Security key
78081T104
ROYCE GLOBAL TRUST, INC. - Common Stock (RGT)
CUSIP: 78081T104
Q4 2019 13F Holders as of 31 Dec 2019
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 6,177,562
- Total 13F shares
- 4,212,374
- Share change
- +99,566
- Total reported value
- $49,204,000
- Price per share
- $11.69
- Number of holders
- 48
- Value change
- +$1,272,011
- Number of buys
- 23
- Number of sells
- 21
Report period
Q4 2019
Institutions
48
Top holders
10
RGT full security history
Newer quarter: Q1 2020
Previous quarter: Q3 2019
ROYCE GLOBAL TRUST, INC. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 78081T104
Recent filing periods:
Top shareholders of RGT - ROYCE GLOBAL TRUST, INC. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
14%
|
868,461
|
$8,789,000 | — | 30 Sep 2019 | |
| Saba Capital Management, L.P. |
13F
|
Company |
11%
|
662,354
|
$6,703,000 | — | 30 Sep 2019 | |
| MORGAN STANLEY |
13F
|
Company |
7.1%
|
438,064
|
$4,433,000 | — | 30 Sep 2019 | |
| PRIVATE MANAGEMENT GROUP INC |
13F
|
Company |
4.7%
|
288,072
|
$2,915,000 | — | 30 Sep 2019 | |
| Bulldog Investors, LLP |
13F
|
Company |
3.9%
|
239,933
|
$2,428,000 | — | 30 Sep 2019 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
3.8%
|
233,007
|
$2,358,000 | — | 30 Sep 2019 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
2%
|
121,780
|
$1,217,000 | — | 30 Sep 2019 | |
| Zuckerman Investment Group, LLC |
13F
|
Company |
1.5%
|
91,975
|
$931,000 | — | 30 Sep 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.1%
|
70,048
|
$709,000 | — | 30 Sep 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
1.1%
|
68,290
|
$691,000 | — | 30 Sep 2019 | |
| Matisse Capital |
13F
|
Company |
1%
|
64,847
|
$656,000 | — | 30 Sep 2019 | |
| ROTHSCHILD INVESTMENT LLC /IL |
13F
|
Company |
0.81%
|
49,841
|
$504,000 | — | 30 Sep 2019 | |
| GRACE & WHITE INC /NY |
13F
|
Company |
0.78%
|
47,912
|
$485,000 | — | 30 Sep 2019 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.77%
|
47,373
|
$479,000 | — | 30 Sep 2019 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.76%
|
46,688
|
$472,000 | — | 30 Sep 2019 | |
| TWIN FOCUS CAPITAL PARTNERS, LLC |
13F
|
Company |
0.75%
|
46,130
|
$467,000 | — | 30 Sep 2019 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.71%
|
44,009
|
$445,000 | — | 30 Sep 2019 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.7%
|
43,300
|
$438,000 | — | 30 Sep 2019 | |
| Cardan Capital Partners, LLC |
13F
|
Company |
0.66%
|
41,043
|
$415,000 | — | 30 Sep 2019 | |
| Proficio Capital Partners LLC |
13F
|
Company |
0.62%
|
38,117
|
$386,000 | — | 30 Sep 2019 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
0.49%
|
30,257
|
$306,000 | — | 30 Sep 2019 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.47%
|
29,104
|
$295,000 | — | 30 Sep 2019 | |
| UBS Group AG |
13F
|
Company |
0.47%
|
28,892
|
$292,000 | — | 30 Sep 2019 | |
| BLAIR WILLIAM & CO/IL |
13F
|
Company |
0.46%
|
28,195
|
$285,000 | — | 30 Sep 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.4%
|
24,923
|
$253,000 | — | 30 Sep 2019 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.38%
|
23,208
|
