Security key
78081T104
ROYCE GLOBAL TRUST, INC. - Common Stock (RGT)
CUSIP: 78081T104
Q3 2019 13F Holders as of 30 Sep 2019
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 6,177,562
- Total 13F shares
- 3,876,074
- Share change
- -78,986
- Total reported value
- $39,208,964
- Price per share
- $10.12
- Number of holders
- 48
- Value change
- -$800,847
- Number of buys
- 16
- Number of sells
- 22
Report period
Q3 2019
Institutions
48
Top holders
10
RGT full security history
Newer quarter: Q4 2019
Previous quarter: Q2 2019
ROYCE GLOBAL TRUST, INC. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 78081T104
Recent filing periods:
Top shareholders of RGT - ROYCE GLOBAL TRUST, INC. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
16%
|
1,005,361
|
$10,610,000 | — | 30 Jun 2019 | |
| Saba Capital Management, L.P. |
13F
|
Company |
11%
|
679,233
|
$7,166,000 | — | 30 Jun 2019 | |
| MORGAN STANLEY |
13F
|
Company |
8.3%
|
515,120
|
$5,436,000 | — | 30 Jun 2019 | |
| PRIVATE MANAGEMENT GROUP INC |
13F
|
Company |
4.5%
|
277,721
|
$2,931,000 | — | 30 Jun 2019 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
3.9%
|
238,107
|
$2,513,000 | — | 30 Jun 2019 | |
| Bulldog Investors, LLP |
13F
|
Company |
3.3%
|
202,150
|
$2,133,000 | — | 30 Jun 2019 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
2%
|
121,583
|
$1,283,000 | — | 30 Jun 2019 | |
| Zuckerman Investment Group, LLC |
13F
|
Company |
1.5%
|
91,975
|
$971,000 | — | 30 Jun 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
1.1%
|
68,582
|
$724,000 | — | 30 Jun 2019 | |
| ROTHSCHILD INVESTMENT LLC /IL |
13F
|
Company |
0.89%
|
55,123
|
$582,000 | — | 30 Jun 2019 | |
| GRACE & WHITE INC /NY |
13F
|
Company |
0.78%
|
47,912
|
$506,000 | — | 30 Jun 2019 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.75%
|
46,396
|
$490,000 | — | 30 Jun 2019 | |
| TWIN FOCUS CAPITAL PARTNERS, LLC |
13F
|
Company |
0.75%
|
46,130
|
$487,000 | — | 30 Jun 2019 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.75%
|
46,106
|
$486,000 | — | 30 Jun 2019 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.7%
|
43,209
|
$456,000 | — | 30 Jun 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.66%
|
40,678
|
$429,000 | — | 30 Jun 2019 | |
| Cardan Capital Partners, LLC |
13F
|
Company |
0.65%
|
40,146
|
$424,000 | — | 30 Jun 2019 | |
| Proficio Capital Partners LLC |
13F
|
Company |
0.63%
|
39,127
|
$413,000 | — | 30 Jun 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.61%
|
37,676
|
$398,000 | — | 30 Jun 2019 | |
| UBS Group AG |
13F
|
Company |
0.58%
|
35,662
|
$376,000 | — | 30 Jun 2019 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
0.56%
|
34,780
|
$367,000 | — | 30 Jun 2019 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.55%
|
33,738
|
$356,000 | — | 30 Jun 2019 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.47%
|
29,104
|
$307,000 | — | 30 Jun 2019 | |
| BLAIR WILLIAM & CO/IL |
13F
|
Company |
0.46%
|
28,195
|
$328,000 | — | 30 Jun 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.4%
|
24,923
|
$263,000 | — | 30 Jun 2019 | |
| Matisse Capital |
13F
|
Company |
0.36%
|
22,365
|
$236,000 | — | 30 Jun 2019 | |
