Security key
74346M406
PROMIS NEUROSCIENCES INC. - Common Shares, No Par Value per Share (PMN)
CUSIP: 74346M406
Q3 2023 13F Holders as of 30 Sep 2023
- Security type / class
- Equity / Common Shares, No Par Value per Share
- Total 13F shares
- 2,804,768
- Total 13F value
- $5,609,387
- Share change
- +2,620,665
- SEC-reported price per share
- $1.98
- Number of holders
- 13
- Value change
- +$5,238,947
- Number of buys
- 4
- Number of sells
- 6
- Shares outstanding
- 9,550,370
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q3 2023
Institutions
13
Top holders
10
PMN full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q4 2023
Previous quarter: Q2 2023
ProMIS Neurosciences Inc. SEC filings
ProMIS Neurosciences Inc. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 74346M406
Recent filing periods:
Ownership snapshot
Top reported holders of PMN - PROMIS NEUROSCIENCES INC. - Common Shares, No Par Value per Share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Northeast Financial Consu...
Disclosed value leader
Northeast Financial Consu...
Comparable rows
13/14
Latest evidence
23 Aug 2023
13F
3/4/5
Lead comparable stake: 1%
1 rows are not safely comparable across share classes.
Showing 1-6 of 14 holder rows.
Quick read
Northeast Financial Consultants Inc leads the comparable SEC ownership view at 1%.
13 of 14 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Northeast Financial Consultants Inc's linked filing trail.
Comparable ownership
Top 5
Northeast Financial Consultants Inc
1%
IEQ CAPITAL, LLC
0.41%
BANK OF AMERICA CORP /DE/
0.14%
Claret Asset Management Corp
0.13%
FIDUCIARY TRUST CO
0.11%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 14 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Northeast Financial Consultants Inc |
13F
Company
|
1%
|
$388,000
100,000 shares
|
— | 30 Jun 2023 |
| IEQ CAPITAL, LLC |
13F
Company
|
0.41%
|
$152,061
39,191 shares
|
— | 30 Jun 2023 |
| BANK OF AMERICA CORP /DE/ |
13F
Company
|
0.14%
|
$52,442
13,516 shares
|
— | 30 Jun 2023 |
| Claret Asset Management Corp |
13F
Company
|
0.13%
|
$47,000
12,330 shares
|
— | 30 Jun 2023 |
| FIDUCIARY TRUST CO |
13F
Company
|
0.11%
|
$39,413
10,158 shares
|
— | 30 Jun 2023 |
| JPMORGAN CHASE & CO |
13F
Company
|
0.05%
|
$18,996
4,896 shares
|
— | 30 Jun 2023 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2023
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
13
Shares
2,804,768
Rows available
13
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2023 vs Q2 2023 Across Filers
Q2 2023 holders
12
Q3 2023 holders
13
Holder diff
1
| Investor | Q2 2023 Shares | Q3 2023 Shares | Share Diff | Share Chg % | Q2 2023 value | Q3 2023 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend