Security key
780910105
ROYCE SMALL-CAP TRUST, INC. - Common Stock (RVT)
CUSIP: 780910105
Q1 2020 13F Holders as of 31 Mar 2020
- Security type / class
- Equity / Common Stock
- Total 13F shares
- 22,093,678
- Total 13F value
- $213,804,510
- Share change
- -325,779
- SEC-reported price per share
- $9.67
- Number of holders
- 137
- Value change
- -$12,873,834
- Number of buys
- 67
- Number of sells
- 56
- Shares outstanding
- 119,293,082
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q1 2020
Institutions
137
Top holders
10
RVT full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q2 2020
Previous quarter: Q4 2019
ROYCE SMALL-CAP TRUST, INC. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 780910105
Recent filing periods:
Ownership snapshot
Top reported holders of RVT - ROYCE SMALL-CAP TRUST, INC. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
MORGAN STANLEY
Disclosed value leader
MORGAN STANLEY
Comparable rows
15/15
Latest evidence
31 Dec 2019
13F
Lead comparable stake: 3.9%
Showing 1-6 of 15 holder rows.
Quick read
MORGAN STANLEY leads the comparable SEC ownership view at 3.9%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens MORGAN STANLEY's linked filing trail.
Comparable ownership
Top 5
MORGAN STANLEY
3.9%
WELLS FARGO & COMPANY/MN
1.5%
Raymond James Financial Services ...
1.3%
RAYMOND JAMES & ASSOCIATES
1.3%
Advisors Asset Management, Inc.
0.74%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
Company
|
3.9%
|
$68,136,000
4,613,140 shares
|
— | 31 Dec 2019 |
| WELLS FARGO & COMPANY/MN |
13F
Company
|
1.5%
|
$26,106,000
1,767,475 shares
|
— | 31 Dec 2019 |
| Raymond James Financial Services Advisors, Inc. |
13F
Company
|
1.3%
|
$23,427,000
1,586,142 shares
|
— | 31 Dec 2019 |
| RAYMOND JAMES & ASSOCIATES |
13F
Company
|
1.3%
|
$22,429,000
1,518,537 shares
|
— | 31 Dec 2019 |
| Advisors Asset Management, Inc. |
13F
Company
|
0.74%
|
$12,991,000
879,548 shares
|
— | 31 Dec 2019 |
| UBS Group AG |
13F
Company
|
0.73%
|
$12,879,000
871,986 shares
|
— | 31 Dec 2019 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q1 2020
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
137
Shares
22,093,678
Rows available
137
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q1 2020 vs Q4 2019 Across Filers
Q4 2019 holders
137
Q1 2020 holders
137
Holder diff
0
| Investor | Q4 2019 Shares | Q1 2020 Shares | Share Diff | Share Chg % | Q4 2019 value | Q1 2020 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend