ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (RMT)

CUSIP: 780915104

Q1 2018 13F Holders as of 31 Mar 2018

Type / Class
Equity / Common Shares, $0.001 par value
Shares outstanding
52,569,240
Total 13F shares
10,592,423
Share change
-86,325
Total reported value
$99,357,000
Price per share
$9.36
Number of holders
67
Value change
-$688,486
Number of buys
31
Number of sells
37

Quarterly Holders Quick Answers

What is CUSIP 780915104?
CUSIP 780915104 identifies RMT - ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value in SEC institutional holdings data.

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Top shareholders of RMT - ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
Horizon Kinetics LLC
13F
Company
5.1%
2,698,721
$25,476,000 31 Dec 2017
13F
MORGAN STANLEY
13F
Company
1.3%
662,513
$6,254,000 31 Dec 2017
13F
UBS Group AG
13F
Company
1.2%
652,731
$6,162,000 31 Dec 2017
13F
RIVERNORTH CAPITAL MANAGEMENT, LLC
13F
Company
1.2%
647,033
$6,108,000 31 Dec 2017
13F
Shaker Financial Services, LLC
13F
Company
1.1%
597,398
$5,639,000 31 Dec 2017
13F
CORNERSTONE ADVISORS INC
13F
Company
1%
544,645
$5,144,000 31 Dec 2017
13F
WELLS FARGO & COMPANY/MN
13F
Company
0.86%
452,877
$4,275,000 31 Dec 2017
13F
FCA CORP /TX
13F
Company
0.65%
342,022
$3,229,000 31 Dec 2017
13F
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.
13F
Company
0.5%
263,798
$2,490,000 31 Dec 2017
13F
FLAGSHIP HARBOR ADVISORS, LLC
13F
Company
0.48%
254,512
$2,420,000 31 Dec 2017
13F
BARD ASSOCIATES INC
13F
Company
0.46%
242,391
$2,288,000 31 Dec 2017
13F
Advisory Alpha, LLC
13F
Company
0.45%
239,083
$2,283,000 31 Dec 2017
13F
Family Firm, Inc.
13F
Company
0.38%
197,380
$1,863,000 31 Dec 2017
13F
First Allied Advisory Services, Inc.
13F
Company
0.33%
172,458
$1,630,000 31 Dec 2017
13F
ROYAL BANK OF CANADA
13F
Company
0.31%
162,561
$1,535,000 31 Dec 2017
13F
RAYMOND JAMES & ASSOCIATES
13F
Company
0.31%
161,309
$1,523,000 31 Dec 2017
13F
FIRST FOUNDATION ADVISORS
13F
Company
0.3%
158,094
$1,492,000 31 Dec 2017
13F
Mraz, Amerine & Associates, Inc.
13F
Company
0.28%
148,019
$1,397,000 31 Dec 2017
13F
1607 Capital Partners, LLC
13F
Company
0.28%
146,401
$1,382,000 31 Dec 2017
13F
LPL Financial LLC
13F
Company
0.2%
106,204
$1,003,000 31 Dec 2017
13F
STIFEL FINANCIAL CORP
13F
Company
0.18%
95,333
$898,000 31 Dec 2017
13F
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC
13F
Company
0.18%
94,267
$889,000 31 Dec 2017
13F
BANK OF NOVA SCOTIA
13F
Company
0.17%
91,650
$866,000 31 Dec 2017
13F
BANK OF AMERICA CORP /DE/
13F
Company
0.17%
91,069
$860,000 31 Dec 2017
13F
PECAUT & CO.
13F
Company
0.16%
82,976
$783,000 31 Dec 2017
13F
BROWN ADVISORY INC
13F
Company
0.16%
82,802
$782,000 31 Dec 2017
13F
DOLIVER ADVISORS, LP
13F
Company
0.15%
80,642
$761,000 31 Dec 2017
13F
Oxbow Advisors, LLC
13F
Company
0.14%
72,291
$682,000 31 Dec 2017
13F
NORTH STAR ASSET MANAGEMENT INC
13F
Company
0.13%
70,773
$668,000 31 Dec 2017
13F
Point View Wealth Management, Inc.
13F
Company
0.12%
64,884
$613,000 31 Dec 2017
13F
Saba Capital Management, L.P.
13F
Company
0.11%
57,852
$546,000 31 Dec 2017
13F
LADENBURG THALMANN FINANCIAL SERVICES INC.
13F
Company
0.1%
54,412
$514,000 31 Dec 2017
13F
Jaffetilchin Investment Partners, LLC
13F
Company
0.1%
53,807
$508,000 31 Dec 2017
13F
Laurion Capital Management LP
13F
Company
0.1%
52,888
$500,000 31 Dec 2017
13F
AlphaStar Capital Management, LLC
13F
Company
0.1%
52,280
$494,000 31 Dec 2017
13F
Creative Planning
13F
Company
0.1%
50,048
$472,000 31 Dec 2017
13F
D.A. DAVIDSON & CO.
13F
Company
0.09%
45,326
$428,000 31 Dec 2017
13F
Financial Advocates Investment Management
13F
Company
0.08%
42,060
$397,000 31 Dec 2017
13F
Harborview Advisors, LLC
13F
Company
0.08%
41,359
$390,000 31 Dec 2017
13F
Institute for Wealth Management, LLC.
13F
Company
0.08%
40,366
$383,000 31 Dec 2017
13F
IFP Advisors, Inc
13F
Company
0.07%
37,058
$350,000 31 Dec 2017
13F
BANK OF MONTREAL /CAN/
13F
Company
0.07%
36,547
$345,000 31 Dec 2017
13F
Cardan Capital Partners, LLC
13F
Company
0.06%
33,326
$314,000 31 Dec 2017
13F
M&T BANK CORP
13F
Company
0.06%
32,420
$306,000 31 Dec 2017
13F
Raymond James Financial Services Advisors, Inc.
13F
Company
0.06%
32,088
$303,000 31 Dec 2017
13F
Advisor Group, Inc.
13F
Company
0.06%
31,375
$296,000 31 Dec 2017
13F
SHEPHERD KAPLAN KROCHUK, LLC
13F
Company
0.06%
29,000
$274,000 31 Dec 2017
13F
Walleye Trading LLC
13F
Company
0.05%
27,400
$259,000 31 Dec 2017
13F
CITIGROUP INC
13F
Company
0.05%
26,252
$248,000 31 Dec 2017
13F
Matisse Capital
13F
Company
0.05%
24,198
$228,000 31 Dec 2017
13F

Institutional Holders of ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (RMT) as of Q1 2018

As of 31 Mar 2018, ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (RMT) was held by 67 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 10,592,423 shares. The largest 10 holders included Horizon Kinetics LLC, UBS Group AG, MORGAN STANLEY, RIVERNORTH CAPITAL MANAGEMENT, LLC, Shaker Financial Services, LLC, Advisory Alpha, LLC, WELLS FARGO & COMPANY/MN, FCA CORP /TX, CORNERSTONE ADVISORS INC, and FLAGSHIP HARBOR ADVISORS, LLC. This page lists 67 institutional shareholders reporting positions in this security for the Q1 2018 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q1 2018 vs Q4 2017 Across Filers

Q4 2017 holders
74
Q1 2018 holders
67
Holder diff
-7
Investor Q4 2017 Shares Q1 2018 Shares Share Diff Share Chg % Q4 2017 Value $ Q1 2018 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
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