$235,000 | — | 30 Sep 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.3%
|
18,617
|
$189,000 | — | 30 Sep 2019 | |
| MERITAGE PORTFOLIO MANAGEMENT |
13F
|
Company |
0.28%
|
17,407
|
$176,000 | — | 30 Sep 2019 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.28%
|
17,339
|
$175,000 | — | 30 Sep 2019 | |
| GABELLI FUNDS LLC |
13F
|
Company |
0.25%
|
15,702
|
$159,000 | — | 30 Sep 2019 | |
| Round Table Services, LLC |
13F
|
Company |
0.25%
|
15,300
|
$155,000 | — | 30 Sep 2019 | |
| SHEPHERD KAPLAN KROCHUK, LLC |
13F
|
Company |
0.22%
|
13,410
|
$136,000 | — | 30 Sep 2019 | |
| CSS LLC/IL |
13F
|
Company |
0.21%
|
12,752
|
$129,000 | — | 30 Sep 2019 | |
| Mraz, Amerine & Associates, Inc. |
13F
|
Company |
0.18%
|
10,854
|
$110,000 | — | 30 Sep 2019 | |
| BROWN ADVISORY INC |
13F
|
Company |
0.18%
|
10,848
|
$110,000 | — | 30 Sep 2019 | |
| BESSEMER GROUP INC |
13F
|
Company |
0.15%
|
9,132
|
$92,000 | — | 30 Sep 2019 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.09%
|
5,711
|
$57,000 | — | 30 Sep 2019 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.06%
|
3,554
|
$36,000 | — | 30 Sep 2019 | |
| Wealthcare Advisory Partners LLC |
13F
|
Company |
0.04%
|
2,472
|
$25,000 | — | 30 Sep 2019 | |
| Quad-Cities Investment Group, LLC |
13F
|
Company |
0.04%
|
2,334
|
$24,000 | — | 30 Sep 2019 | |
| US BANCORP \DE\ |
13F
|
Company |
0.03%
|
1,832
|
$19,000 | — | 30 Sep 2019 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.01%
|
850
|
$9,000 | — | 30 Sep 2019 | |
| Federation Des Caisses Desjardins du Quebec |
13F
|
Individual |
0.01%
|
787
|
$7,964 | — | 30 Sep 2019 | |
| Advisor Group, Inc. |
13F
|
Company |
0.01%
|
494
|
$5,000 | — | 30 Sep 2019 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.01%
|
324
|
$3,000 | — | 30 Sep 2019 | |
| North Star Investment Management Corp. |
13F
|
Company |
0%
|
305
|
$3,000 | — | 30 Sep 2019 | |
| Patriot Financial Group Insurance Agency, LLC |
13F
|
Company |
0%
|
208
|
$2,000 | — | 30 Sep 2019 | |
| THOMPSON SIEGEL & WALMSLEY LLC |
13F
|
Company |
0%
|
139
|
$1,000 | — | 30 Sep 2019 | |
| WHITTIER TRUST CO |
13F
|
Company |
0%
|
75
|
$1,000 | — | 30 Sep 2019 | |
| TRUSTCORE FINANCIAL SERVICES, LLC |
13F
|
Company |
0%
|
62
|
$1,000 | — | 30 Sep 2019 |
Institutional Holders of ROYCE GLOBAL TRUST, INC. - Common Stock (RGT) as of Q4 2019
As of 31 Dec 2019,
ROYCE GLOBAL TRUST, INC. - Common Stock (RGT) was held by
48 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
4,212,374 shares.
The largest 10 holders included
RAYMOND JAMES & ASSOCIATES, Saba Capital Management, L.P., MORGAN STANLEY, Bulldog Investors, LLC, PRIVATE MANAGEMENT GROUP INC, Cornerstone Advisors, LLC, 1607 Capital Partners, LLC, First Allied Advisory Services, Inc., Matisse Capital, and Zuckerman Investment Group, LLC.
This page lists
48
institutional shareholders reporting positions in this security
for the Q4 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2019 vs Q3 2019 Across Filers
Q3 2019 holders
48
Q4 2019 holders
48
Holder diff
0
| Investor | Q3 2019 Shares | Q4 2019 Shares | Share Diff | Share Chg % | Q3 2019 Value $ | Q4 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.