PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY)
CUSIP: 72201B101
Q3 2016 13F Holders as of 30 Sep 2016
- Type / Class
- Equity / COM
- Total 13F shares
- 6,434,036
- Share change
- +126,315
- Total reported value
- $94,141,386
- Price per share
- $14.61
- Number of holders
- 78
- Value change
- +$1,879,151
- Number of buys
- 42
- Number of sells
- 20
Quarterly Holders Quick Answers
What is CUSIP 72201B101?
CUSIP 72201B101 identifies PTY - PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 72201B101:
Top shareholders of PTY - PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
1,017,937
|
$14,343,000 | — | 30 Jun 2016 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
663,055
|
$9,462,000 | — | 30 Jun 2016 | |
| COHEN & STEERS, INC. |
13F
|
Company |
—
class O/S missing
|
636,240
|
$8,965,000 | — | 30 Jun 2016 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
625,372
|
$8,811,000 | — | 30 Jun 2016 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
480,524
|
$6,771,000 | — | 30 Jun 2016 | |
| FIRST FOUNDATION ADVISORS |
13F
|
Company |
—
class O/S missing
|
430,255
|
$6,062,000 | — | 30 Jun 2016 | |
| Vident Investment Advisory, LLC |
13F
|
Company |
—
class O/S missing
|
238,843
|
$3,365,000 | — | 30 Jun 2016 | |
| NATIONAL PLANNING CORP |
13F
|
Company |
—
class O/S missing
|
187,723
|
$2,752,000 | — | 30 Jun 2016 | |
| Curi Capital, LLC |
13F
|
Company |
—
class O/S missing
|
191,859
|
$2,703,000 | — | 30 Jun 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
139,259
|
$1,962,000 | — | 30 Jun 2016 | |
| IFP Advisors, Inc |
13F
|
Company |
—
class O/S missing
|
113,763
|
$1,603,000 | — | 30 Jun 2016 | |
| MSI Financial Services Inc |
13F
|
Company |
—
class O/S missing
|
104,529
|
$1,473,000 | — | 30 Jun 2016 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
101,876
|
$1,435,000 | — | 30 Jun 2016 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
91,848
|
$1,294,000 | — | 30 Jun 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
91,090
|
$1,283,000 | — | 30 Jun 2016 | |
| Cetera Investment Advisers |
13F
|
Company |
—
class O/S missing
|
88,708
|
$1,250,000 | — | 30 Jun 2016 | |
| Homrich & Berg |
13F
|
Company |
—
class O/S missing
|
88,691
|
$1,250,000 | — | 30 Jun 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
59,105
|
$833,000 | — | 30 Jun 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
54,169
|
$763,000 | — | 30 Jun 2016 | |
| HOLLENCREST CAPITAL MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
48,500
|
$683,000 | — | 30 Jun 2016 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
48,012
|
$676,000 | — | 30 Jun 2016 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
46,047
|
$649,000 | — | 30 Jun 2016 | |
| Fiera Capital Corp |
13F
|
Company |
—
class O/S missing
|
43,129
|
$608,000 | — | 30 Jun 2016 | |
| NINE MASTS CAPITAL Ltd |
13F
|
Company |
—
class O/S missing
|
41,614
|
$586,000 | — | 30 Jun 2016 | |
| OARSMAN CAPITAL, INC. |
13F
|
Company |
—
class O/S missing
|
38,274
|
$539,000 | — | 30 Jun 2016 | |
| Advisor Group, Inc. |
13F
|
Company |
—
class O/S missing
|
38,331
|
$538,000 | — | 30 Jun 2016 | |
| Texas Yale Capital Corp. |
13F
|
Company |
—
class O/S missing
|
34,975
|
$493,000 | — | 30 Jun 2016 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
27,455
|
$387,000 | — | 30 Jun 2016 | |
| Sigma Planning Corp |
13F
|
Company |
—
class O/S missing
|
27,147
|
$383,000 | — | 30 Jun 2016 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
26,971
|
$381,000 | — | 30 Jun 2016 | |
| WealthPLAN Partners, LLC |
13F
|
Company |
—
class O/S missing
|
24,954
|
$351,807 | — | 30 Jun 2016 | |
| Investors Capital Advisory Services |
13F
|
Company |
—
class O/S missing
|
24,430
|
$344,000 | — | 30 Jun 2016 | |
| Horizon Kinetics LLC |
13F
|
Company |
—
class O/S missing
|
23,847
|
$336,000 | — | 30 Jun 2016 | |
| GOULD ASSET MANAGEMENT LLC /CA/ |
13F
|
Company |
—
class O/S missing
|
23,228
|
$327,000 | — | 30 Jun 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
22,863
|
$322,000 | — | 30 Jun 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
22,547
|
$318,000 | — | 30 Jun 2016 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
21,660
|
$305,000 | — | 30 Jun 2016 | |
| NWAM LLC |
13F
|
Company |
—
class O/S missing
|
20,418
|
$288,000 | — | 30 Jun 2016 | |
| SRH ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
20,000
|
$282,000 | — | 30 Jun 2016 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
—
class O/S missing
|
18,429
|
$259,000 | — | 30 Jun 2016 | |
| CIBC Private Wealth Group LLC |
13F
|
Company |
—
class O/S missing
|
18,300
|
$258,000 | — | 30 Jun 2016 | |
| LUCAS CAPITAL MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
17,700
|
$249,000 | — | 30 Jun 2016 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
—
class O/S missing
|
17,050
|
$240,000 | — | 30 Jun 2016 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
14,555
|
$205,000 | — | 30 Jun 2016 | |
| Berkshire Money Management, Inc. |
13F
|
Company |
—
class O/S missing
|
14,502
|
$204,000 | — | 30 Jun 2016 | |
| GIRARD SECURITIES, INC. |
13F
|
Company |
—
class O/S missing
|
14,305
|
$201,000 | — | 30 Jun 2016 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
—
class O/S missing
|
13,234
|
$186,000 | — | 30 Jun 2016 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
12,732
|
$180,000 | — | 30 Jun 2016 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
12,133
|
$171,000 | — | 30 Jun 2016 | |
| IFC Holdings Incorporated/FL |
13F
|
Company |
—
class O/S missing
|
12,120
|
$171,000 | — | 30 Jun 2016 |
Institutional Holders of PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY) as of Q3 2016
As of 30 Sep 2016,
PIMCO CORPORATE & INCOME OPPORTUNITY FUND - COM (PTY) was held by
78 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
6,434,036 shares.
The largest 10 holders included
UBS Group AG, LPL Financial LLC, COHEN & STEERS INC, MORGAN STANLEY, Invesco Ltd., FIRST FOUNDATION ADVISORS, Vident Investment Advisory, LLC, National Planning Corp, Commonwealth Equity Services, Inc, and BANK OF AMERICA CORP /DE/.
This page lists
78
institutional shareholders reporting positions in this security
for the Q3 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2016 vs Q2 2016 Across Filers
Q2 2016 holders
79
Q3 2016 holders
78
Holder diff
-1
| Investor | Q2 2016 Shares | Q3 2016 Shares | Share Diff | Share Chg % | Q2 2016 Value $ | Q3 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.