Phunware, Inc. - Common Stock, $0.0001 par value (PHUN)

CUSIP: 71948P100

Q3 2019 13F Holders as of 30 Sep 2019

Type / Class
Equity / Common Stock, $0.0001 par value
Total 13F shares
4,870,646
Share change
+1,967,025
Total reported value
$6,985,308
Price per share
$1.44
Number of holders
40
Value change
+$2,356,071
Number of buys
32
Number of sells
11

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Quarterly Holders Quick Answers

What is CUSIP 71948P100?
CUSIP 71948P100 identifies PHUN - Phunware, Inc. - Common Stock, $0.0001 par value in SEC institutional holdings data.

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Top shareholders of PHUN - Phunware, Inc. - Common Stock, $0.0001 par value (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
Firsthand Capital Management, Inc.
13F
Company
class O/S missing
1,395,113
$4,339,000 30 Jun 2019
13F
Battery Partners IX, LLC
13F
Company
class O/S missing
588,327
$1,830,000 30 Jun 2019
13F
MILLENNIUM MANAGEMENT LLC
13F
Company
class O/S missing
240,501
$748,000 30 Jun 2019
13F
BlackRock Finance, Inc.
13F
Company
class O/S missing
187,781
$584,000 30 Jun 2019
13F
TWO SIGMA INVESTMENTS, LP
13F
Company
class O/S missing
77,204
$240,000 30 Jun 2019
13F
MORGAN STANLEY
13F
Company
class O/S missing
64,269
$200,000 30 Jun 2019
13F
BANK OF AMERICA CORP /DE/
13F
Company
class O/S missing
57,150
$178,000 30 Jun 2019
13F
STATE STREET CORP
13F
Company
class O/S missing
50,476
$126,000 30 Jun 2019
13F
NEW YORK STATE COMMON RETIREMENT FUND
13F
Company
class O/S missing
38,700
$120,000 30 Jun 2019
13F
GEODE CAPITAL MANAGEMENT, LLC
13F
Company
class O/S missing
30,397
$94,000 30 Jun 2019
13F
Virtu Financial LLC
13F
Company
class O/S missing
30,186
$94,000 30 Jun 2019
13F
CSS LLC/IL
13F
Company
class O/S missing
18,191
$57,000 30 Jun 2019
13F
GOLDMAN SACHS GROUP INC
13F
Company
class O/S missing
15,194
$47,000 30 Jun 2019
13F
Tower Research Capital LLC (TRC)
13F
Company
class O/S missing
13,900
$43,000 30 Jun 2019
13F
Cresset Asset Management, LLC
13F
Company
class O/S missing
13,514
$42,000 30 Jun 2019
13F
Squarepoint Ops LLC
13F
Company
class O/S missing
11,302
$35,000 30 Jun 2019
13F
BBR PARTNERS, LLC
13F
Company
class O/S missing
10,850
$34,000 30 Jun 2019
13F
Engineers Gate Manager LP
13F
Company
class O/S missing
10,700
$33,000 30 Jun 2019
13F
Leap Investments LP
13F
Company
class O/S missing
10,200
$32,000 30 Jun 2019
13F
SFMG, LLC
13F
Company
class O/S missing
16,652
$29,000 30 Jun 2019
13F
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM
13F
Company
class O/S missing
6,666
$21,000 30 Jun 2019
13F
DEUTSCHE BANK AG\
13F
Company
class O/S missing
3,454
$10,000 30 Jun 2019
13F
BARCLAYS PLC
13F
Company
class O/S missing
2,891
$9,000 30 Jun 2019
13F
AMERICAN INTERNATIONAL GROUP, INC.
13F
Company
class O/S missing
2,753
$9,000 30 Jun 2019
13F
WOLVERINE ASSET MANAGEMENT LLC
13F
Company
class O/S missing
1,794
$5,000 30 Jun 2019
13F
UBS Group AG
13F
Company
class O/S missing
1,703
$5,000 30 Jun 2019
13F
CITIGROUP INC
13F
Company
class O/S missing
1,210
$4,000 30 Jun 2019
13F
JPMORGAN CHASE & CO
13F
Company
class O/S missing
1,189
$3,000 30 Jun 2019
13F
FNY Investment Advisers, LLC
13F
Company
class O/S missing
400
$1,000 30 Jun 2019
13F
Ameritas Investment Partners, Inc.
13F
Company
class O/S missing
382
$1,000 30 Jun 2019
13F
BANK OF MONTREAL /CAN/
13F
Company
class O/S missing
361
$1,000 30 Jun 2019
13F
BNP PARIBAS FINANCIAL MARKETS
13F
Company
class O/S missing
11
$34 30 Jun 2019
13F

Institutional Holders of Phunware, Inc. - Common Stock, $0.0001 par value (PHUN) as of Q3 2019

As of 30 Sep 2019, Phunware, Inc. - Common Stock, $0.0001 par value (PHUN) was held by 40 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 4,870,646 shares. The largest 10 holders included BlackRock Inc., VANGUARD GROUP INC, Firsthand Capital Management, Inc., Battery Partners IX, LLC, NORTHERN TRUST CORP, STA Wealth Management, LLC, JANE STREET GROUP, LLC, GOLDMAN SACHS GROUP INC, TWO SIGMA INVESTMENTS, LP, and STATE STREET CORP. This page lists 40 institutional shareholders reporting positions in this security for the Q3 2019 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q3 2019 vs Q2 2019 Across Filers

Q2 2019 holders
31
Q3 2019 holders
40
Holder diff
9
Investor Q2 2019 Shares Q3 2019 Shares Share Diff Share Chg % Q2 2019 Value $ Q3 2019 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.