ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (RMT)

CUSIP: 780915104

Q3 2023 13F Holders as of 30 Sep 2023

Type / Class
Equity / Common Shares, $0.001 par value
Shares outstanding
52,569,240
Total 13F shares
12,836,011
Share change
+122,349
Total reported value
$106,242,400
Price per share
$8.28
Number of holders
83
Value change
+$979,209
Number of buys
39
Number of sells
31

Quarterly Holders Quick Answers

What is CUSIP 780915104?
CUSIP 780915104 identifies RMT - ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value in SEC institutional holdings data.

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Top shareholders of RMT - ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
MORGAN STANLEY
13F
Company
3.4%
1,807,675
$15,817,174 30 Jun 2023
13F
Allspring Global Investments Holdings, LLC
13F
Company
2.2%
1,177,334
$10,301,672 30 Jun 2023
13F
Advisors Asset Management, Inc.
13F
Company
2%
1,075,099
$9,407,116 30 Jun 2023
13F
UBS Group AG
13F
Company
1.7%
901,078
$7,884,433 30 Jun 2023
13F
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.
13F
Company
1.5%
767,206
$6,713,051 30 Jun 2023
13F
WELLS FARGO & COMPANY/MN
13F
Company
1.3%
659,807
$5,773,308 30 Jun 2023
13F
1607 Capital Partners, LLC
13F
Company
1.2%
641,411
$5,612,346 30 Jun 2023
13F
Mraz, Amerine & Associates, Inc.
13F
Company
0.83%
435,667
$3,812,090 30 Jun 2023
13F
BANK OF AMERICA CORP /DE/
13F
Company
0.82%
430,369
$3,765,729 30 Jun 2023
13F
FLAGSHIP HARBOR ADVISORS, LLC
13F
Company
0.71%
371,797
$3,253,249 30 Jun 2023
13F
RAYMOND JAMES & ASSOCIATES
13F
Company
0.56%
294,864
$2,580,060 30 Jun 2023
13F
FCA CORP /TX
13F
Company
0.54%
282,295
$2,470,085 30 Jun 2023
13F
Family Firm, Inc.
13F
Company
0.52%
273,945
$2,397,017 30 Jun 2023
13F
BARD ASSOCIATES INC
13F
Company
0.45%
238,701
$2,088,634 30 Jun 2023
13F
Cetera Investment Advisers
13F
Company
0.42%
221,081
$1,934,459 30 Jun 2023
13F
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC
13F
Company
0.38%
201,873
$1,766,389 30 Jun 2023
13F
OSAIC HOLDINGS, INC.
13F
Company
0.36%
187,069
$1,636,866 30 Jun 2023
13F
Atlas Wealth LLC
13F
Company
0.33%
174,488
$1,591,331 30 Jun 2023
13F
ROYAL BANK OF CANADA
13F
Company
0.32%
170,221
$1,490,000 30 Jun 2023
13F
HORIZON KINETICS ASSET MANAGEMENT LLC
13F
Company
0.27%
143,317
$1,254,024 30 Jun 2023
13F
Shaker Financial Services, LLC
13F
Company
0.27%
142,573
$1,247,514 30 Jun 2023
13F
COMMONWEALTH EQUITY SERVICES, LLC
13F
Company
0.23%
123,342
$1,079,000 30 Jun 2023
13F
CAPTRUST FINANCIAL ADVISORS
13F
Company
0.2%
103,317
$904,021 30 Jun 2023
13F
Moors & Cabot, Inc.
13F
Company
0.19%
100,645
$880,642 30 Jun 2023
13F
Private Advisor Group, LLC
13F
Company
0.18%
93,749
$864,538 30 Jun 2023
13F
LPL Financial LLC
13F
Company
0.19%
98,432
$861,277 30 Jun 2023
13F
BROWN ADVISORY INC
13F
Company
0.16%
83,699
$732,366 30 Jun 2023
13F
NWF Advisory Services Inc.
13F
Company
0.14%
75,397
$659,727 30 Jun 2023
13F
DFPG INVESTMENTS, LLC
13F
Company
0.13%
69,397
$636,371 30 Jun 2023
13F
AQR Arbitrage LLC
13F
Company
0.13%
69,224
$605,710 30 Jun 2023
13F
Walleye Capital LLC
13F
Company
0.13%
66,897
$585,349 30 Jun 2023
13F
TWIN FOCUS CAPITAL PARTNERS, LLC
13F
Company
0.12%
62,161
$543,909 30 Jun 2023
13F
ROBERTS GLORE & CO INC /IL/
13F
Company
0.12%
61,815
$540,881 30 Jun 2023
13F
Cambridge Investment Research Advisors, Inc.
13F
Company
0.11%
58,585
$513,000 30 Jun 2023
13F
Apollon Wealth Management, LLC
13F
Company
0.1%
51,320
$449,050 30 Jun 2023
13F
EP Wealth Advisors, LLC
13F
Company
0.25%
133,198
$447,476 30 Jun 2023
13F
WealthShield Partners, LLC
13F
Company
0.1%
50,904
$445,410 30 Jun 2023
13F
COHEN & STEERS, INC.
13F
Company
0.1%
50,884
$445,000 30 Jun 2023
13F
Karpus Management, Inc.
13F
Company
0.1%
50,000
$437,500 30 Jun 2023
13F
STIFEL FINANCIAL CORP
13F
Company
0.09%
44,956
$393,380 30 Jun 2023
13F
ENVESTNET ASSET MANAGEMENT INC
13F
Company
0.08%
44,027
$385,236 30 Jun 2023
13F
D.A. DAVIDSON & CO.
13F
Company
0.08%
41,056
$359,245 30 Jun 2023
13F
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.
13F
Company
0.07%
38,763
$339,176 30 Jun 2023
13F
FIRST TRUST ADVISORS LP
13F
Company
0.07%
37,061
$324,283 30 Jun 2023
13F
Kingsview Wealth Management, LLC
13F
Company
0.07%
36,995
$323,706 30 Jun 2023
13F
Matisse Capital
13F
Company
0.07%
36,519
$319,541 30 Jun 2023
13F
Janney Montgomery Scott LLC
13F
Company
0.07%
35,630
$312,000 30 Jun 2023
13F
PEAPACK GLADSTONE FINANCIAL CORP
13F
Company
0.06%
33,940
$297,000 30 Jun 2023
13F
WOLVERINE ASSET MANAGEMENT LLC
13F
Company
0.06%
31,377
$274,548 30 Jun 2023
13F
Financial Advocates Investment Management
13F
Company
0.06%
29,338
$256,705 30 Jun 2023
13F

Institutional Holders of ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (RMT) as of Q3 2023

As of 30 Sep 2023, ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (RMT) was held by 83 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 12,836,011 shares. The largest 10 holders included MORGAN STANLEY, Allspring Global Investments Holdings, LLC, Advisors Asset Management, Inc., PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC., UBS Group AG, 1607 Capital Partners, LLC, WELLS FARGO & COMPANY/MN, BANK OF AMERICA CORP /DE/, Mraz, Amerine & Associates, Inc., and FLAGSHIP HARBOR ADVISORS, LLC. This page lists 83 institutional shareholders reporting positions in this security for the Q3 2023 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q3 2023 vs Q2 2023 Across Filers

Q2 2023 holders
84
Q3 2023 holders
83
Holder diff
-1
Investor Q2 2023 Shares Q3 2023 Shares Share Diff Share Chg % Q2 2023 Value $ Q3 2023 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
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