PROSPECT CAPITAL CORP - Common Stock, par value $ 0.001 per share (PSEC)
CUSIP: 74348T102
Q4 2024 13F Holders as of 31 Dec 2024
- Type / Class
- Equity / Common Stock, par value $ 0.001 per share
- Shares outstanding
- 484,423,913
- Total 13F shares
- 44,339,427
- Share change
- +6,637,734
- Total reported value
- $191,137,639
- Put/Call ratio
- 682%
- Price per share
- $4.31
- Number of holders
- 234
- Value change
- +$24,947,452
- Number of buys
- 117
- Number of sells
- 92
Quarterly Holders Quick Answers
What is CUSIP 74348T102?
CUSIP 74348T102 identifies PSEC - PROSPECT CAPITAL CORP - Common Stock, par value $ 0.001 per share in SEC institutional holdings data.
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Recent filing periods for CUSIP 74348T102:
Top shareholders of PSEC - PROSPECT CAPITAL CORP - Common Stock, par value $ 0.001 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| John & Daria Barry Foundation |
3/4/5
|
10%+ Owner |
—
class O/S missing
|
43,727,066
|
$247,932,462 | — | 27 Dec 2023 | |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
0.19%
|
933,083
|
$174,408,000 | — | 30 Sep 2024 | |
| VAN ECK ASSOCIATES CORP |
13F
|
Company |
1.8%
|
8,938,863
|
$47,376,000 | — | 30 Sep 2024 | |
| Legal & General Group Plc |
13F
|
Company |
0.63%
|
3,051,823
|
$16,342,512 | — | 30 Sep 2024 | |
| Invesco Ltd. |
13F
|
Company |
0.56%
|
2,734,322
|
$14,628,623 | — | 30 Sep 2024 | |
| MORGAN STANLEY |
13F
|
Company |
0.46%
|
2,204,188
|
$11,792,409 | — | 30 Sep 2024 | |
| XML Financial, LLC |
13F
|
Company |
0.42%
|
2,044,448
|
$10,937,798 | — | 30 Sep 2024 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.28%
|
1,373,204
|
$7,347,000 | — | 30 Sep 2024 | |
| BlackRock, Inc. |
13F
|
Company |
0.25%
|
1,232,052
|
$6,591,478 | — | 30 Sep 2024 | |
| LPL Financial LLC |
13F
|
Company |
0.21%
|
1,004,800
|
$5,375,680 | — | 30 Sep 2024 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.17%
|
846,244
|
$4,527,406 | — | 30 Sep 2024 | |
| TrueMark Investments, LLC |
13F
|
Company |
0.15%
|
738,152
|
$3,949,113 | — | 30 Sep 2024 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.12%
|
592,207
|
$3,168,308 | — | 30 Sep 2024 | |
| LSV ASSET MANAGEMENT |
13F
|
Company |
0.12%
|
563,735
|
$3,016,000 | — | 30 Sep 2024 | |
| BI Asset Management Fondsmaeglerselskab A/S |
13F
|
Company |
0.1%
|
473,879
|
$2,535,000 | — | 30 Sep 2024 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
0.09%
|
428,189
|
$2,290,811 | — | 30 Sep 2024 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.08%
|
398,012
|
$2,129,364 | — | 30 Sep 2024 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.08%
|
378,177
|
$2,023,000 | — | 30 Sep 2024 | |
| DnB Asset Management AS |
13F
|
Company |
0.08%
|
372,294
|
$1,991,773 | — | 30 Sep 2024 | |
| UBS Group AG |
13F
|
Company |
0.07%
|
348,282
|
$1,863,309 | — | 30 Sep 2024 | |
| DENALI ADVISORS LLC |
13F
|
Company |
0.07%
|
317,236
|
$1,697,213 | — | 30 Sep 2024 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
0.07%
|
317,178
|
$1,696,902 | — | 30 Sep 2024 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
0.06%
|
303,806
|
$1,625,362 | — | 30 Sep 2024 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.06%
|
299,078
|
$1,600,068 | — | 30 Sep 2024 | |
| Cetera Investment Advisers |
13F
|
Company |
0.06%
|
284,742
|
