- Type / Class
- Equity / Common Stock
- Shares outstanding
- 93,299,785
- Total 13F shares
- 24,450,852
- Share change
- +3,686
- Total reported value
- $50,611,801
- Price per share
- $2.07
- Number of holders
- 34
- Value change
- -$822,266
- Number of buys
- 14
- Number of sells
- 4
Quarterly Holders Quick Answers
What is CUSIP 76200L309?
CUSIP 76200L309 identifies RZLT - Rezolute, Inc. - Common Stock in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 76200L309:
Top shareholders of RZLT - Rezolute, Inc. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Genexine Inc. |
3/4/5
|
10%+ Owner |
—
class O/S missing
|
91,300,933
|
$173,462,643 | — | 26 Apr 2019 | |
| FEDERATED HERMES, INC. |
13F
|
Company |
7.1%
|
6,610,274
|
$18,112,000 | — | 30 Sep 2022 | |
| HANDOK, INC. |
3/4/5
|
Director, 10%+ Owner |
—
class O/S missing
|
5,942,617
|
$10,051,937 | — | 15 Oct 2021 | |
| Stonepine Capital Management, LLC |
13F
|
Company |
3.2%
|
2,973,205
|
$8,147,000 | — | 30 Sep 2022 | |
| FIRST MANHATTAN CO. LLC. |
13F
|
Company |
1.9%
|
1,815,805
|
$4,975,000 | — | 30 Sep 2022 | |
| Blackstone Inc. |
13F
|
Company |
1.6%
|
1,537,684
|
$4,213,000 | — | 30 Sep 2022 | |
| VANGUARD GROUP INC |
13F
|
Company |
1.5%
|
1,407,098
|
$3,856,000 | — | 30 Sep 2022 | |
| CAXTON CORP |
13F
|
Company |
1.5%
|
1,403,157
|
$3,845,000 | — | 30 Sep 2022 | |
| JANUS HENDERSON GROUP PLC |
13F
|
Company |
1.3%
|
1,210,000
|
$3,334,000 | — | 30 Sep 2022 | |
| Commodore Capital LP |
13F
|
Company |
1.3%
|
1,210,000
|
$3,315,000 | — | 30 Sep 2022 | |
| SPHERA FUNDS MANAGEMENT LTD. |
13F
|
Company |
1.2%
|
1,155,897
|
$3,167,000 | — | 30 Sep 2022 | |
| CVI Holdings, LLC |
13F
|
Company |
0.92%
|
854,982
|
$2,343,000 | — | 30 Sep 2022 | |
| Nantahala Capital Management, LLC |
13F
|
Company |
0.77%
|
718,736
|
$1,969,000 | — | 30 Sep 2022 | |
| ADAGE CAPITAL PARTNERS GP, L.L.C. |
13F
|
Company |
0.68%
|
631,690
|
$1,731,000 | — | 30 Sep 2022 | |
| Vivo Capital, LLC |
13F
|
Company |
0.52%
|
489,473
|
$1,341,000 | — | 30 Sep 2022 | |
| ACUTA CAPITAL PARTNERS, LLC |
13F
|
Company |
0.45%
|
419,145
|
$1,148,000 | — | 30 Sep 2022 | |
| Velan Capital Investment Management LP |
13F
|
Company |
0.43%
|
400,000
|
$1,096,000 | — | 30 Sep 2022 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.33%
|
312,380
|
$856,000 | — | 30 Sep 2022 | |
| Granite Point Capital Management, L.P. |
13F
|
Company |
0.32%
|
294,865
|
$808,000 | — | 30 Sep 2022 | |
| BlackRock Finance, Inc. |
13F
|
Company |
0.27%
|
254,959
|
$698,000 | — | 30 Sep 2022 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.27%
|
247,872
|
$679,000 | — | 30 Sep 2022 | |
| BVF INC/IL |
13F
|
Company |
0.2%
|
190,815
|
$523,000 | — | 30 Sep 2022 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.09%
|
86,416
|
$236,000 | — | 30 Sep 2022 | |
| STATE STREET CORP |
13F
|
Company |
0.06%
|
56,172
|
$154,000 | — | 30 Sep 2022 | |
| J. Goldman & Co LP |
13F
|
Company |
0.06%
|
54,000
|
$148,000 | — | 30 Sep 2022 | |
| PROVENCE WEALTH MANAGEMENT GROUP |
13F
|
Company |
0.03%
|
30,000
|
$82,000 | — | 30 Sep 2022 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.03%
|
26,233
|
$72,000 | — | 30 Sep 2022 | |
| BOOTHBAY FUND MANAGEMENT, LLC |
13F
|
Company |
0.03%
|
24,000
|
$66,000 | — | 30 Sep 2022 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.02%
|
17,200
|
$47,000 | — | 30 Sep 2022 | |
| AIGH Capital Management LLC |
13F
|
Company |
0.01%
|
11,866
|
$33,000 | — | 30 Sep 2022 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
2,276
|
$6,000 | — | 30 Sep 2022 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0%
|
750
|
$2,000 | — | 30 Sep 2022 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0%
|
192
|
$1,000 | — | 30 Sep 2022 |
Institutional Holders of Rezolute, Inc. - Common Stock (RZLT) as of Q4 2022
As of 31 Dec 2022,
Rezolute, Inc. - Common Stock (RZLT) was held by
34 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
24,450,852 shares.
The largest 10 holders included
FEDERATED HERMES, INC., FIRST MANHATTAN CO, Stonepine Capital Management, LLC, Blackstone Inc., VANGUARD GROUP INC, CAXTON CORP, COMMODORE CAPITAL LP, SPHERA FUNDS MANAGEMENT LTD., Nantahala Capital Management, LLC, and CVI Holdings, LLC.
This page lists
34
institutional shareholders reporting positions in this security
for the Q4 2022 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2022 vs Q3 2022 Across Filers
Q3 2022 holders
30
Q4 2022 holders
34
Holder diff
4
| Investor | Q3 2022 Shares | Q4 2022 Shares | Share Diff | Share Chg % | Q3 2022 Value $ | Q4 2022 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.