Security key
74348T102
PROSPECT CAPITAL CORP - Common Stock, par value $ 0.001 per share (PSEC)
CUSIP: 74348T102
Q3 2024 13F Holders as of 30 Sep 2024
- Type / Class
- Equity / Common Stock, par value $ 0.001 per share
- Shares outstanding
- 500,423,816
- Total 13F shares
- 37,370,843
- Share change
- -1,912,194
- Total reported value
- $199,485,405
- Put/Call ratio
- 361%
- Price per share
- $5.35
- Number of holders
- 219
- Value change
- -$11,370,186
- Number of buys
- 105
- Number of sells
- 93
Report period
Q3 2024
Institutions
219
Top holders
10
PSEC full security history
Newer quarter: Q4 2024
Previous quarter: Q2 2024
PROSPECT CAPITAL CORP SEC filings
PROSPECT CAPITAL CORP company facts
Broader feeds
Reporting periods
Holder history for CUSIP 74348T102
Recent filing periods:
Top shareholders of PSEC - PROSPECT CAPITAL CORP - Common Stock, par value $ 0.001 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| VAN ECK ASSOCIATES CORP |
13F
|
Company |
1.4%
|
7,248,573
|
$40,085,000 | — | 30 Jun 2024 | |
| Y.D. More Investments Ltd |
13F
|
Company |
1%
|
5,062,879
|
$29,064,483 | — | 30 Jun 2024 | |
| Legal & General Group Plc |
13F
|
Company |
0.67%
|
3,334,096
|
$18,420,880 | — | 30 Jun 2024 | |
| Invesco Ltd. |
13F
|
Company |
0.42%
|
2,111,616
|
$11,677,236 | — | 30 Jun 2024 | |
| MORGAN STANLEY |
13F
|
Company |
0.41%
|
2,035,637
|
$11,257,073 | — | 30 Jun 2024 | |
| XML Financial, LLC |
13F
|
Company |
0.38%
|
1,891,268
|
$10,458,711 | — | 30 Jun 2024 | |
| BlackRock Finance, Inc. |
13F
|
Company |
0.28%
|
1,383,018
|
$7,648,089 | — | 30 Jun 2024 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.24%
|
1,199,197
|
$6,632,000 | — | 30 Jun 2024 | |
| LPL Financial LLC |
13F
|
Company |
0.21%
|
1,066,922
|
$5,900,080 | — | 30 Jun 2024 | |
| LSV ASSET MANAGEMENT |
13F
|
Company |
0.18%
|
891,235
|
$4,929,000 | — | 30 Jun 2024 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.18%
|
882,952
|
$4,883,000 | — | 30 Jun 2024 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.15%
|
762,194
|
$4,214,931 | — | 30 Jun 2024 | |
| BI Asset Management Fondsmaeglerselskab A/S |
13F
|
Company |
0.09%
|
450,087
|
$2,489,000 | — | 30 Jun 2024 | |
| UBS Group AG |
13F
|
Company |
0.09%
|
449,521
|
$2,485,851 | — | 30 Jun 2024 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
0.09%
|
427,966
|
$2,366,652 | — | 30 Jun 2024 | |
| MCKINLEY CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.08%
|
409,469
|
$2,264,364 | — | 30 Jun 2024 | |
| TrueMark Investments, LLC |
13F
|
Company |
0.08%
|
380,932
|
$2,106,554 | — | 30 Jun 2024 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.07%
|
366,871
|
$2,028,856 | — | 30 Jun 2024 | |
| DnB Asset Management AS |
13F
|
Company |
0.07%
|
342,285
|
$1,892,836 | — | 30 Jun 2024 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
0.06%
|
314,693
|
$1,740,252 | — | 30 Jun 2024 | |
| Cetera Investment Advisers |
13F
|
Company |
0.06%
|
302,820
|
$1,674,600 | — | 30 Jun 2024 | |
| CANADA LIFE ASSURANCE Co |
13F
|
Company |
0.06%
|
302,527
|
$1,672,000 | — | 30 Jun 2024 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.06%
|
291,437
|
$1,611,649 | — | 30 Jun 2024 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.06%
|
277,056
|
$1,532,117 | — | 30 Jun 2024 | |
| US BANCORP \DE\ |
13F
|
Company |
0.05%
|
260,100
|
$1,438,353 | — | 30 Jun 2024 | |
