ProMIS Neurosciences Inc. - Common Shares, No Par Value (PMN)

CUSIP: 74346M406

Q3 2025 13F Holders as of 30 Sep 2025

Type / Class
Equity / Common Shares, No Par Value
Shares outstanding
9,081,600
Total 13F shares
9,993,894
Share change
+1,573,628
Total reported value
$4,247,586
Price per share
$0.42
Number of holders
23
Value change
+$501,350
Number of buys
12
Number of sells
4

Quarterly Holders Quick Answers

What is CUSIP 74346M406?
CUSIP 74346M406 identifies PMN - ProMIS Neurosciences Inc. - Common Shares, No Par Value in SEC institutional holdings data.

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Top shareholders of PMN - ProMIS Neurosciences Inc. - Common Shares, No Par Value (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
Shaf QIC LLC
13D/G 3/4/5
10%+ Owner
10%
10,534,639
$5,096,658 $0 29 Jul 2025
Jeremy M. Sclar
3/4/5 13D/G
10%+ Owner
17%
from 13D/G
10,385,829
mixed-class rows
$5,072,406 25 Jul 2025
GREAT POINT PARTNERS LLC
13D/G 13F
Company
10%
5,972,369
$2,547,215 +$1,125,043 30 Sep 2025
Jeremy M. Sclar 2012 Irrevocable Family Trust
3/4/5
10%+ Owner
mixed-class rows
6,849,992
mixed-class rows
$2,337,589 25 Jul 2025
19 Promis Title
3/4/5
Other*
mixed-class rows
4,010,077
mixed-class rows
$1,178,067 25 Jul 2025
Michael S. Gordon
3/4/5
Other*
mixed-class rows
4,010,077
mixed-class rows
$1,178,067 25 Jul 2025
ARMISTICE CAPITAL, LLC
13F
Company
24%
2,137,896
$1,034,314 30 Jun 2025
13F
SPHERA FUNDS MANAGEMENT LTD.
13F
Company
21%
1,899,297
$918,880 30 Jun 2025
13F
Ally Bridge Group (NY) LLC
13F
Company
15%
1,334,428
$645,596 30 Jun 2025
13F
Madge K. Shafmaster
3/4/5
Director
mixed-class rows
228,333
mixed-class rows
$270,916 12 Jun 2025
Gail M. Farfel
3/4/5
Chief Executive Officer, Director
mixed-class rows
108,384
mixed-class rows
$256,091 23 Aug 2023
Allostery Investments LP
13F
Company
1.7%
155,720
$76,303 30 Jun 2025
13F
CITADEL ADVISORS LLC
13F
Company
0.7%
63,429
$31,080 30 Jun 2025
13F
Graypoint LLC
13F
Company
0.58%
52,833
$25,561 30 Jun 2025
13F
Kingsview Wealth Management, LLC
13F
Company
0.34%
31,062
$15,028 30 Jun 2025
13F
BANK OF MONTREAL /CAN/
13F
Company
0.33%
30,366
$14,879 30 Jun 2025
13F
FIDUCIARY TRUST CO
13F
Company
0.31%
28,583
$13,828 30 Jun 2025
13F
HOWARD FINANCIAL SERVICES, LTD.
13F
Company
0.29%
26,042
$12,599 30 Jun 2025
13F
IEQ CAPITAL, LLC
13F
Company
0.29%
26,042
$12,599 30 Jun 2025
13F
Gavin T. Malenfant
3/4/5
Chief Operating Officer, Director
mixed-class rows
17,820
mixed-class rows
$12,342 26 Oct 2023
COMMONWEALTH EQUITY SERVICES, LLC
13F
Company
0.13%
11,447
$6,000 30 Jun 2025
13F
SCOTIA CAPITAL INC.
13F
Company
0.13%
12,122
$5,857 30 Jun 2025
13F
Claret Asset Management Corp
13F
Company
0.12%
11,330
$5,000 30 Jun 2025
13F
ROYAL BANK OF CANADA
13F
Company
0.06%
5,487
$3,000 30 Jun 2025
13F
BANK OF AMERICA CORP /DE/
13F
Company
0.02%
1,666
$805 30 Jun 2025
13F
TD Waterhouse Canada Inc.
13F
Company
0%
133
$64 30 Jun 2025
13F
NATIONAL BANK OF CANADA /FI/
13F
Company
0%
88
$42 30 Jun 2025
13F
Larry Douglas Altstiel
3/4/5
Chief Medical Officer
class O/S missing
165,000
22 Sep 2025
Josh Mandel-Brehm
3/4/5
Director
class O/S missing
20,000
12 Jun 2025
William W. Wyman
3/4/5
Director
class O/S missing
20,000
12 Jun 2025
Daniel E. Geffken
3/4/5
Chief Financial Officer
class O/S missing
2,500
26 Oct 2023

Institutional Holders of ProMIS Neurosciences Inc. - Common Shares, No Par Value (PMN) as of Q3 2025

As of 30 Sep 2025, ProMIS Neurosciences Inc. - Common Shares, No Par Value (PMN) was held by 23 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 9,993,894 shares. The largest 10 holders included Ally Bridge Group (NY) LLC, ARMISTICE CAPITAL, LLC, SPHERA FUNDS MANAGEMENT LTD., CITADEL ADVISORS LLC, HRT FINANCIAL LP, XTX Topco Ltd, BANK OF MONTREAL /CAN/, Fiduciary Trust Co, IEQ CAPITAL, LLC, and HOWARD FINANCIAL SERVICES, LTD.. This page lists 23 institutional shareholders reporting positions in this security for the Q3 2025 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q3 2025 vs Q2 2025 Across Filers

Q2 2025 holders
19
Q3 2025 holders
23
Holder diff
4
Investor Q2 2025 Shares Q3 2025 Shares Share Diff Share Chg % Q2 2025 Value $ Q3 2025 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
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