ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (RMT)
CUSIP: 780915104
Q2 2018 13F Holders as of 30 Jun 2018
- Type / Class
- Equity / Common Shares, $0.001 par value
- Shares outstanding
- 52,569,240
- Total 13F shares
- 9,820,399
- Share change
- -771,555
- Total reported value
- $98,194,000
- Price per share
- $9.99
- Number of holders
- 68
- Value change
- -$7,582,565
- Number of buys
- 38
- Number of sells
- 29
Quarterly Holders Quick Answers
What is CUSIP 780915104?
CUSIP 780915104 identifies RMT - ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value in SEC institutional holdings data.
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Recent filing periods for CUSIP 780915104:
Top shareholders of RMT - ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Horizon Kinetics LLC |
13F
|
Company |
4.9%
|
2,593,103
|
$24,271,000 | — | 31 Mar 2018 | |
| UBS Group AG |
13F
|
Company |
1.4%
|
730,741
|
$6,840,000 | — | 31 Mar 2018 | |
| MORGAN STANLEY |
13F
|
Company |
1.3%
|
679,795
|
$6,363,000 | — | 31 Mar 2018 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
1.2%
|
625,809
|
$5,858,000 | — | 31 Mar 2018 | |
| Advisory Alpha, LLC |
13F
|
Company |
1.1%
|
576,851
|
$5,647,000 | — | 31 Mar 2018 | |
| Shaker Financial Services, LLC |
13F
|
Company |
1.1%
|
589,987
|
$5,522,000 | — | 31 Mar 2018 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.97%
|
511,633
|
$4,789,000 | — | 31 Mar 2018 | |
| FCA CORP /TX |
13F
|
Company |
0.65%
|
339,209
|
$3,175,000 | — | 31 Mar 2018 | |
| CORNERSTONE ADVISORS INC |
13F
|
Company |
0.62%
|
328,319
|
$3,073,000 | — | 31 Mar 2018 | |
| FLAGSHIP HARBOR ADVISORS, LLC |
13F
|
Company |
0.57%
|
297,496
|
$2,732,000 | — | 31 Mar 2018 | |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. |
13F
|
Company |
0.46%
|
244,260
|
$2,286,000 | — | 31 Mar 2018 | |
| BARD ASSOCIATES INC |
13F
|
Company |
0.44%
|
231,596
|
$2,168,000 | — | 31 Mar 2018 | |
| Family Firm, Inc. |
13F
|
Company |
0.38%
|
200,055
|
$1,873,000 | — | 31 Mar 2018 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.34%
|
180,509
|
$1,694,000 | — | 31 Mar 2018 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
0.33%
|
174,919
|
$1,637,000 | — | 31 Mar 2018 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.32%
|
165,882
|
$1,553,000 | — | 31 Mar 2018 | |
| FIRST FOUNDATION ADVISORS |
13F
|
Company |
0.3%
|
158,148
|
$1,480,000 | — | 31 Mar 2018 | |
| Mraz, Amerine & Associates, Inc. |
13F
|
Company |
0.28%
|
147,865
|
$1,384,000 | — | 31 Mar 2018 | |
| Jaffetilchin Investment Partners, LLC |
13F
|
Company |
0.28%
|
144,845
|
$1,356,000 | — | 31 Mar 2018 | |
| LPL Financial LLC |
13F
|
Company |
0.24%
|
124,503
|
$1,165,000 | — | 31 Mar 2018 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.19%
|
98,237
|
$920,000 | — | 31 Mar 2018 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.18%
|
93,961
|
$879,000 | — | 31 Mar 2018 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.17%
|
86,863
|
$813,000 | — | 31 Mar 2018 | |
| PECAUT & CO. |
13F
|
Company |
0.16%
|
86,075
|
$806,000 | — | 31 Mar 2018 | |
| BROWN ADVISORY INC |
13F
|
Company |
0.15%
|
81,222
|
$761,000 | — | 31 Mar 2018 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.15%
|
80,185
|
$750,000 | — | 31 Mar 2018 | |
| NORTH STAR ASSET MANAGEMENT INC |
13F
|
Company |
0.13%
|
70,173
|
$657,000 | — | 31 Mar 2018 | |
| Oxbow Advisors, LLC |
13F
|
Company |
0.13%
|
69,991
|
$655,000 | — | 31 Mar 2018 | |
| Point View Wealth Management, Inc. |
13F
|
Company |
0.11%
|
56,728
|
$531,000 | — | 31 Mar 2018 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.1%
|
54,387
|
$509,000 | — | 31 Mar 2018 | |
| Cardan Capital Partners, LLC |
13F
|
Company |
0.1%
|
51,001
|
$477,000 | — | 31 Mar 2018 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.09%
|
49,451
|
$463,000 | — | 31 Mar 2018 | |
| Financial Advocates Investment Management |
13F
|
Company |
0.08%
|
42,854
|
$401,000 | — | 31 Mar 2018 | |
| Harborview Advisors, LLC |
13F
|
Company |
0.08%
|
41,953
|
$393,000 | — | 31 Mar 2018 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.08%
|
41,639
|
$390,000 | — | 31 Mar 2018 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.08%
|
40,568
|
$380,000 | — | 31 Mar 2018 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.08%
|
39,897
|
$373,000 | — | 31 Mar 2018 | |
| Institute for Wealth Management, LLC. |
13F
|
Company |
0.07%
|
38,701
|
$372,000 | — | 31 Mar 2018 | |
| IFP Advisors, Inc |
13F
|
Company |
0.07%
|
37,058
|
$350,000 | — | 31 Mar 2018 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.07%
|
36,547
|
$342,000 | — | 31 Mar 2018 | |
| M&T BANK CORP |
13F
|
Company |
0.06%
|
32,420
|
$304,000 | — | 31 Mar 2018 | |
| Saba Capital Management, L.P. |
13F
|
Company |
0.06%
|
32,200
|
$301,000 | — | 31 Mar 2018 | |
| SHEPHERD KAPLAN KROCHUK, LLC |
13F
|
Company |
0.06%
|
29,000
|
$271,000 | — | 31 Mar 2018 | |
| Advisor Group, Inc. |
13F
|
Company |
0.05%
|
27,902
|
$261,000 | — | 31 Mar 2018 | |
| Walleye Trading LLC |
13F
|
Company |
0.05%
|
27,400
|
$256,000 | — | 31 Mar 2018 | |
| CITIGROUP INC |
13F
|
Company |
0.05%
|
26,252
|
$246,000 | — | 31 Mar 2018 | |
| BAR HARBOR TRUST SERVICES |
13F
|
Company |
0.04%
|
19,228
|
$180,000 | — | 31 Mar 2018 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
0.03%
|
17,515
|
$164,000 | — | 31 Mar 2018 | |
| LAKE STREET ADVISORS GROUP, LLC |
13F
|
Company |
0.03%
|
16,258
|
$152,000 | — | 31 Mar 2018 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.03%
|
15,295
|
$143,000 | — | 31 Mar 2018 |
Institutional Holders of ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (RMT) as of Q2 2018
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2018 vs Q1 2018 Across Filers
| Investor | Q1 2018 Shares | Q2 2018 Shares | Share Diff | Share Chg % | Q1 2018 Value $ | Q2 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
An asterisk sign (*) next to the price indicates that the price is likely invalid.