| KESTRA PRIVATE WEALTH SERVICES, LLC |
13F
|
Company |
0.05%
|
242,636
|
$1,341,775 | — | 30 Jun 2024 | |
| Palogic Value Management, L.P. |
13F
|
Company |
0.04%
|
223,460
|
$1,235,734 | — | 30 Jun 2024 | |
| VIRTUS ADVISERS, LLC |
13F
|
Company |
0.04%
|
206,391
|
$1,141,342 | — | 30 Jun 2024 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
0.04%
|
192,188
|
$1,062,800 | — | 30 Jun 2024 | |
| Creative Planning |
13F
|
Company |
0.04%
|
175,953
|
$973,021 | — | 30 Jun 2024 | |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
0.04%
|
175,158
|
$968,622 | — | 30 Jun 2024 | |
| BOOTHBAY FUND MANAGEMENT, LLC |
13F
|
Company |
0.03%
|
161,250
|
$891,713 | — | 30 Jun 2024 | |
| Atria Wealth Solutions, Inc. |
13F
|
Company |
0.03%
|
153,122
|
$847,038 | — | 30 Jun 2024 | |
| Kovack Advisors, Inc. |
13F
|
Company |
0.03%
|
143,414
|
$793,080 | — | 30 Jun 2024 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.03%
|
137,352
|
$759,566 | — | 30 Jun 2024 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.03%
|
135,677
|
$750,294 | — | 30 Jun 2024 | |
| Garner Asset Management Corp |
13F
|
Company |
0.03%
|
128,421
|
$931,000 | — | 30 Jun 2024 | |
| Alberta Investment Management Corp |
13F
|
Company |
0.02%
|
124,900
|
$690,697 | — | 30 Jun 2024 | |
| CAXTON ASSOCIATES LP |
13F
|
Company |
0.02%
|
124,102
|
$686,284 | — | 30 Jun 2024 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.02%
|
119,051
|
$660,000 | — | 30 Jun 2024 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
0.02%
|
109,393
|
$604,943 | — | 30 Jun 2024 | |
| SMH CAPITAL ADVISORS INC |
13F
|
Company |
0.02%
|
101,304
|
$560,213 | — | 30 Jun 2024 | |
| Kestra Advisory Services, LLC |
13F
|
Company |
0.02%
|
100,029
|
$553,160 | — | 30 Jun 2024 | |
| Strategic Financial Concepts, LLC |
13F
|
Company |
0.02%
|
98,459
|
$18,099,000 | — | 30 Jun 2024 | |
| Y-Intercept (Hong Kong) Ltd |
13F
|
Company |
0.02%
|
95,843
|
$530,012 | — | 30 Jun 2024 | |
| Catalyst Capital Advisors LLC |
13F
|
Company |
0.02%
|
95,140
|
$526,124 | — | 30 Jun 2024 | |
| WESTWOOD HOLDINGS GROUP INC |
13F
|
Company |
0.02%
|
93,246
|
$515,650 | — | 30 Jun 2024 | |
| HRT FINANCIAL LP |
13F
|
Company |
0.02%
|
92,135
|
$509,000 | — | 30 Jun 2024 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.02%
|
90,799
|
$502,119 | — | 30 Jun 2024 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.02%
|
90,781
|
$502,000 | — | 30 Jun 2024 |
Institutional Holders of PROSPECT CAPITAL CORP - Common Stock, par value $ 0.001 per share (PSEC) as of Q3 2024
As of 30 Sep 2024,
PROSPECT CAPITAL CORP - Common Stock, par value $ 0.001 per share (PSEC) was held by
219 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
37,370,843 shares.
The largest 10 holders included
VAN ECK ASSOCIATES CORP, Legal & General Group Plc, Invesco Ltd., MORGAN STANLEY, XML Financial, LLC, COMMONWEALTH EQUITY SERVICES, LLC, BlackRock, Inc., LPL Financial LLC, RAYMOND JAMES & ASSOCIATES, and TrueMark Investments, LLC.
This page lists
221
institutional shareholders reporting positions in this security
for the Q3 2024 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2024 vs Q2 2024 Across Filers
Q2 2024 holders
226
Q3 2024 holders
219
Holder diff
-7
| Investor | Q2 2024 Shares | Q3 2024 Shares | Share Diff | Share Chg % | Q2 2024 Value $ | Q3 2024 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.