Security key
74587V107
PUMA BIOTECHNOLOGY, INC. - Common Stock (PBYI)
CUSIP: 74587V107
Q3 2020 13F Holders as of 30 Sep 2020
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 49,633,071
- Total 13F shares
- 38,674,035
- Share change
- +1,340,891
- Total reported value
- $390,198,466
- Put/Call ratio
- 191%
- Price per share
- $10.09
- Number of holders
- 128
- Value change
- +$12,930,607
- Number of buys
- 57
- Number of sells
- 65
Report period
Q3 2020
Institutions
128
Top holders
10
PBYI full security history
Newer quarter: Q4 2020
Previous quarter: Q2 2020
PUMA BIOTECHNOLOGY, INC. SEC filings
PUMA BIOTECHNOLOGY, INC. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 74587V107
Recent filing periods:
Top shareholders of PBYI - PUMA BIOTECHNOLOGY, INC. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC |
13F
|
Company |
8.7%
|
4,325,988
|
$45,119,000 | — | 30 Jun 2020 | |
| STATE STREET CORP |
13F
|
Company |
6.8%
|
3,373,857
|
$35,189,000 | — | 30 Jun 2020 | |
| BlackRock Finance, Inc. |
13F
|
Company |
6%
|
2,956,296
|
$30,834,000 | — | 30 Jun 2020 | |
| FRED ALGER MANAGEMENT, LLC |
13F
|
Company |
5%
|
2,474,029
|
$25,804,000 | — | 30 Jun 2020 | |
| Camber Capital Management LP |
13F
|
Company |
4.8%
|
2,400,000
|
$25,032,000 | — | 30 Jun 2020 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
3%
|
1,465,697
|
$15,287,000 | — | 30 Jun 2020 | |
| TANG CAPITAL MANAGEMENT LLC |
13F
|
Company |
2.8%
|
1,365,376
|
$14,241,000 | — | 30 Jun 2020 | |
| Palo Alto Investors LP |
13F
|
Company |
2.7%
|
1,343,897
|
$14,017,000 | — | 30 Jun 2020 | |
| ACADIAN ASSET MANAGEMENT LLC |
13F
|
Company |
2.6%
|
1,266,931
|
$13,211,000 | — | 30 Jun 2020 | |
| Sofinnova Investments, Inc. |
13F
|
Company |
2.4%
|
1,197,630
|
$12,491,000 | — | 30 Jun 2020 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
2.4%
|
1,172,180
|
$12,226,000 | — | 30 Jun 2020 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
2%
|
984,680
|
$10,271,000 | — | 30 Jun 2020 | |
| PRICE T ROWE ASSOCIATES INC /MD/ |
13F
|
Company |
1.8%
|
905,357
|
$9,443,000 | — | 30 Jun 2020 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
1.3%
|
643,337
|
$6,710,000 | — | 30 Jun 2020 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
1.1%
|
526,993
|
$5,496,000 | — | 30 Jun 2020 | |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP |
13F
|
Company |
1%
|
504,167
|
$5,258,000 | — | 30 Jun 2020 | |
| FEDERATED HERMES, INC. |
13F
|
Company |
0.94%
|
466,266
|
$4,863,000 | — | 30 Jun 2020 | |
| RICE HALL JAMES & ASSOCIATES, LLC |
13F
|
Company |
0.92%
|
455,567
|
$4,752,000 | — | 30 Jun 2020 | |
| Nuveen Asset Management, LLC |
13F
|
Company |
0.91%
|
451,140
|
$4,706,000 | — | 30 Jun 2020 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.79%
|
394,006
|
$4,110,000 | — | 30 Jun 2020 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.65%
|
322,497
|
$3,364,000 | — | 30 Jun 2020 | |
| PANAGORA ASSET MANAGEMENT INC |
13F
|
Company |
0.6%
|
296,063
|
$3,088,000 | — | 30 Jun 2020 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.57%
|
285,066
|
$2,919,000 | — | 30 Jun 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.55%
|
273,302
|
$2,851,000 | — | 30 Jun 2020 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.55%
|
272,273
|
$2,840,000 | — | 30 Jun 2020 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.43%