| GABELLI FUNDS LLC |
13F
|
Company |
0.25%
|
15,702
|
$166,000 | — | 30 Jun 2019 | |
| CSS LLC/IL |
13F
|
Company |
0.21%
|
12,752
|
$135,000 | — | 30 Jun 2019 | |
| SHEPHERD KAPLAN KROCHUK, LLC |
13F
|
Company |
0.2%
|
12,430
|
$131,000 | — | 30 Jun 2019 | |
| Mraz, Amerine & Associates, Inc. |
13F
|
Company |
0.19%
|
11,654
|
$123,000 | — | 30 Jun 2019 | |
| BROWN ADVISORY INC |
13F
|
Company |
0.18%
|
11,076
|
$117,000 | — | 30 Jun 2019 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.15%
|
9,470
|
$99,000 | — | 30 Jun 2019 | |
| BESSEMER GROUP INC |
13F
|
Company |
0.15%
|
9,132
|
$96,000 | — | 30 Jun 2019 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.09%
|
5,711
|
$60,000 | — | 30 Jun 2019 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.06%
|
3,818
|
$40,000 | — | 30 Jun 2019 | |
| US BANCORP \DE\ |
13F
|
Company |
0.06%
|
3,663
|
$39,000 | — | 30 Jun 2019 | |
| Wealthcare Advisory Partners LLC |
13F
|
Company |
0.04%
|
2,472
|
$26,000 | — | 30 Jun 2019 | |
| Quad-Cities Investment Group, LLC |
13F
|
Company |
0.04%
|
2,334
|
$25,000 | — | 30 Jun 2019 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.02%
|
1,328
|
$14,000 | — | 30 Jun 2019 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.01%
|
850
|
$9,000 | — | 30 Jun 2019 | |
| Advisor Group, Inc. |
13F
|
Company |
0.01%
|
494
|
$5,000 | — | 30 Jun 2019 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.01%
|
324
|
$3,000 | — | 30 Jun 2019 | |
| Global Wealth Management Investment Advisory, Inc. |
13F
|
Company |
0%
|
275
|
$3,000 | — | 30 Jun 2019 | |
| Patriot Financial Group Insurance Agency, LLC |
13F
|
Company |
0%
|
231
|
$2,000 | — | 30 Jun 2019 | |
| THOMPSON SIEGEL & WALMSLEY LLC |
13F
|
Company |
0%
|
139
|
$1,000 | — | 30 Jun 2019 | |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. |
13F
|
Company |
0%
|
106
|
$1,000 | — | 30 Jun 2019 | |
| BARTLETT & CO. WEALTH MANAGEMENT LLC |
13F
|
Company |
0%
|
96
|
$1,013 | — | 30 Jun 2019 | |
| Bartlett & Co. LLC |
13F
|
Company |
0%
|
96
|
$1,000 | — | 30 Jun 2019 | |
| TRUSTCORE FINANCIAL SERVICES, LLC |
13F
|
Company |
0%
|
62
|
$1,000 | — | 30 Jun 2019 | |
| McIlrath & Eck, LLC |
13F
|
Company |
0%
|
61
|
$1,000 | — | 30 Jun 2019 |
Institutional Holders of ROYCE GLOBAL TRUST, INC. - Common Stock (RGT) as of Q3 2019
As of 30 Sep 2019,
ROYCE GLOBAL TRUST, INC. - Common Stock (RGT) was held by
48 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,876,074 shares.
The largest 10 holders included
RAYMOND JAMES & ASSOCIATES, Saba Capital Management, L.P., MORGAN STANLEY, PRIVATE MANAGEMENT GROUP INC, Bulldog Investors, LLC, 1607 Capital Partners, LLC, First Allied Advisory Services, Inc., Zuckerman Investment Group, LLC, WELLS FARGO & COMPANY/MN, and ROYAL BANK OF CANADA.
This page lists
48
institutional shareholders reporting positions in this security
for the Q3 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2019 vs Q2 2019 Across Filers
Q2 2019 holders
47
Q3 2019 holders
48
Holder diff
1
| Investor | Q2 2019 Shares | Q3 2019 Shares | Share Diff | Share Chg % | Q2 2019 Value $ | Q3 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.