ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (RMT)
CUSIP: 780915104
Q1 2018 13F Holders as of 31 Mar 2018
- Type / Class
- Equity / Common Shares, $0.001 par value
- Shares outstanding
- 52,569,240
- Total 13F shares
- 10,592,423
- Share change
- -86,325
- Total reported value
- $99,357,000
- Price per share
- $9.36
- Number of holders
- 67
- Value change
- -$688,486
- Number of buys
- 31
- Number of sells
- 37
Quarterly Holders Quick Answers
What is CUSIP 780915104?
CUSIP 780915104 identifies RMT - ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value in SEC institutional holdings data.
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Recent filing periods for CUSIP 780915104:
Top shareholders of RMT - ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Horizon Kinetics LLC |
13F
|
Company |
5.1%
|
2,698,721
|
$25,476,000 | — | 31 Dec 2017 | |
| MORGAN STANLEY |
13F
|
Company |
1.3%
|
662,513
|
$6,254,000 | — | 31 Dec 2017 | |
| UBS Group AG |
13F
|
Company |
1.2%
|
652,731
|
$6,162,000 | — | 31 Dec 2017 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
1.2%
|
647,033
|
$6,108,000 | — | 31 Dec 2017 | |
| Shaker Financial Services, LLC |
13F
|
Company |
1.1%
|
597,398
|
$5,639,000 | — | 31 Dec 2017 | |
| CORNERSTONE ADVISORS INC |
13F
|
Company |
1%
|
544,645
|
$5,144,000 | — | 31 Dec 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.86%
|
452,877
|
$4,275,000 | — | 31 Dec 2017 | |
| FCA CORP /TX |
13F
|
Company |
0.65%
|
342,022
|
$3,229,000 | — | 31 Dec 2017 | |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. |
13F
|
Company |
0.5%
|
263,798
|
$2,490,000 | — | 31 Dec 2017 | |
| FLAGSHIP HARBOR ADVISORS, LLC |
13F
|
Company |
0.48%
|
254,512
|
$2,420,000 | — | 31 Dec 2017 | |
| BARD ASSOCIATES INC |
13F
|
Company |
0.46%
|
242,391
|
$2,288,000 | — | 31 Dec 2017 | |
| Advisory Alpha, LLC |
13F
|
Company |
0.45%
|
239,083
|
$2,283,000 | — | 31 Dec 2017 | |
| Family Firm, Inc. |
13F
|
Company |
0.38%
|
197,380
|
$1,863,000 | — | 31 Dec 2017 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.33%
|
172,458
|
$1,630,000 | — | 31 Dec 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.31%
|
162,561
|
$1,535,000 | — | 31 Dec 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.31%
|
161,309
|
$1,523,000 | — | 31 Dec 2017 | |
| FIRST FOUNDATION ADVISORS |
13F
|
Company |
0.3%
|
158,094
|
$1,492,000 | — | 31 Dec 2017 | |
| Mraz, Amerine & Associates, Inc. |
13F
|
Company |
0.28%
|
148,019
|
$1,397,000 | — | 31 Dec 2017 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
0.28%
|
146,401
|
$1,382,000 | — | 31 Dec 2017 | |
| LPL Financial LLC |
13F
|
Company |
0.2%
|
106,204
|
$1,003,000 | — | 31 Dec 2017 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.18%
|
95,333
|
$898,000 | — | 31 Dec 2017 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.18%
|
94,267
|
$889,000 | — | 31 Dec 2017 | |
| BANK OF NOVA SCOTIA |
13F
|
Company |
0.17%
|
91,650
|
$866,000 | — | 31 Dec 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.17%
|
91,069
|
$860,000 | — | 31 Dec 2017 | |
| PECAUT & CO. |
13F
|
Company |
0.16%
|
82,976
|
$783,000 | — | 31 Dec 2017 | |
| BROWN ADVISORY INC |
13F
|
Company |
0.16%
|
82,802
|
$782,000 | — | 31 Dec 2017 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.15%
|
80,642
|
$761,000 | — | 31 Dec 2017 | |
| Oxbow Advisors, LLC |
13F
|
Company |
0.14%
|
72,291
|
$682,000 | — | 31 Dec 2017 | |
| NORTH STAR ASSET MANAGEMENT INC |
13F
|
Company |
0.13%
|
70,773
|
$668,000 | — | 31 Dec 2017 | |
| Point View Wealth Management, Inc. |
13F
|
Company |
0.12%
|
64,884
|
$613,000 | — | 31 Dec 2017 | |
| Saba Capital Management, L.P. |
13F
|
Company |
0.11%
|
57,852
|
$546,000 | — | 31 Dec 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.1%
|
54,412
|
$514,000 | — | 31 Dec 2017 | |
| Jaffetilchin Investment Partners, LLC |
13F
|
Company |
0.1%
|
53,807
|
$508,000 | — | 31 Dec 2017 | |
| Laurion Capital Management LP |
13F
|
Company |
0.1%
|
52,888
|
$500,000 | — | 31 Dec 2017 | |
| AlphaStar Capital Management, LLC |
13F
|
Company |
0.1%
|
52,280
|
$494,000 | — | 31 Dec 2017 | |
| Creative Planning |
13F
|
Company |
0.1%
|
50,048
|
$472,000 | — | 31 Dec 2017 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.09%
|
45,326
|
$428,000 | — | 31 Dec 2017 | |
| Financial Advocates Investment Management |
13F
|
Company |
0.08%
|
42,060
|
$397,000 | — | 31 Dec 2017 | |
| Harborview Advisors, LLC |
13F
|
Company |
0.08%
|
41,359
|
$390,000 | — | 31 Dec 2017 | |
| Institute for Wealth Management, LLC. |
13F
|
Company |
0.08%
|
40,366
|
$383,000 | — | 31 Dec 2017 | |
| IFP Advisors, Inc |
13F
|
Company |
0.07%
|
37,058
|
$350,000 | — | 31 Dec 2017 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.07%
|
36,547
|
$345,000 | — | 31 Dec 2017 | |
| Cardan Capital Partners, LLC |
13F
|
Company |
0.06%
|
33,326
|
$314,000 | — | 31 Dec 2017 | |
| M&T BANK CORP |
13F
|
Company |
0.06%
|
32,420
|
$306,000 | — | 31 Dec 2017 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.06%
|
32,088
|
$303,000 | — | 31 Dec 2017 | |
| Advisor Group, Inc. |
13F
|
Company |
0.06%
|
31,375
|
$296,000 | — | 31 Dec 2017 | |
| SHEPHERD KAPLAN KROCHUK, LLC |
13F
|
Company |
0.06%
|
29,000
|
$274,000 | — | 31 Dec 2017 | |
| Walleye Trading LLC |
13F
|
Company |
0.05%
|
27,400
|
$259,000 | — | 31 Dec 2017 | |
| CITIGROUP INC |
13F
|
Company |
0.05%
|
26,252
|
$248,000 | — | 31 Dec 2017 | |
| Matisse Capital |
13F
|
Company |
0.05%
|
24,198
|
$228,000 | — | 31 Dec 2017 |
Institutional Holders of ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (RMT) as of Q1 2018
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2018 vs Q4 2017 Across Filers
| Investor | Q4 2017 Shares | Q1 2018 Shares | Share Diff | Share Chg % | Q4 2017 Value $ | Q1 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
An asterisk sign (*) next to the price indicates that the price is likely invalid.