$1,523,370 | — | 30 Sep 2024 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.06%
|
283,365
|
$1,516,053 | — | 30 Sep 2024 | |
| CANADA LIFE ASSURANCE Co |
13F
|
Company |
0.06%
|
267,135
|
$1,432,000 | — | 30 Sep 2024 | |
| TCFG WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.05%
|
265,184
|
$1,418,733 | — | 30 Sep 2024 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.05%
|
238,249
|
$1,274,635 | — | 30 Sep 2024 | |
| Palogic Value Management, L.P. |
13F
|
Company |
0.05%
|
232,894
|
$1,245,983 | — | 30 Sep 2024 | |
| Arete Wealth Advisors, LLC |
13F
|
Company |
0.05%
|
224,886
|
$1,199,000 | — | 30 Sep 2024 | |
| KESTRA PRIVATE WEALTH SERVICES, LLC |
13F
|
Company |
0.04%
|
207,314
|
$1,109,130 | — | 30 Sep 2024 | |
| VIRTUS ADVISERS, LLC |
13F
|
Company |
0.04%
|
202,133
|
$1,081,412 | — | 30 Sep 2024 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
0.04%
|
189,538
|
$1,014,028 | — | 30 Sep 2024 | |
| US BANCORP \DE\ |
13F
|
Company |
0.04%
|
180,000
|
$963,000 | — | 30 Sep 2024 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.04%
|
171,195
|
$915,903 | — | 30 Sep 2024 | |
| Creative Planning |
13F
|
Company |
0.03%
|
168,803
|
$903,096 | — | 30 Sep 2024 | |
| Garner Asset Management Corp |
13F
|
Company |
0.02%
|
106,529
|
$877,000 | — | 30 Sep 2024 | |
| Virtu Financial LLC |
13F
|
Company |
0.03%
|
162,844
|
$871,000 | — | 30 Sep 2024 | |
| SMH CAPITAL ADVISORS INC |
13F
|
Company |
0.03%
|
145,605
|
$778,986 | — | 30 Sep 2024 | |
| Kovack Advisors, Inc. |
13F
|
Company |
0.03%
|
142,363
|
$761,643 | — | 30 Sep 2024 | |
| GROUP ONE TRADING LLC |
13F
|
Company |
0.03%
|
137,049
|
$733,212 | — | 30 Sep 2024 | |
| BNP PARIBAS FINANCIAL MARKETS |
13F
|
Company |
0.03%
|
136,249
|
$728,932 | — | 30 Sep 2024 | |
| Alberta Investment Management Corp |
13F
|
Company |
0.03%
|
124,900
|
$668,215 | — | 30 Sep 2024 | |
| Paloma Partners Management Co |
13F
|
Company |
0.02%
|
108,056
|
$578,100 | — | 30 Sep 2024 | |
| Squarepoint Ops LLC |
13F
|
Company |
0.02%
|
102,985
|
$550,970 | — | 30 Sep 2024 | |
| Catalyst Capital Advisors LLC |
13F
|
Company |
0.02%
|
95,140
|
$508,999 | — | 30 Sep 2024 | |
| WESTWOOD HOLDINGS GROUP INC |
13F
|
Company |
0.02%
|
93,246
|
$498,866 | — | 30 Sep 2024 | |
| Mariner, LLC |
13F
|
Company |
0.02%
|
90,181
|
$482,469 | — | 30 Sep 2024 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
0.02%
|
90,064
|
$481,842 | — | 30 Sep 2024 |
Institutional Holders of PROSPECT CAPITAL CORP - Common Stock, par value $ 0.001 per share (PSEC) as of Q4 2024
As of 31 Dec 2024,
PROSPECT CAPITAL CORP - Common Stock, par value $ 0.001 per share (PSEC) was held by
234 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
44,339,427 shares.
The largest 10 holders included
VAN ECK ASSOCIATES CORP, Legal & General Group Plc, MORGAN STANLEY, Balyasny Asset Management L.P., Thomas J. Herzfeld Advisors, Inc., COMMONWEALTH EQUITY SERVICES, LLC, BlackRock, Inc., UBS Group AG, LPL Financial LLC, and ENVESTNET ASSET MANAGEMENT INC.
This page lists
237
institutional shareholders reporting positions in this security
for the Q4 2024 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2024 vs Q3 2024 Across Filers
Q3 2024 holders
219
Q4 2024 holders
234
Holder diff
15
| Investor | Q3 2024 Shares | Q4 2024 Shares | Share Diff | Share Chg % | Q3 2024 Value $ | Q4 2024 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.