How many institutions held RMT - ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value in Q3 2014?

49 institutional investors reported RMT - ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value for Q3 2014. Use the holders table for investor-level position and value details.

ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (RMT)

Q: What does CUSIP 780915104 represent in this 13F holders report?

CUSIP 780915104 is the security identifier for RMT - ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value used to aggregate holder disclosures.

CUSIP: 780915104

Q3 2014 13F Holders as of 30 Sep 2014

Type / Class: Equity / Common Shares, $0.001 par value
Shares outstanding: 52,569,240
Total 13F shares: 6,682,653
Share change: -625,352
Total reported value: $78,636,163
Price per share: $11.77
Number of holders: 49
Value change: -$7,583,135
Number of buys: 18
Number of sells: 27

Quarterly Holders Quick Answers

What is CUSIP 780915104?
CUSIP 780915104 identifies RMT - ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value in SEC institutional holdings data.

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Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q4 2014
Previous quarter: Q2 2014

Recent filing periods for CUSIP 780915104:

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Top shareholders of RMT - ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
MORGAN STANLEY	13F	Company	3.7%	1,957,173	$24,698,000	—	30 Jun 2014	13F
WELLS FARGO & COMPANY/MN	13F	Company	1.8%	964,053	$12,166,000	—	30 Jun 2014	13F
Gramercy Funds Management LLC	13F	Company	1.3%	657,177	$8,293,000	—	30 Jun 2014	13F
UBS AG	13F	Company	0.99%	519,303	$6,553,000	—	30 Jun 2014	13F
NORTH STAR ASSET MANAGEMENT INC	13F	Company	0.72%	377,809	$4,768,000	—	30 Jun 2014	13F
SG Americas Securities, LLC	13F	Company	0.54%	282,640	$3,567,000	—	30 Jun 2014	13F
BROWN ADVISORY INC	13F	Company	0.47%	248,511	$3,136,000	—	30 Jun 2014	13F
BARD ASSOCIATES INC	13F	Company	0.42%	222,949	$2,813,000	—	30 Jun 2014	13F
Bulldog Investors, LLP	13F	Company	0.32%	170,134	$2,147,000	—	30 Jun 2014	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	0.28%	147,053	$1,856,000	—	30 Jun 2014	13F
FCA CORP /TX	13F	Company	0.25%	131,326	$1,657,000	—	30 Jun 2014	13F
VSR Financial Services, Inc.	13F	Company	0.23%	123,473	$1,558,000	—	30 Jun 2014	13F
LPL Financial LLC	13F	Company	0.23%	122,600	$1,547,000	—	30 Jun 2014	13F
First Allied Advisory Services, Inc.	13F	Company	0.23%	118,455	$1,495,000	—	30 Jun 2014	13F
Mraz, Amerine & Associates, Inc.	13F	Company	0.22%	117,703	$1,485,000	—	30 Jun 2014	13F
FIRST TRUST ADVISORS LP	13F	Company	0.21%	109,967	$1,388,000	—	30 Jun 2014	13F
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.	13F	Company	0.17%	90,591	$1,143,000	—	30 Jun 2014	13F
Thomas J. Herzfeld Advisors, Inc.	13F	Company	0.11%	57,660	$728,000	—	30 Jun 2014	13F
ROYAL BANK OF CANADA	13F	Company	0.11%	57,480	$725,000	—	30 Jun 2014	13F
Cambridge Investment Research Advisors, Inc.	13F	Company	0.1%	54,637	$689,000	—	30 Jun 2014	13F
Parsec Financial Management, Inc.	13F	Company	0.1%	53,458	$675,000	—	30 Jun 2014	13F
Point View Wealth Management, Inc.	13F	Company	0.1%	52,017	$656,000	—	30 Jun 2014	13F
