Rezolute, Inc. - Common Stock (RZLT)

CUSIP: 76200L309

Q3 2022 13F Holders as of 30 Sep 2022

Type / Class
Equity / Common Stock
Shares outstanding
93,299,785
Total 13F shares
24,446,950
Share change
-91,419
Total reported value
$67,002,000
Price per share
$2.74
Number of holders
30
Value change
-$497,915
Number of buys
7
Number of sells
12

Quarterly Holders Quick Answers

What is CUSIP 76200L309?
CUSIP 76200L309 identifies RZLT - Rezolute, Inc. - Common Stock in SEC institutional holdings data.

Need full ownership history?
Open the full security ownership history page.

Top shareholders of RZLT - Rezolute, Inc. - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
Genexine Inc.
3/4/5
10%+ Owner
class O/S missing
91,300,933
$173,462,643 26 Apr 2019
FEDERATED HERMES, INC.
13F
Company
7.1%
6,610,274
$21,351,000 30 Jun 2022
13F
HANDOK, INC.
3/4/5
Director, 10%+ Owner
class O/S missing
5,942,617
$10,051,937 15 Oct 2021
Stonepine Capital Management, LLC
13F
Company
3.2%
3,001,926
$9,696,000 30 Jun 2022
13F
FIRST MANHATTAN CO. LLC.
13F
Company
1.9%
1,815,805
$5,865,000 30 Jun 2022
13F
Blackstone Inc.
13F
Company
1.6%
1,537,684
$4,967,000 30 Jun 2022
13F
VANGUARD GROUP INC
13F
Company
1.5%
1,407,131
$4,545,000 30 Jun 2022
13F
CAXTON CORP
13F
Company
1.5%
1,403,157
$4,532,000 30 Jun 2022
13F
Commodore Capital LP
13F
Company
1.3%
1,210,000
$3,908,000 30 Jun 2022
13F
JANUS HENDERSON GROUP PLC
13F
Company
1.3%
1,210,000
$3,860,000 30 Jun 2022
13F
SPHERA FUNDS MANAGEMENT LTD.
13F
Company
1.2%
1,155,897
$3,734,000 30 Jun 2022
13F
CVI Holdings, LLC
13F
Company
0.97%
905,553
$2,925,000 30 Jun 2022
13F
ACUTA CAPITAL PARTNERS, LLC
13F
Company
0.69%
645,136
$2,084,000 30 Jun 2022
13F
ADAGE CAPITAL PARTNERS GP, L.L.C.
13F
Company
0.68%
631,690
$2,040,000 30 Jun 2022
13F
Vivo Capital, LLC
13F
Company
0.52%
489,473
$1,581,000 30 Jun 2022
13F
Altium Capital Management LLC
13F
Company
0.44%
411,000
$1,328,000 30 Jun 2022
13F
Velan Capital Investment Management LP
13F
Company
0.43%
400,000
$1,292,000 30 Jun 2022
13F
CITADEL ADVISORS LLC
13F
Company
0.33%
307,928
$995,000 30 Jun 2022
13F
Granite Point Capital Management, L.P.
13F
Company
0.32%
294,865
$952,000 30 Jun 2022
13F
BlackRock Finance, Inc.
13F
Company
0.27%
253,312
$818,000 30 Jun 2022
13F
BVF INC/IL
13F
Company
0.2%
190,815
$616,000 30 Jun 2022
13F
GEODE CAPITAL MANAGEMENT, LLC
13F
Company
0.2%
188,089
$607,000 30 Jun 2022
13F
NORTHERN TRUST CORP
13F
Company
0.09%
85,097
$274,000 30 Jun 2022
13F
AIGH Capital Management LLC
13F
Company
0.09%
84,783
$274,000 30 Jun 2022
13F
STATE STREET CORP
13F
Company
0.06%
54,772
$177,000 30 Jun 2022
13F
J. Goldman & Co LP
13F
Company
0.06%
54,000
$174,000 30 Jun 2022
13F
Alyeska Investment Group, L.P.
13F
Company
0.05%
50,000
$162,000 30 Jun 2022
13F
PROVENCE WEALTH MANAGEMENT GROUP
13F
Company
0.03%
30,000
$97,000 30 Jun 2022
13F
Bank of New York Mellon Corp
13F
Company
0.03%
27,248
$88,000 30 Jun 2022
13F
CHARLES SCHWAB INVESTMENT MANAGEMENT INC
13F
Company
0.03%
25,781
$84,000 30 Jun 2022
13F
BOOTHBAY FUND MANAGEMENT, LLC
13F
Company
0.03%
24,000
$78,000 30 Jun 2022
13F
RENAISSANCE TECHNOLOGIES LLC
13F
Company
0.02%
17,900
$58,000 30 Jun 2022
13F
Worth Venture Partners, LLC
13F
Company
0.01%
12,701
$38,000 30 Jun 2022
13F
UBS Group AG
13F
Company
0%
1,602
$5,000 30 Jun 2022
13F
PNC FINANCIAL SERVICES GROUP, INC.
13F
Company
0%
750
$2,000 30 Jun 2022
13F
WELLS FARGO & COMPANY/MN
13F
Company
0%
198
$1,000 30 Jun 2022
13F

Institutional Holders of Rezolute, Inc. - Common Stock (RZLT) as of Q3 2022

As of 30 Sep 2022, Rezolute, Inc. - Common Stock (RZLT) was held by 30 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 24,446,950 shares. The largest 10 holders included FEDERATED HERMES, INC., Stonepine Capital Management, LLC, FIRST MANHATTAN CO, Blackstone Inc., VANGUARD GROUP INC, CAXTON CORP, COMMODORE CAPITAL LP, JANUS HENDERSON GROUP PLC, SPHERA FUNDS MANAGEMENT LTD., and CVI Holdings, LLC. This page lists 30 institutional shareholders reporting positions in this security for the Q3 2022 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q3 2022 vs Q2 2022 Across Filers

Q2 2022 holders
33
Q3 2022 holders
30
Holder diff
-3
Investor Q2 2022 Shares Q3 2022 Shares Share Diff Share Chg % Q2 2022 Value $ Q3 2022 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Here you can make detailed settings or revoke your consent (in part if necessary) with effect for the future. For further information, please refer to our Privacy Policy .