ROYCE SMALL-CAP TRUST, INC. - Common Stock (RVT)

CUSIP: 780910105

Q4 2013 13F Holders as of 31 Dec 2013

Type / Class
Equity / Common Stock
Shares outstanding
119,293,082
Total 13F shares
19,805,166
Share change
+5,515
Total reported value
$317,052,214
Price per share
$16.01
Number of holders
104
Value change
+$88,097
Number of buys
2
Number of sells
2

Quarterly Holders Quick Answers

What is CUSIP 780910105?
CUSIP 780910105 identifies RVT - ROYCE SMALL-CAP TRUST, INC. - Common Stock in SEC institutional holdings data.

Need full ownership history?
Open the full security ownership history page.

Top shareholders of RVT - ROYCE SMALL-CAP TRUST, INC. - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
WELLS FARGO & COMPANY/MN
13F
Company
1.2%
1,406,697
$22,662,000 30 Sep 2013
13F
LAZARD ASSET MANAGEMENT LLC
13F
Company
0.43%
518,494
$8,352,000 30 Sep 2013
13F
FCA CORP /TX
13F
Company
0.22%
262,137
$4,229,000 30 Sep 2013
13F
BANK OF MONTREAL /CAN/
13F
Company
0%
2,000
$32,000 30 Sep 2013
13F

Institutional Holders of ROYCE SMALL-CAP TRUST, INC. - Common Stock (RVT) as of Q4 2013

As of 31 Dec 2013, ROYCE SMALL-CAP TRUST, INC. - Common Stock (RVT) was held by 104 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 19,805,166 shares. The largest 10 holders included MORGAN STANLEY, Relative Value Partners, LLC, Gramercy Funds Management LLC, RIVERNORTH CAPITAL MANAGEMENT, LLC, WELLS FARGO & COMPANY/MN, UBS AG, Invesco Ltd., NORTH STAR ASSET MANAGEMENT INC, LAZARD ASSET MANAGEMENT LLC, and Karpus Management, Inc.. This page lists 104 institutional shareholders reporting positions in this security for the Q4 2013 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q4 2013 vs Q3 2013 Across Filers

Q3 2013 holders
4
Q4 2013 holders
104
Holder diff
100
Investor Q3 2013 Shares Q4 2013 Shares Share Diff Share Chg % Q3 2013 Value $ Q4 2013 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
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