type / Class
- Equity / Common Shares, $0.001 par value
- Shares outstanding
- 52,569,240
- Total 13F shares
- 12,836,011
- Share change
- +122,349
- Total reported value
- $106,242,400
- Price per share
- $8.28
- Number of holders
- 83
- Value change
- +$979,209
- Number of buys
- 39
- Number of sells
- 31
Quarterly Holders Quick Answers
What is CUSIP 780915104?
CUSIP 780915104 identifies RMT - ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 780915104:
Top shareholders of RMT - ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
3.4%
|
1,807,675
|
$15,817,174 | — | 30 Jun 2023 | |
| Allspring Global Investments Holdings, LLC |
13F
|
Company |
2.2%
|
1,177,334
|
$10,301,672 | — | 30 Jun 2023 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
2%
|
1,075,099
|
$9,407,116 | — | 30 Jun 2023 | |
| UBS Group AG |
13F
|
Company |
1.7%
|
901,078
|
$7,884,433 | — | 30 Jun 2023 | |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. |
13F
|
Company |
1.5%
|
767,206
|
$6,713,051 | — | 30 Jun 2023 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.3%
|
659,807
|
$5,773,308 | — | 30 Jun 2023 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
1.2%
|
641,411
|
$5,612,346 | — | 30 Jun 2023 | |
| Mraz, Amerine & Associates, Inc. |
13F
|
Company |
0.83%
|
435,667
|
$3,812,090 | — | 30 Jun 2023 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.82%
|
430,369
|
$3,765,729 | — | 30 Jun 2023 | |
| FLAGSHIP HARBOR ADVISORS, LLC |
13F
|
Company |
0.71%
|
371,797
|
$3,253,249 | — | 30 Jun 2023 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.56%
|
294,864
|
$2,580,060 | — | 30 Jun 2023 | |
| FCA CORP /TX |
13F
|
Company |
0.54%
|
282,295
|
$2,470,085 | — | 30 Jun 2023 | |
| Family Firm, Inc. |
13F
|
Company |
0.52%
|
273,945
|
$2,397,017 | — | 30 Jun 2023 | |
| BARD ASSOCIATES INC |
13F
|
Company |
0.45%
|
238,701
|
$2,088,634 | — | 30 Jun 2023 | |
| Cetera Investment Advisers |
13F
|
Company |
0.42%
|
221,081
|
$1,934,459 | — | 30 Jun 2023 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.38%
|
201,873
|
$1,766,389 | — | 30 Jun 2023 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.36%
|
187,069
|
$1,636,866 | — | 30 Jun 2023 | |
| Atlas Wealth LLC |
13F
|
Company |
0.33%
|
174,488
|
$1,591,331 | — | 30 Jun 2023 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.32%
|
170,221
|
$1,490,000 | — | 30 Jun 2023 | |
| HORIZON KINETICS ASSET MANAGEMENT LLC |
13F
|
Company |
0.27%
|
143,317
|
$1,254,024 | — | 30 Jun 2023 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.27%
|
142,573
|
$1,247,514 | — | 30 Jun 2023 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.23%
|
123,342
|
$1,079,000 | — | 30 Jun 2023 | |
| CAPTRUST FINANCIAL ADVISORS |
13F
|
Company |
0.2%
|
103,317
|
$904,021 | — | 30 Jun 2023 | |
| Moors & Cabot, Inc. |
13F
|
Company |
0.19%
|
100,645
|
$880,642 | — | 30 Jun 2023 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.18%
|
93,749
|
$864,538 | — | 30 Jun 2023 | |
| LPL Financial LLC |
13F
|
Company |
0.19%
|
98,432
|
$861,277 | — | 30 Jun 2023 | |
| BROWN ADVISORY INC |
13F
|
Company |
0.16%
|
83,699
|
$732,366 | — | 30 Jun 2023 | |
| NWF Advisory Services Inc. |
13F
|
Company |
0.14%
|
75,397
|
$659,727 | — | 30 Jun 2023 | |
| DFPG INVESTMENTS, LLC |
13F
|
Company |
0.13%
|
69,397
|
$636,371 | — | 30 Jun 2023 | |
| AQR Arbitrage LLC |
13F
|
Company |
0.13%
|
69,224
|
$605,710 | — | 30 Jun 2023 | |
| Walleye Capital LLC |
13F
|
Company |
0.13%
|
66,897
|
$585,349 | — | 30 Jun 2023 | |
| TWIN FOCUS CAPITAL PARTNERS, LLC |
13F
|
Company |
0.12%
|
62,161
|
$543,909 | — | 30 Jun 2023 | |
| ROBERTS GLORE & CO INC /IL/ |
13F
|
Company |
0.12%
|
61,815
|
$540,881 | — | 30 Jun 2023 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.11%
|
58,585
|
$513,000 | — | 30 Jun 2023 | |
| Apollon Wealth Management, LLC |
13F
|
Company |
0.1%
|
51,320
|
$449,050 | — | 30 Jun 2023 | |
| EP Wealth Advisors, LLC |
13F
|
Company |
0.25%
|
133,198
|
$447,476 | — | 30 Jun 2023 | |
| WealthShield Partners, LLC |
13F
|
Company |
0.1%
|
50,904
|
$445,410 | — | 30 Jun 2023 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.1%
|
50,884
|
$445,000 | — | 30 Jun 2023 | |
| Karpus Management, Inc. |
13F
|
Company |
0.1%
|
50,000
|
$437,500 | — | 30 Jun 2023 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.09%
|
44,956
|
$393,380 | — | 30 Jun 2023 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0.08%
|
44,027
|
$385,236 | — | 30 Jun 2023 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.08%
|
41,056
|
$359,245 | — | 30 Jun 2023 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.07%
|
38,763
|
$339,176 | — | 30 Jun 2023 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.07%
|
37,061
|
$324,283 | — | 30 Jun 2023 | |
| Kingsview Wealth Management, LLC |
13F
|
Company |
0.07%
|
36,995
|
$323,706 | — | 30 Jun 2023 | |
| Matisse Capital |
13F
|
Company |
0.07%
|
36,519
|
$319,541 | — | 30 Jun 2023 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.07%
|
35,630
|
$312,000 | — | 30 Jun 2023 | |
| PEAPACK GLADSTONE FINANCIAL CORP |
13F
|
Company |
0.06%
|
33,940
|
$297,000 | — | 30 Jun 2023 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.06%
|
31,377
|
$274,548 | — | 30 Jun 2023 | |
| Financial Advocates Investment Management |
13F
|
Company |
0.06%
|
29,338
|
$256,705 | — | 30 Jun 2023 |
Institutional Holders of ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (RMT) as of Q3 2023
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2023 vs Q2 2023 Across Filers
| Investor | Q2 2023 Shares | Q3 2023 Shares | Share Diff | Share Chg % | Q2 2023 Value $ | Q3 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
An asterisk sign (*) next to the price indicates that the price is likely invalid.