PUMA BIOTECHNOLOGY, INC. - Common Stock (PBYI)
CUSIP: 74587V107
Q3 2021 13F Holders as of 30 Sep 2021
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 49,633,071
- Total 13F shares
- 32,161,600
- Share change
- -2,599,527
- Total reported value
- $225,498,183
- Put/Call ratio
- 48%
- Price per share
- $7.01
- Number of holders
- 112
- Value change
- -$28,665,006
- Number of buys
- 61
- Number of sells
- 49
Quarterly Holders Quick Answers
What is CUSIP 74587V107?
CUSIP 74587V107 identifies PBYI - PUMA BIOTECHNOLOGY, INC. - Common Stock in SEC institutional holdings data.
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Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
- Recent insider transactions for executive and insider activity.
- SEC investors directory and top value investors for manager drilldown.
- Back to full security ownership history.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 74587V107:
Top shareholders of PBYI - PUMA BIOTECHNOLOGY, INC. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| DEERFIELD MANAGEMENT COMPANY, L.P. |
13F
|
Company |
7.6%
|
3,769,795
|
$34,607,000 | — | 30 Jun 2021 | |
| VANGUARD GROUP INC |
13F
|
Company |
7.2%
|
3,586,043
|
$32,920,000 | — | 30 Jun 2021 | |
| BlackRock Finance, Inc. |
13F
|
Company |
6.2%
|
3,065,764
|
$28,144,000 | — | 30 Jun 2021 | |
| FRED ALGER MANAGEMENT, LLC |
13F
|
Company |
6%
|
2,985,976
|
$27,411,000 | — | 30 Jun 2021 | |
| Camber Capital Management LP |
13F
|
Company |
5.5%
|
2,725,000
|
$25,016,000 | — | 30 Jun 2021 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
3.2%
|
1,598,335
|
$14,673,000 | — | 30 Jun 2021 | |
| STATE STREET CORP |
13F
|
Company |
3.1%
|
1,529,520
|
$14,041,000 | — | 30 Jun 2021 | |
| Palo Alto Investors LP |
13F
|
Company |
2.8%
|
1,392,997
|
$12,788,000 | — | 30 Jun 2021 | |
| GREAT POINT PARTNERS LLC |
13F
|
Company |
2.6%
|
1,300,000
|
$11,934,000 | — | 30 Jun 2021 | |
| ACADIAN ASSET MANAGEMENT LLC |
13F
|
Company |
2.5%
|
1,227,479
|
$11,270,000 | — | 30 Jun 2021 | |
| AIGH Capital Management LLC |
13F
|
Company |
2.2%
|
1,114,427
|
$10,231,000 | — | 30 Jun 2021 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
1.3%
|
656,655
|
$6,028,000 | — | 30 Jun 2021 | |
| JUPITER ASSET MANAGEMENT LTD |
13F
|
Company |
1.3%
|
645,871
|
$5,923,000 | — | 30 Jun 2021 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
1.3%
|
621,126
|
$5,701,000 | — | 30 Jun 2021 | |
| WELLINGTON MANAGEMENT GROUP LLP |
13F
|
Company |
1.1%
|
550,700
|
$5,055,000 | — | 30 Jun 2021 | |
| RICE HALL JAMES & ASSOCIATES, LLC |
13F
|
Company |
1.1%
|
545,616
|
$5,009,000 | — | 30 Jun 2021 | |
| GLOBEFLEX CAPITAL L P |
13F
|
Company |
0.9%
|
447,701
|
$4,110,000 | — | 30 Jun 2021 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.78%
|
386,560
|
$3,548,000 | — | 30 Jun 2021 | |
| PRUDENTIAL FINANCIAL INC |
13F
|
Company |
0.78%
|
384,737
|
$3,531,000 | — | 30 Jun 2021 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.7%
|
345,211
|
$3,169,000 | — | 30 Jun 2021 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.53%
|
263,287
|
$2,575,000 | — | 30 Jun 2021 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.56%
|
279,675
|
$2,568,000 | — | 30 Jun 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.56%
|
277,034
|
$2,543,000 | — | 30 Jun 2021 | |
| FEDERATED HERMES, INC. |
13F
|
Company |
0.54%
|
270,127
|
