ROYCE SMALL-CAP TRUST, INC. - Common Stock (RVT)

CUSIP: 780910105

Q4 2017 13F Holders as of 31 Dec 2017

Type / Class
Equity / Common Stock
Shares outstanding
119,293,082
Total 13F shares
19,805,676
Share change
-180,842
Total reported value
$320,210,165
Price per share
$16.17
Number of holders
119
Value change
-$2,842,934
Number of buys
64
Number of sells
42

Quarterly Holders Quick Answers

What is CUSIP 780910105?
CUSIP 780910105 identifies RVT - ROYCE SMALL-CAP TRUST, INC. - Common Stock in SEC institutional holdings data.

Need full ownership history?
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Top shareholders of RVT - ROYCE SMALL-CAP TRUST, INC. - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
MORGAN STANLEY
13F
Company
3.4%
4,025,185
$63,559,000 30 Sep 2017
13F
WELLS FARGO & COMPANY/MN
13F
Company
1.6%
1,892,927
$29,889,000 30 Sep 2017
13F
Advisors Asset Management, Inc.
13F
Company
1.1%
1,270,793
$20,066,000 30 Sep 2017
13F
RAYMOND JAMES & ASSOCIATES
13F
Company
0.95%
1,135,601
$17,931,000 30 Sep 2017
13F
LAZARD ASSET MANAGEMENT LLC
13F
Company
0.92%
1,099,505
$17,361,000 30 Sep 2017
13F
RIVERNORTH CAPITAL MANAGEMENT, LLC
13F
Company
0.72%
855,296
$13,539,000 30 Sep 2017
13F
UBS Group AG
13F
Company
0.63%
751,775
$11,871,000 30 Sep 2017
13F
Raymond James Financial Services Advisors, Inc.
13F
Company
0.57%
676,410
$10,680,000 30 Sep 2017
13F
BANK OF AMERICA CORP /DE/
13F
Company
0.49%
588,416
$9,291,000 30 Sep 2017
13F
1832 Asset Management L.P.
13F
Company
0.44%
525,000
$8,039,000 30 Sep 2017
13F
CORNERSTONE ADVISORS INC
13F
Company
0.37%
445,916
$7,041,000 30 Sep 2017
13F
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.
13F
Company
0.32%
378,262
$5,973,000 30 Sep 2017
13F
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC
13F
Company
0.28%
337,510
$5,329,000 30 Sep 2017
13F
Orion Porfolio Solutions, LLC
13F
Company
0.27%
317,864
$5,019,000 30 Sep 2017
13F
ROYAL BANK OF CANADA
13F
Company
0.25%
299,860
$4,735,000 30 Sep 2017
13F
GUGGENHEIM CAPITAL LLC
13F
Company
0.25%
297,214
$4,693,000 30 Sep 2017
13F
STIFEL FINANCIAL CORP
13F
Company
0.24%
282,094
$4,479,000 30 Sep 2017
13F
First Allied Advisory Services, Inc.
13F
Company
0.22%
258,629
$4,088,000 30 Sep 2017
13F
FIRST TRUST ADVISORS LP
13F
Company
0.19%
221,533
$3,498,000 30 Sep 2017
13F
1607 Capital Partners, LLC
13F
Company
0.17%
203,817
$3,218,000 30 Sep 2017
13F
PRING TURNER CAPITAL GROUP INC
13F
Company
0.16%
190,696
$3,011,000 30 Sep 2017
13F
ROTHSCHILD INVESTMENT LLC /IL
13F
Company
0.16%
186,517
$2,945,000 30 Sep 2017
13F
GENERAL AMERICAN INVESTORS CO INC
13F
Company
0.15%
179,416
$2,833,000 30 Sep 2017
13F
Janney Montgomery Scott LLC
13F
Company
0.14%
170,142
$2,687,000 30 Sep 2017
13F
Horizon Kinetics LLC
13F
Company
0.14%
162,169
$2,561,000 30 Sep 2017
13F
OPPENHEIMER & CO INC
13F
Company
0.14%
161,981