AMERICAN INTERNATIONAL GROUP, INC.	13F	Company	0.1%	51,910	$655,052	—	30 Jun 2014	13F
BANK OF AMERICA CORP /DE/	13F	Company	0.09%	47,844	$604,000	—	30 Jun 2014	13F
ROTHSCHILD INVESTMENT LLC /IL	13F	Company	0.09%	45,945	$580,000	—	30 Jun 2014	13F
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD	13F	Company	0.09%	45,100	$569,000	—	30 Jun 2014	13F
AMERIPRISE FINANCIAL INC	13F	Company	0.08%	40,223	$508,000	—	30 Jun 2014	13F
GRACE & WHITE INC /NY	13F	Company	0.07%	34,407	$434,000	—	30 Jun 2014	13F
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F	Company	0.06%	33,733	$426,000	—	30 Jun 2014	13F
1607 Capital Partners, LLC	13F	Company	0.06%	32,777	$414,000	—	30 Jun 2014	13F
D.A. DAVIDSON & CO.	13F	Company	0.06%	29,446	$371,000	—	30 Jun 2014	13F
HL FINANCIAL SERVICES LLC	13F	Company	0.06%	28,987	$366,000	—	30 Jun 2014	13F
Concert Wealth Management Inc.	13F	Company	0.06%	29,419	$359,000	—	30 Jun 2014	13F
NAPLES GLOBAL ADVISORS, LLC	13F	Company	0.05%	27,970	$353,000	—	30 Jun 2014	13F
DEUTSCHE BANK AG\	13F	Company	0.05%	26,777	$337,000	—	30 Jun 2014	13F
KEYBANK NATIONAL ASSOCIATION/OH	13F	Company	0.05%	25,669	$324,000	—	30 Jun 2014	13F
Commonwealth Equity Services, Inc	13F	Company	0.04%	22,461	$283,000	—	30 Jun 2014	13F
PARAMETRIC PORTFOLIO ASSOCIATES LLC	13F	Company	0.04%	19,664	$248,000	—	30 Jun 2014	13F
SHEPHERD KAPLAN KROCHUK, LLC	13F	Company	0.03%	17,540	$221,000	—	30 Jun 2014	13F
USCA RIA LLC	13F	Company	0.03%	17,056	$215,000	—	30 Jun 2014	13F
CIBC Private Wealth Group LLC	13F	Company	0.03%	16,216	$204,000	—	30 Jun 2014	13F
Creative Planning	13F	Company	0.03%	14,701	$186,000	—	30 Jun 2014	13F
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	13F	Company	0.03%	13,753	$174,000	—	30 Jun 2014	13F
STIFEL FINANCIAL CORP	13F	Company	0.02%	11,160	$141,000	—	30 Jun 2014	13F
RAYMOND JAMES TRUST N.A.	13F	Company	0.02%	11,000	$139,000	—	30 Jun 2014	13F
MSI Financial Services Inc	13F	Company	0.02%	10,931	$138,000	—	30 Jun 2014	13F
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	13F	Company	0.01%	4,974	$63,000	—	30 Jun 2014	13F
THOMPSON DAVIS & CO., INC.	13F	Company	0.01%	3,621	$46,000	—	30 Jun 2014	13F
MUFG Americas Holdings Corp	13F	Company	0.01%	2,714	$34,000	—	30 Jun 2014	13F
D'Orazio & Associates, Inc.	13F	Company	0%	2,418	$31,000	—	30 Jun 2014	13F

Institutional Holders of ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (RMT) as of Q3 2014

As of 30 Sep 2014, ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (RMT) was held by 49 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 6,682,653 shares. The largest 10 holders included MORGAN STANLEY, WELLS FARGO & COMPANY/MN, UBS AG, Gramercy Funds Management LLC, NORTH STAR ASSET MANAGEMENT INC, SG Americas Securities, LLC, BROWN ADVISORY INC, BARD ASSOCIATES INC, FCA CORP /TX, and First Allied Advisory Services, Inc.. This page lists 49 institutional shareholders reporting positions in this security for the Q3 2014 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q3 2014 vs Q2 2014 Across Filers

Q2 2014 holders

Q3 2014 holders

Holder diff

-4

Investor	Q2 2014 Shares	Q3 2014 Shares	Share Diff	Share Chg %	Q2 2014 Value $	Q3 2014 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.