$2,480,000 | — | 30 Jun 2021 | |
| Worth Venture Partners, LLC |
13F
|
Company |
0.53%
|
261,610
|
$2,402,000 | — | 30 Jun 2021 | |
| SEI INVESTMENTS CO |
13F
|
Company |
0.46%
|
228,418
|
$2,097,000 | — | 30 Jun 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.45%
|
224,470
|
$2,062,000 | — | 30 Jun 2021 | |
| MORGAN STANLEY |
13F
|
Company |
0.44%
|
216,943
|
$1,992,000 | — | 30 Jun 2021 | |
| PANAGORA ASSET MANAGEMENT INC |
13F
|
Company |
0.41%
|
201,727
|
$1,852,000 | — | 30 Jun 2021 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.4%
|
196,838
|
$1,807,000 | — | 30 Jun 2021 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.36%
|
180,938
|
$1,662,000 | — | 30 Jun 2021 | |
| JACOBS LEVY EQUITY MANAGEMENT, INC |
13F
|
Company |
0.36%
|
180,944
|
$1,661,000 | — | 30 Jun 2021 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.32%
|
157,699
|
$1,448,000 | — | 30 Jun 2021 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
0.29%
|
143,600
|
$1,318,000 | — | 30 Jun 2021 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0.27%
|
133,280
|
$1,224,000 | — | 30 Jun 2021 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.23%
|
112,768
|
$1,035,000 | — | 30 Jun 2021 | |
| D. E. Shaw & Co., Inc. |
13F
|
Company |
0.22%
|
111,506
|
$1,024,000 | — | 30 Jun 2021 | |
| Nuveen Asset Management, LLC |
13F
|
Company |
0.22%
|
111,404
|
$1,023,000 | — | 30 Jun 2021 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
0.22%
|
108,235
|
$994,000 | — | 30 Jun 2021 | |
| CITIGROUP INC |
13F
|
Company |
0.19%
|
92,153
|
$846,000 | — | 30 Jun 2021 | |
| HRT FINANCIAL LP |
13F
|
Company |
0.18%
|
90,116
|
$827,000 | — | 30 Jun 2021 | |
| STRS OHIO |
13F
|
Company |
0.16%
|
78,500
|
$720,000 | — | 30 Jun 2021 | |
| Squarepoint Ops LLC |
13F
|
Company |
0.15%
|
76,926
|
$706,000 | — | 30 Jun 2021 | |
| VIRGINIA RETIREMENT SYSTEMS ET Al |
13F
|
Company |
0.14%
|
71,300
|
$655,000 | — | 30 Jun 2021 | |
| Swiss National Bank |
13F
|
Company |
0.13%
|
66,530
|
$611,000 | — | 30 Jun 2021 | |
| PDT Partners, LLC |
13F
|
Company |
0.13%
|
66,122
|
$607,000 | — | 30 Jun 2021 | |
| MACQUARIE GROUP LTD |
13F
|
Company |
0.12%
|
61,894
|
$568,000 | — | 30 Jun 2021 | |
| ALLIANCEBERNSTEIN L.P. |
13F
|
Company |
0.12%
|
61,700
|
$566,000 | — | 30 Jun 2021 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.12%
|
57,362
|
$527,000 | — | 30 Jun 2021 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
0.12%
|
57,102
|
$524,000 | — | 30 Jun 2021 |
Institutional Holders of PUMA BIOTECHNOLOGY, INC. - Common Stock (PBYI) as of Q3 2021
As of 30 Sep 2021,
PUMA BIOTECHNOLOGY, INC. - Common Stock (PBYI) was held by
112 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
32,161,600 shares.
The largest 10 holders included
VANGUARD GROUP INC, Camber Capital Management LP, BlackRock Inc., FRED ALGER MANAGEMENT, LLC, MILLENNIUM MANAGEMENT LLC, RENAISSANCE TECHNOLOGIES LLC, Palo Alto Investors LP, GREAT POINT PARTNERS LLC, ACADIAN ASSET MANAGEMENT LLC, and AIGH Capital Management LLC.
This page lists
112
institutional shareholders reporting positions in this security
for the Q3 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2021 vs Q2 2021 Across Filers
Q2 2021 holders
118
Q3 2021 holders
112
Holder diff
-6
| Investor | Q2 2021 Shares | Q3 2021 Shares | Share Diff | Share Chg % | Q2 2021 Value $ | Q3 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.