$2,558,000 30 Sep 2017
13F
Thomas J. Herzfeld Advisors, Inc.
13F
Company
0.13%
152,731
$2,412,000 30 Sep 2017
13F
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
13F
Company
0.13%
149,775
$2,365,000 30 Sep 2017
13F
Baird Financial Group, Inc.
13F
Company
0.13%
149,168
$2,355,000 30 Sep 2017
13F
NORTH STAR ASSET MANAGEMENT INC
13F
Company
0.1%
123,310
$1,947,000 30 Sep 2017
13F
D.A. DAVIDSON & CO.
13F
Company
0.1%
121,119
$1,912,000 30 Sep 2017
13F
Proficio Capital Partners LLC
13F
Company
0.1%
119,652
$1,889,000 30 Sep 2017
13F
Commonwealth Equity Services, Inc
13F
Company
0.1%
117,880
$1,861,000 30 Sep 2017
13F
RB Capital Management, LLC
13F
Company
0.1%
114,633
$1,810,000 30 Sep 2017
13F
PARAMETRIC PORTFOLIO ASSOCIATES LLC
13F
Company
0.09%
109,513
$1,729,000 30 Sep 2017
13F
GABELLI FUNDS LLC
13F
Company
0.09%
109,500
$1,729,000 30 Sep 2017
13F
LPL Financial LLC
13F
Company
0.08%
95,956
$1,515,000 30 Sep 2017
13F
BROWN ADVISORY INC
13F
Company
0.07%
82,078
$1,296,000 30 Sep 2017
13F
Composition Wealth, LLC
13F
Company
0.06%
77,157
$1,218,000 30 Sep 2017
13F
Laurion Capital Management LP
13F
Company
0.06%
75,011
$1,184,000 30 Sep 2017
13F
Bulldog Investors, LLP
13F
Company
0.06%
74,200
$1,172,000 30 Sep 2017
13F
Mraz, Amerine & Associates, Inc.
13F
Company
0.06%
72,389
$1,143,000 30 Sep 2017
13F
BANK OF MONTREAL /CAN/
13F
Company
0.05%
62,145
$981,000 30 Sep 2017
13F
Advisor Group, Inc.
13F
Company
0.05%
60,161
$951,000 30 Sep 2017
13F
Sigma Planning Corp
13F
Company
0.04%
51,217
$809,000 30 Sep 2017
13F
Kelman-Lazarov, Inc.
13F
Company
0.04%
50,454
$797,000 30 Sep 2017
13F
MML INVESTORS SERVICES, LLC
13F
Company
0.04%
45,478
$718,000 30 Sep 2017
13F
BRINKER CAPITAL INC
13F
Company
0.04%
44,157
$697,000 30 Sep 2017
13F
Zuckerman Investment Group, LLC
13F
Company
0.04%
43,868
$693,000 30 Sep 2017
13F
RAYMOND JAMES TRUST N.A.
13F
Company
0.03%
40,275
$636,000 30 Sep 2017
13F

Institutional Holders of ROYCE SMALL-CAP TRUST, INC. - Common Stock (RVT) as of Q4 2017

As of 31 Dec 2017, ROYCE SMALL-CAP TRUST, INC. - Common Stock (RVT) was held by 119 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 19,805,676 shares. The largest 10 holders included MORGAN STANLEY, WELLS FARGO & COMPANY/MN, Advisors Asset Management, Inc., RAYMOND JAMES & ASSOCIATES, LAZARD ASSET MANAGEMENT LLC, Raymond James Financial Services Advisors, Inc., UBS Group AG, BANK OF AMERICA CORP /DE/, 1832 Asset Management L.P., and Horizon Kinetics LLC. This page lists 119 institutional shareholders reporting positions in this security for the Q4 2017 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q4 2017 vs Q3 2017 Across Filers

Q3 2017 holders
109
Q4 2017 holders
119
Holder diff
10
Investor Q3 2017 Shares Q4 2017 Shares Share Diff Share Chg % Q3 2017 Value $ Q4 2017 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.