ROYCE SMALL-CAP TRUST, INC. - Common Stock (RVT)
CUSIP: 780910105
Q4 2017 13F Holders as of 31 Dec 2017
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 119,293,082
- Total 13F shares
- 19,805,676
- Share change
- -180,842
- Total reported value
- $320,210,165
- Price per share
- $16.17
- Number of holders
- 119
- Value change
- -$2,842,934
- Number of buys
- 64
- Number of sells
- 42
Quarterly Holders Quick Answers
What is CUSIP 780910105?
CUSIP 780910105 identifies RVT - ROYCE SMALL-CAP TRUST, INC. - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 780910105:
Top shareholders of RVT - ROYCE SMALL-CAP TRUST, INC. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
3.4%
|
4,025,185
|
$63,559,000 | — | 30 Sep 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.6%
|
1,892,927
|
$29,889,000 | — | 30 Sep 2017 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
1.1%
|
1,270,793
|
$20,066,000 | — | 30 Sep 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.95%
|
1,135,601
|
$17,931,000 | — | 30 Sep 2017 | |
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
0.92%
|
1,099,505
|
$17,361,000 | — | 30 Sep 2017 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.72%
|
855,296
|
$13,539,000 | — | 30 Sep 2017 | |
| UBS Group AG |
13F
|
Company |
0.63%
|
751,775
|
$11,871,000 | — | 30 Sep 2017 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.57%
|
676,410
|
$10,680,000 | — | 30 Sep 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.49%
|
588,416
|
$9,291,000 | — | 30 Sep 2017 | |
| 1832 Asset Management L.P. |
13F
|
Company |
0.44%
|
525,000
|
$8,039,000 | — | 30 Sep 2017 | |
| CORNERSTONE ADVISORS INC |
13F
|
Company |
0.37%
|
445,916
|
$7,041,000 | — | 30 Sep 2017 | |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. |
13F
|
Company |
0.32%
|
378,262
|
$5,973,000 | — | 30 Sep 2017 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.28%
|
337,510
|
$5,329,000 | — | 30 Sep 2017 | |
| Orion Porfolio Solutions, LLC |
13F
|
Company |
0.27%
|
317,864
|
$5,019,000 | — | 30 Sep 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.25%
|
299,860
|
$4,735,000 | — | 30 Sep 2017 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.25%
|
297,214
|
$4,693,000 | — | 30 Sep 2017 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.24%
|
282,094
|
$4,479,000 | — | 30 Sep 2017 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.22%
|
258,629
|
$4,088,000 | — | 30 Sep 2017 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.19%
|
221,533
|
$3,498,000 | — | 30 Sep 2017 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
0.17%
|
203,817
|
$3,218,000 | — | 30 Sep 2017 | |
| PRING TURNER CAPITAL GROUP INC |
13F
|
Company |
0.16%
|
190,696
|
$3,011,000 | — | 30 Sep 2017 | |
| ROTHSCHILD INVESTMENT LLC /IL |
13F
|
Company |
0.16%
|
186,517
|
$2,945,000 | — | 30 Sep 2017 | |
| GENERAL AMERICAN INVESTORS CO INC |
13F
|
Company |
0.15%
|
179,416
|
$2,833,000 | — | 30 Sep 2017 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.14%
|
170,142
|
$2,687,000 | — | 30 Sep 2017 | |
| Horizon Kinetics LLC |
13F
|
Company |
0.14%
|
162,169
|
$2,561,000 | — | 30 Sep 2017 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.14%
|
161,981
|
$2,558,000 | — | 30 Sep 2017 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.13%
|
152,731
|
$2,412,000 | — | 30 Sep 2017 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.13%
|
149,775
|
$2,365,000 | — | 30 Sep 2017 | |
| Baird Financial Group, Inc. |
13F
|
Company |
0.13%
|
149,168
|
$2,355,000 | — | 30 Sep 2017 | |
| NORTH STAR ASSET MANAGEMENT INC |
13F
|
Company |
0.1%
|
123,310
|
$1,947,000 | — | 30 Sep 2017 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.1%
|
121,119
|
$1,912,000 | — | 30 Sep 2017 | |
| Proficio Capital Partners LLC |
13F
|
Company |
0.1%
|
119,652
|
$1,889,000 | — | 30 Sep 2017 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.1%
|
117,880
|
$1,861,000 | — | 30 Sep 2017 | |
| RB Capital Management, LLC |
13F
|
Company |
0.1%
|
114,633
|
$1,810,000 | — | 30 Sep 2017 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
0.09%
|
109,513
|
$1,729,000 | — | 30 Sep 2017 | |
| GABELLI FUNDS LLC |
13F
|
Company |
0.09%
|
109,500
|
$1,729,000 | — | 30 Sep 2017 | |
| LPL Financial LLC |
13F
|
Company |
0.08%
|
95,956
|
$1,515,000 | — | 30 Sep 2017 | |
| BROWN ADVISORY INC |
13F
|
Company |
0.07%
|
82,078
|
$1,296,000 | — | 30 Sep 2017 | |
| Composition Wealth, LLC |
13F
|
Company |
0.06%
|
77,157
|
$1,218,000 | — | 30 Sep 2017 | |
| Laurion Capital Management LP |
13F
|
Company |
0.06%
|
75,011
|
$1,184,000 | — | 30 Sep 2017 | |
| Bulldog Investors, LLP |
13F
|
Company |
0.06%
|
74,200
|
$1,172,000 | — | 30 Sep 2017 | |
| Mraz, Amerine & Associates, Inc. |
13F
|
Company |
0.06%
|
72,389
|
$1,143,000 | — | 30 Sep 2017 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.05%
|
62,145
|
$981,000 | — | 30 Sep 2017 | |
| Advisor Group, Inc. |
13F
|
Company |
0.05%
|
60,161
|
$951,000 | — | 30 Sep 2017 | |
| Sigma Planning Corp |
13F
|
Company |
0.04%
|
51,217
|
$809,000 | — | 30 Sep 2017 | |
| Kelman-Lazarov, Inc. |
13F
|
Company |
0.04%
|
50,454
|
$797,000 | — | 30 Sep 2017 | |
| MML INVESTORS SERVICES, LLC |
13F
|
Company |
0.04%
|
45,478
|
$718,000 | — | 30 Sep 2017 | |
| BRINKER CAPITAL INC |
13F
|
Company |
0.04%
|
44,157
|
$697,000 | — | 30 Sep 2017 | |
| Zuckerman Investment Group, LLC |
13F
|
Company |
0.04%
|
43,868
|
$693,000 | — | 30 Sep 2017 | |
| RAYMOND JAMES TRUST N.A. |
13F
|
Company |
0.03%
|
40,275
|
$636,000 | — | 30 Sep 2017 |
Institutional Holders of ROYCE SMALL-CAP TRUST, INC. - Common Stock (RVT) as of Q4 2017
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2017 vs Q3 2017 Across Filers
| Investor | Q3 2017 Shares | Q4 2017 Shares | Share Diff | Share Chg % | Q3 2017 Value $ | Q4 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
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