ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (RMT)
CUSIP: 780915104
Q2 2014 13F Holders as of 30 Jun 2014
- Type / Class
- Equity / Common Shares, $0.001 par value
- Shares outstanding
- 52,569,240
- Total 13F shares
- 7,308,005
- Share change
- -409,310
- Total reported value
- $92,209,052
- Price per share
- $12.62
- Number of holders
- 53
- Value change
- -$5,080,878
- Number of buys
- 23
- Number of sells
- 23
Quarterly Holders Quick Answers
What is CUSIP 780915104?
CUSIP 780915104 identifies RMT - ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value in SEC institutional holdings data.
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Recent filing periods for CUSIP 780915104:
Top shareholders of RMT - ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
3.7%
|
1,925,531
|
$23,569,000 | — | 31 Mar 2014 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.7%
|
880,757
|
$10,781,000 | — | 31 Mar 2014 | |
| Gramercy Funds Management LLC |
13F
|
Company |
1.3%
|
665,608
|
$8,147,000 | — | 31 Mar 2014 | |
| UBS AG |
13F
|
Company |
0.96%
|
502,408
|
$6,150,000 | — | 31 Mar 2014 | |
| NORTH STAR ASSET MANAGEMENT INC |
13F
|
Company |
0.75%
|
393,547
|
$4,817,000 | — | 31 Mar 2014 | |
| Bulldog Investors, LLP |
13F
|
Company |
0.75%
|
393,163
|
$4,812,000 | — | 31 Mar 2014 | |
| SG Americas Securities, LLC |
13F
|
Company |
0.53%
|
277,295
|
$3,394,000 | — | 31 Mar 2014 | |
| BROWN ADVISORY INC |
13F
|
Company |
0.47%
|
247,911
|
$3,035,000 | — | 31 Mar 2014 | |
| BARD ASSOCIATES INC |
13F
|
Company |
0.45%
|
238,924
|
$2,924,000 | — | 31 Mar 2014 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.39%
|
206,042
|
$2,522,000 | — | 31 Mar 2014 | |
| LPL Financial LLC |
13F
|
Company |
0.3%
|
155,565
|
$1,904,000 | — | 31 Mar 2014 | |
| FCA CORP /TX |
13F
|
Company |
0.25%
|
132,390
|
$1,620,000 | — | 31 Mar 2014 | |
| VSR Financial Services, Inc. |
13F
|
Company |
0.23%
|
123,473
|
$1,511,000 | — | 31 Mar 2014 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
0.2%
|
102,711
|
$1,257,000 | — | 31 Mar 2014 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.19%
|
101,040
|
$1,232,000 | — | 31 Mar 2014 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.19%
|
98,126
|
$1,201,000 | — | 31 Mar 2014 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.18%
|
95,651
|
$1,171,000 | — | 31 Mar 2014 | |
| Mraz, Amerine & Associates, Inc. |
13F
|
Company |
0.18%
|
95,486
|
$1,169,000 | — | 31 Mar 2014 | |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. |
13F
|
Company |
0.17%
|
90,592
|
$1,109,000 | — | 31 Mar 2014 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.13%
|
70,578
|
$864,000 | — | 31 Mar 2014 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.11%
|
60,296
|
$738,000 | — | 31 Mar 2014 | |
| TFS CAPITAL LLC |
13F
|
Company |
0.11%
|
58,297
|
$714,000 | — | 31 Mar 2014 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.11%
|
56,928
|
$697,000 | — | 31 Mar 2014 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.1%
|
54,637
|
$669,000 | — | 31 Mar 2014 | |
| Point View Wealth Management, Inc. |
13F
|
Company |
0.1%
|
52,684
|
$645,000 | — | 31 Mar 2014 | |
| Parsec Financial Management, Inc. |
13F
|
Company |
0.1%
|
52,454
|
$642,000 | — | 31 Mar 2014 | |
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
13F
|
Company |
0.09%
|
47,840
|
$586,000 | — | 31 Mar 2014 | |
| ROTHSCHILD INVESTMENT LLC /IL |
13F
|
Company |
0.09%
|
46,820
|
$573,000 | — | 31 Mar 2014 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.09%
|
44,760
|
$548,000 | — | 31 Mar 2014 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.08%
|
42,891
|
$524,987 | — | 31 Mar 2014 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.07%
|
37,416
|
$458,000 | — | 31 Mar 2014 | |
| GRACE & WHITE INC /NY |
13F
|
Company |
0.07%
|
34,407
|
$421,000 | — | 31 Mar 2014 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.06%
|
34,106
|
$417,000 | — | 31 Mar 2014 | |
| Concert Wealth Management Inc. |
13F
|
Company |
0.06%
|
29,361
|
$358,000 | — | 31 Mar 2014 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.06%
|
29,292
|
$358,000 | — | 31 Mar 2014 | |
| HL FINANCIAL SERVICES LLC |
13F
|
Company |
0.06%
|
28,987
|
$355,000 | — | 31 Mar 2014 | |
| NAPLES GLOBAL ADVISORS, LLC |
13F
|
Company |
0.05%
|
27,970
|
$342,000 | — | 31 Mar 2014 | |
| KEYBANK NATIONAL ASSOCIATION/OH |
13F
|
Company |
0.05%
|
26,900
|
$329,000 | — | 31 Mar 2014 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.05%
|
23,861
|
$292,000 | — | 31 Mar 2014 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.04%
|
23,656
|
$290,000 | — | 31 Mar 2014 | |
| USCA RIA LLC |
13F
|
Company |
0.03%
|
17,056
|
$209,000 | — | 31 Mar 2014 | |
| CIBC Private Wealth Group LLC |
13F
|
Company |
0.03%
|
16,216
|
$204,000 | — | 31 Mar 2014 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
0.03%
|
16,486
|
$202,000 | — | 31 Mar 2014 | |
| SHEPHERD KAPLAN KROCHUK, LLC |
13F
|
Company |
0.03%
|
13,920
|
$170,000 | — | 31 Mar 2014 | |
| MSI Financial Services Inc |
13F
|
Company |
0.02%
|
11,452
|
$140,000 | — | 31 Mar 2014 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.02%
|
11,160
|
$137,000 | — | 31 Mar 2014 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.01%
|
4,974
|
$61,000 | — | 31 Mar 2014 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.01%
|
4,000
|
$49,000 | — | 31 Mar 2014 | |
| THOMPSON DAVIS & CO., INC. |
13F
|
Company |
0.01%
|
3,621
|
$44,000 | — | 31 Mar 2014 | |
| MUFG Americas Holdings Corp |
13F
|
Company |
0.01%
|
2,663
|
$33,000 | — | 31 Mar 2014 |
Institutional Holders of ROYCE MICRO-CAP TRUST, INC. - Common Shares, $0.001 par value (RMT) as of Q2 2014
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2014 vs Q1 2014 Across Filers
| Investor | Q1 2014 Shares | Q2 2014 Shares | Share Diff | Share Chg % | Q1 2014 Value $ | Q2 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
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