PROMIS NEUROSCIENCES INC. - Common Shares (PMN)
CUSIP: 74346M406
Q4 2023 13F Holders as of 31 Dec 2023
- Type / Class
- Equity / Common Shares
- Shares outstanding
- 8,977,479
- Total 13F shares
- 3,347,909
- Share change
- +543,290
- Total reported value
- $3,849,710
- Price per share
- $1.15
- Number of holders
- 13
- Value change
- +$624,784
- Number of buys
- 3
- Number of sells
- 1
Quarterly Holders Quick Answers
What is CUSIP 74346M406?
CUSIP 74346M406 identifies PMN - PROMIS NEUROSCIENCES INC. - Common Shares in SEC institutional holdings data.
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Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 74346M406:
Top shareholders of PMN - PROMIS NEUROSCIENCES INC. - Common Shares (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| SPHERA FUNDS MANAGEMENT LTD. |
13F
|
Company |
20%
|
1,834,042
|
$3,686,424 | — | 30 Sep 2023 | |
| Ally Bridge Group (NY) LLC |
13F
|
Company |
5.9%
|
531,915
|
$1,053,351 | — | 30 Sep 2023 | |
| Affinity Asset Advisors, LLC |
13F
|
Company |
3%
|
265,958
|
$526,677 | — | 30 Sep 2023 | |
| Gail M. Farfel |
3/4/5
|
Chief Executive Officer, Director |
—
mixed-class rows
|
108,384
mixed-class rows
|
$256,091 | — | 23 Aug 2023 | |
| Northeast Financial Consultants Inc |
13F
|
Company |
1.1%
|
100,000
|
$198,030 | — | 30 Sep 2023 | |
| IEQ CAPITAL, LLC |
13F
|
Company |
0.44%
|
39,191
|
$77,610 | — | 30 Sep 2023 | |
| FIDUCIARY TRUST CO |
13F
|
Company |
0.22%
|
20,008
|
$39,622 | — | 30 Sep 2023 | |
| Claret Asset Management Corp |
13F
|
Company |
0.12%
|
10,830
|
$22,000 | — | 30 Sep 2023 | |
| Gavin T. Malenfant |
3/4/5
|
Chief Operating Officer, Director |
—
mixed-class rows
|
17,820
mixed-class rows
|
$12,342 | — | 26 Oct 2023 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.02%
|
1,666
|
$3,299 | — | 30 Sep 2023 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.01%
|
713
|
$1,000 | — | 30 Sep 2023 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0%
|
388
|
$780 | — | 30 Sep 2023 | |
| NATIONAL BANK OF CANADA /FI/ |
13F
|
Company |
0%
|
333
|
$633 | — | 30 Sep 2023 | |
| TD Waterhouse Canada Inc. |
13F
|
Company |
0%
|
149
|
$391 | — | 30 Sep 2023 | |
| AllSquare Wealth Management LLC |
13F
|
Company |
0%
|
185
|
$366 | — | 30 Sep 2023 | |
| UBS Group AG |
13F
|
Company |
0%
|
103
|
$204 | — | 30 Sep 2023 | |
| Daniel E. Geffken |
3/4/5
|
Chief Financial Officer |
—
class O/S missing
|
2,500
|
— | — | 26 Oct 2023 |
Institutional Holders of PROMIS NEUROSCIENCES INC. - Common Shares (PMN) as of Q4 2023
As of 31 Dec 2023,
PROMIS NEUROSCIENCES INC. - Common Shares (PMN) was held by
13 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,347,909 shares.
The largest 10 holders included
SPHERA FUNDS MANAGEMENT LTD., Ally Bridge Group (NY) LLC, Affinity Asset Advisors, LLC, Northeast Financial Consultants Inc, IEQ CAPITAL, LLC, FIDUCIARY TRUST CO, Kingsview Wealth Management, LLC, Claret Asset Management Corp, UBS Group AG, and BANK OF AMERICA CORP /DE/.
This page lists
13
institutional shareholders reporting positions in this security
for the Q4 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2023 vs Q3 2023 Across Filers
Q3 2023 holders
13
Q4 2023 holders
13
Holder diff
0
| Investor | Q3 2023 Shares | Q4 2023 Shares | Share Diff | Share Chg % | Q3 2023 Value $ | Q4 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.