Security key
74587V107
PUMA BIOTECHNOLOGY, INC. - Common Stock (PBYI)
CUSIP: 74587V107
Q3 2023 13F Holders as of 30 Sep 2023
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 49,633,071
- Total 13F shares
- 25,704,166
- Share change
- -866,922
- Total reported value
- $67,598,924
- Put/Call ratio
- 26%
- Price per share
- $2.63
- Number of holders
- 67
- Value change
- -$2,428,856
- Number of buys
- 26
- Number of sells
- 27
Report period
Q3 2023
Institutions
67
Top holders
10
PBYI full security history
Newer quarter: Q4 2023
Previous quarter: Q2 2023
PUMA BIOTECHNOLOGY, INC. SEC filings
PUMA BIOTECHNOLOGY, INC. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 74587V107
Recent filing periods:
Top shareholders of PBYI - PUMA BIOTECHNOLOGY, INC. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Camber Capital Management LP |
13F
|
Company |
8.5%
|
4,235,000
|
$14,950,000 | — | 30 Jun 2023 | |
| VANGUARD GROUP INC |
13F
|
Company |
7.6%
|
3,764,131
|
$13,287,383 | — | 30 Jun 2023 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
5.7%
|
2,806,254
|
$9,906,077 | — | 30 Jun 2023 | |
| ACADIAN ASSET MANAGEMENT LLC |
13F
|
Company |
3.8%
|
1,874,123
|
$6,614,000 | — | 30 Jun 2023 | |
| Athyrium Capital Management, LP |
13F
|
Company |
3.6%
|
1,792,114
|
$6,326,162 | — | 30 Jun 2023 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
3.5%
|
1,758,013
|
$6,206,000 | — | 30 Jun 2023 | |
| Eversept Partners, LP |
13F
|
Company |
3.3%
|
1,658,195
|
$5,853,428 | — | 30 Jun 2023 | |
| BlackRock Finance, Inc. |
13F
|
Company |
3.1%
|
1,517,305
|
$5,356,087 | — | 30 Jun 2023 | |
| Hillsdale Investment Management Inc. |
13F
|
Company |
1.6%
|
802,903
|
$2,834,248 | — | 30 Jun 2023 | |
| GLOBEFLEX CAPITAL L P |
13F
|
Company |
1.1%
|
561,530
|
$1,982,201 | — | 30 Jun 2023 | |
| Kynam Capital Management, LP |
13F
|
Company |
0.95%
|
473,070
|
$1,669,937 | — | 30 Jun 2023 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
0.87%
|
430,308
|
$1,518,987 | — | 30 Jun 2023 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.8%
|
396,396
|
$1,399,277 | — | 30 Jun 2023 | |
| RICE HALL JAMES & ASSOCIATES, LLC |
13F
|
Company |
0.75%
|
371,034
|
$1,309,750 | — | 30 Jun 2023 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
0.69%
|
344,600
|
$1,216,438 | — | 30 Jun 2023 | |
| MORGAN STANLEY |
13F
|
Company |
0.65%
|
323,603
|
$1,142,319 | — | 30 Jun 2023 | |
| SEI INVESTMENTS CO |
13F
|
Company |
0.58%
|
285,598
|
$1,008,149 | — | 30 Jun 2023 | |
| MARSHALL WACE, LLP |
13F
|
Company |
0.45%
|
224,793
|
$793,519 | — | 30 Jun 2023 | |
| Assenagon Asset Management S.A. |
13F
|
Company |
0.45%
|
223,321
|
$788,323 | — | 30 Jun 2023 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.44%
|
219,436
|
$774,609 | — | 30 Jun 2023 | |
| Affinity Asset Advisors, LLC |
13F
|
Company |
0.41%
|
202,349
|
$714,292 | — | 30 Jun 2023 | |
| Connor, Clark & Lunn Investment Management Ltd. |
13F
|
Company |
0.4%
|
199,767
|
$705,178 | — | 30 Jun 2023 | |
| LSV ASSET MANAGEMENT |
13F
|
Company |
0.39%
|
194,551
|
$687,000 | — | 30 Jun 2023 | |
| FEDERATED HERMES, INC. |
13F
|
Company |
0.37%
|
181,941
|
$642,252 | — | 30 Jun 2023 | |
| STATE STREET CORP |
13F
|
Company |
0.34%
|
166,578
|
$588,020 | — | 30 Jun 2023 | |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.3%
|
148,400
|
$523,852 | — | 30 Jun 2023 | |
| CORNERCAP INVESTMENT COUNSEL INC |
13F
|
Company |
0.26%
|
126,963
|
$448,179 | — | 30 Jun 2023 | |
| GSA CAPITAL PARTNERS LLP |
13F
|
Company |
0.23%
|
114,698
|
$405,000 | — | 30 Jun 2023 | |
| Prospera Financial Services Inc |
13F
|
Company |
0.22%
|
108,448
|
$382,801 | — | 30 Jun 2023 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
0.21%
|
106,073
|
$374,438 | — | 30 Jun 2023 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.2%
|
100,610
|
$355,153 | — | 30 Jun 2023 | |
| Squarepoint Ops LLC |
13F
|
Company |
0.18%
|
90,987
|
$321,184 | — | 30 Jun 2023 | |
| XTX Topco Ltd |
13F
|
Company |
0.16%
|
78,450
|
$276,929 | — | 30 Jun 2023 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.15%
|
73,914
|
$260,916 | — | 30 Jun 2023 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.15%
|
72,268
|
$255,106 | — | 30 Jun 2023 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.14%
|
69,595
|
$245,671 | — | 30 Jun 2023 | |
| Patriot Financial Group Insurance Agency, LLC |
13F
|
Company |
0.13%
|
65,000
|
$229,450 | — | 30 Jun 2023 | |
| FMR LLC |
13F
|
Company |
0.13%
|
63,918
|
$225,631 | — | 30 Jun 2023 | |
| MACQUARIE GROUP LTD |
13F
|
Company |
0.12%
|
61,255
|
$216,000 | — | 30 Jun 2023 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.07%
|
32,904
|
$116,151 | — | 30 Jun 2023 | |
| Crestline Management, L.P. |
13F
|
Company |
0.07%
|
32,639
|
$115,216 | — | 30 Jun 2023 | |
| FRANKLIN RESOURCES INC |
13F
|
Company |
0.05%
|
24,234
|
$85,546 | — | 30 Jun 2023 | |
| PDT Partners, LLC |
13F
|
Company |
0.04%
|
21,946
|
$77,469 | — | 30 Jun 2023 | |
| Cubist Systematic Strategies, LLC |
13F
|
Company |
0.04%
|
21,692
|
$76,573 | — | 30 Jun 2023 | |
| Jump Financial, LLC |
13F
|
Company |
0.04%
|
19,500
|
$68,835 | — | 30 Jun 2023 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.04%
|
19,453
|
$68,669 | — | 30 Jun 2023 | |
| Focus Partners Advisor Solutions, LLC |
13F
|
Company |
0.04%
|
19,220
|
$67,847 | — | 30 Jun 2023 | |
| BARCLAYS PLC |
13F
|
Company |
0.03%
|
17,340
|
$61,210 | — | 30 Jun 2023 | |
| PRUDENTIAL FINANCIAL INC |
13F
|
Company |
0.03%
|
16,400
|
$57,892 | — | 30 Jun 2023 | |
| CAXTON ASSOCIATES LP |
13F
|
Company |
0.03%
|
16,247
|
$57,352 | — | 30 Jun 2023 |
Institutional Holders of PUMA BIOTECHNOLOGY, INC. - Common Stock (PBYI) as of Q3 2023
As of 30 Sep 2023,
PUMA BIOTECHNOLOGY, INC. - Common Stock (PBYI) was held by
67 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
25,704,166 shares.
The largest 10 holders included
Camber Capital Management LP, VANGUARD GROUP INC, MILLENNIUM MANAGEMENT LLC, ACADIAN ASSET MANAGEMENT LLC, Athyrium Capital Management, LP, RENAISSANCE TECHNOLOGIES LLC, Eversept Partners, LP, BlackRock Inc., GLOBEFLEX CAPITAL L P, and DIMENSIONAL FUND ADVISORS LP.
This page lists
67
institutional shareholders reporting positions in this security
for the Q3 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2023 vs Q2 2023 Across Filers
Q2 2023 holders
67
Q3 2023 holders
67
Holder diff
0
| Investor | Q2 2023 Shares | Q3 2023 Shares | Share Diff | Share Chg % | Q2 2023 Value $ | Q3 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.