Rezolute, Inc. - Common Stock (RZLT)

CUSIP: 76200L309

Q4 2022 13F Holders as of 31 Dec 2022

Holder snapshot 6 signals
Share change
+3,686
SEC-reported price per share
$2.07
Number of holders
34
Value change
-$822,266
Number of buys
14
Number of sells
4
Security identity Names, identifiers, and filing context for this profile. 1 source field
Shares outstanding
96,946,691

Security key

76200L309

Report period

Q4 2022

Institutions

34

Top holders

10

Ownership snapshot

Top reported holders of RZLT - Rezolute, Inc. - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
Genexine Inc.
Disclosed value leader
Genexine Inc.
Comparable rows
0/15
Latest evidence
30 Sep 2022
3/4/5 13F Highest disclosed value: $173,462,643 15 rows are not safely comparable across share classes. Showing 1-6 of 15 holder rows.

Quick read

Genexine Inc. has the largest disclosed position value at $173.46M.

0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens Genexine Inc.'s linked filing trail.
Disclosed position value Top 5
Genexine Inc. $173.46M
HANDOK, INC. $10.05M
FEDERATED HERMES, INC. $18.11M
Stonepine Capital Management, LLC $8.15M
FIRST MANHATTAN CO. LLC. $4.98M

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-6 of 15 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
Genexine Inc.
3/4/5
10%+ Owner
—
denominator unverified
$173,462,643
91,300,933 shares
— 26 Apr 2019
HANDOK, INC.
3/4/5
Director, 10%+ Owner
—
denominator unverified
$10,051,937
5,942,617 shares
— 15 Oct 2021
FEDERATED HERMES, INC.
13F
Company
13F
—
denominator unverified
$18,112,000
6,610,274 shares
— 30 Sep 2022
Stonepine Capital Management, LLC
13F
Company
13F
—
denominator unverified
$8,147,000
2,973,205 shares
— 30 Sep 2022
FIRST MANHATTAN CO. LLC.
13F
Company
13F
—
denominator unverified
$4,975,000
1,815,805 shares
— 30 Sep 2022
Blackstone Inc.
13F
Company
13F
—
denominator unverified
$4,213,000
1,537,684 shares
— 30 Sep 2022
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q4 2022

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
34
Shares
24,450,852
Rows available
34
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q4 2022 vs Q3 2022 Across Filers

Q3 2022 holders
30
Q4 2022 holders
34
Holder diff
4
Investor Q3 2022 Shares Q4 2022 Shares Share Diff Share Chg % Q3 2022 value Q4 2022 value Value change Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
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