|
211,695
|
$2,206,000 | — | 30 Jun 2020 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
0.42%
|
207,300
|
$2,162,000 | — | 30 Jun 2020 | |
| D. E. Shaw & Co., Inc. |
13F
|
Company |
0.38%
|
190,011
|
$1,982,000 | — | 30 Jun 2020 | |
| PDT Partners, LLC |
13F
|
Company |
0.38%
|
188,538
|
$1,966,000 | — | 30 Jun 2020 | |
| AXA S.A. |
13F
|
Company |
0.36%
|
180,700
|
$1,885,000 | — | 30 Jun 2020 | |
| Jupiter Investment Management Ltd |
13F
|
Company |
0.36%
|
179,999
|
$1,877,000 | — | 30 Jun 2020 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
0.34%
|
166,487
|
$1,736,000 | — | 30 Jun 2020 | |
| UBS Group AG |
13F
|
Company |
0.32%
|
159,489
|
$1,663,000 | — | 30 Jun 2020 | |
| SEI INVESTMENTS CO |
13F
|
Company |
0.3%
|
150,096
|
$1,566,000 | — | 30 Jun 2020 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.3%
|
149,550
|
$1,560,000 | — | 30 Jun 2020 | |
| Russell Investments Group, Ltd. |
13F
|
Company |
0.28%
|
138,041
|
$1,415,000 | — | 30 Jun 2020 | |
| SCHRODER INVESTMENT MANAGEMENT GROUP |
13F
|
Company |
0.25%
|
121,876
|
$1,271,000 | — | 30 Jun 2020 | |
| BARCLAYS PLC |
13F
|
Company |
0.23%
|
113,161
|
$1,180,000 | — | 30 Jun 2020 | |
| JACOBS LEVY EQUITY MANAGEMENT, INC |
13F
|
Company |
0.22%
|
108,689
|
$1,134,000 | — | 30 Jun 2020 | |
| PRUDENTIAL FINANCIAL INC |
13F
|
Company |
0.21%
|
102,281
|
$1,067,000 | — | 30 Jun 2020 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.19%
|
96,605
|
$1,008,000 | — | 30 Jun 2020 | |
| CITIGROUP INC |
13F
|
Company |
0.19%
|
95,744
|
$998,000 | — | 30 Jun 2020 | |
| GREAT POINT PARTNERS LLC |
13F
|
Company |
0.19%
|
92,502
|
$965,000 | — | 30 Jun 2020 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.18%
|
91,743
|
$957,000 | — | 30 Jun 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.18%
|
91,504
|
$955,000 | — | 30 Jun 2020 | |
| LOS ANGELES CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.16%
|
77,816
|
$812,000 | — | 30 Jun 2020 | |
| Swiss National Bank |
13F
|
Company |
0.15%
|
73,930
|
$771,000 | — | 30 Jun 2020 | |
| ALLIANCEBERNSTEIN L.P. |
13F
|
Company |
0.15%
|
73,900
|
$771,000 | — | 30 Jun 2020 | |
| Tekla Capital Management LLC |
13F
|
Company |
0.14%
|
71,340
|
$744,000 | — | 30 Jun 2020 | |
| CADENCE CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.14%
|
71,179
|
$742,000 | — | 30 Jun 2020 |
Institutional Holders of PUMA BIOTECHNOLOGY, INC. - Common Stock (PBYI) as of Q3 2020
As of 30 Sep 2020,
PUMA BIOTECHNOLOGY, INC. - Common Stock (PBYI) was held by
128 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
38,674,035 shares.
The largest 10 holders included
VANGUARD GROUP INC, FRED ALGER MANAGEMENT, LLC, BlackRock Inc., DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C), STATE STREET CORP, Camber Capital Management LP, Camber Capital Management LP, RENAISSANCE TECHNOLOGIES LLC, Palo Alto Investors LP, and ACADIAN ASSET MANAGEMENT LLC.
This page lists
128
institutional shareholders reporting positions in this security
for the Q3 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2020 vs Q2 2020 Across Filers
Q2 2020 holders
124
Q3 2020 holders
128
Holder diff
4
| Investor | Q2 2020 Shares | Q3 2020 Shares | Share Diff | Share Chg % | Q2 2020 Value $ | Q3 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.