PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY)
CUSIP: 72201B101
Q4 2016 13F Holders as of 31 Dec 2016
- Type / Class
- Equity / COM
- Total 13F shares
- 6,207,992
- Share change
- -313,677
- Total reported value
- $88,874,000
- Price per share
- $14.31
- Number of holders
- 80
- Value change
- -$4,683,324
- Number of buys
- 33
- Number of sells
- 31
Quarterly Holders Quick Answers
What is CUSIP 72201B101?
CUSIP 72201B101 identifies PTY - PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 72201B101:
Top shareholders of PTY - PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
1,174,698
|
$17,163,000 | — | 30 Sep 2016 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
719,622
|
$10,672,000 | — | 30 Sep 2016 | |
| COHEN & STEERS, INC. |
13F
|
Company |
—
class O/S missing
|
637,939
|
$9,320,000 | — | 30 Sep 2016 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
499,425
|
$7,296,000 | — | 30 Sep 2016 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
463,723
|
$6,775,000 | — | 30 Sep 2016 | |
| FIRST FOUNDATION ADVISORS |
13F
|
Company |
—
class O/S missing
|
313,808
|
$4,585,000 | — | 30 Sep 2016 | |
| Vident Investment Advisory, LLC |
13F
|
Company |
—
class O/S missing
|
280,741
|
$4,102,000 | — | 30 Sep 2016 | |
| NATIONAL PLANNING CORP |
13F
|
Company |
—
class O/S missing
|
208,851
|
$3,016,000 | — | 30 Sep 2016 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
156,367
|
$2,285,000 | — | 30 Sep 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
132,551
|
$1,937,000 | — | 30 Sep 2016 | |
| Curi Capital, LLC |
13F
|
Company |
—
class O/S missing
|
127,165
|
$1,858,000 | — | 30 Sep 2016 | |
| IFP Advisors, Inc |
13F
|
Company |
—
class O/S missing
|
118,535
|
$1,732,000 | — | 30 Sep 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
110,209
|
$1,611,000 | — | 30 Sep 2016 | |
| Cetera Investment Advisers |
13F
|
Company |
—
class O/S missing
|
101,474
|
$1,483,000 | — | 30 Sep 2016 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
96,637
|
$1,412,000 | — | 30 Sep 2016 | |
| Homrich & Berg |
13F
|
Company |
—
class O/S missing
|
89,020
|
$1,301,000 | — | 30 Sep 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
73,543
|
$1,074,000 | — | 30 Sep 2016 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
62,848
|
$918,000 | — | 30 Sep 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
58,832
|
$859,000 | — | 30 Sep 2016 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
51,971
|
$772,000 | — | 30 Sep 2016 | |
| MSI Financial Services Inc |
13F
|
Company |
—
class O/S missing
|
49,613
|
$725,000 | — | 30 Sep 2016 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
48,744
|
$712,000 | — | 30 Sep 2016 | |
| HOLLENCREST CAPITAL MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
48,500
|
$709,000 | — | 30 Sep 2016 | |
| Fiera Capital Corp |
13F
|
Company |
—
class O/S missing
|
43,488
|
$635,000 | — | 30 Sep 2016 | |
| Advisor Group, Inc. |
13F
|
Company |
—
class O/S missing
|
39,431
|
$576,000 | — | 30 Sep 2016 | |
| OARSMAN CAPITAL, INC. |
13F
|
Company |
—
class O/S missing
|
38,208
|
$558,000 | — | 30 Sep 2016 | |
| Laurion Capital Management LP |
13F
|
Company |
—
class O/S missing
|
37,844
|
$553,000 | — | 30 Sep 2016 | |
| Texas Yale Capital Corp. |
13F
|
Company |
—
class O/S missing
|
34,975
|
$511,000 | — | 30 Sep 2016 | |
| Sigma Planning Corp |
13F
|
Company |
—
class O/S missing
|
31,845
|
$465,000 | — | 30 Sep 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
31,815
|
$464,000 | — | 30 Sep 2016 | |
| Cornerstone Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
29,780
|
$442,000 | — | 30 Sep 2016 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
27,455
|
$401,000 | — | 30 Sep 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
25,261
|
$369,000 | — | 30 Sep 2016 | |
| Bank of New York Mellon Corp |
13F
|
Company |
—
class O/S missing
|
24,318
|
$355,000 | — | 30 Sep 2016 | |
| GOULD ASSET MANAGEMENT LLC /CA/ |
13F
|
Company |
—
class O/S missing
|
23,228
|
$339,000 | — | 30 Sep 2016 | |
| NWAM LLC |
13F
|
Company |
—
class O/S missing
|
20,418
|
$298,000 | — | 30 Sep 2016 | |
| SRH ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
20,000
|
$292,000 | — | 30 Sep 2016 | |
| Horizon Kinetics LLC |
13F
|
Company |
—
class O/S missing
|
19,947
|
$291,000 | — | 30 Sep 2016 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
19,900
|
$291,000 | — | 30 Sep 2016 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
19,888
|
$291,000 | — | 30 Sep 2016 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
—
class O/S missing
|
19,636
|
$287,000 | — | 30 Sep 2016 | |
| CIBC Private Wealth Group LLC |
13F
|
Company |
—
class O/S missing
|
18,800
|
$275,000 | — | 30 Sep 2016 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
—
class O/S missing
|
18,463
|
$269,000 | — | 30 Sep 2016 | |
| LUCAS CAPITAL MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
17,700
|
$259,000 | — | 30 Sep 2016 | |
| Creative Planning |
13F
|
Company |
—
class O/S missing
|
17,679
|
$258,000 | — | 30 Sep 2016 | |
| REILLY FINANCIAL ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
14,651
|
$214,000 | — | 30 Sep 2016 | |
| Berkshire Money Management, Inc. |
13F
|
Company |
—
class O/S missing
|
14,502
|
$212,000 | — | 30 Sep 2016 | |
| GIRARD SECURITIES, INC. |
13F
|
Company |
—
class O/S missing
|
14,312
|
$209,000 | — | 30 Sep 2016 | |
| United Asset Strategies, Inc. |
13F
|
Company |
—
class O/S missing
|
13,920
|
$203,000 | — | 30 Sep 2016 | |
| DAVENPORT & Co LLC |
13F
|
Company |
—
class O/S missing
|
13,800
|
$201,618 | — | 30 Sep 2016 |
Institutional Holders of PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY) as of Q4 2016
As of 31 Dec 2016,
PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY) was held by
80 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
6,207,992 shares.
The largest 10 holders included
UBS Group AG, COHEN & STEERS INC, MORGAN STANLEY, Invesco Ltd., LPL Financial LLC, FIRST FOUNDATION ADVISORS, Vident Investment Advisory, LLC, Commonwealth Equity Services, Inc, SIT INVESTMENT ASSOCIATES INC, and Laurion Capital Management LP.
This page lists
80
institutional shareholders reporting positions in this security
for the Q4 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2016 vs Q3 2016 Across Filers
Q3 2016 holders
78
Q4 2016 holders
80
Holder diff
2
| Investor | Q3 2016 Shares | Q4 2016 Shares | Share Diff | Share Chg % | Q3 2016 Value $ | Q4 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.