Phunware, Inc. - Common Stock, $0.0001 par value (PHUN)

CUSIP: 71948P100

Q4 2019 13F Holders as of 31 Dec 2019

Share change
+2,358,125
SEC-reported price per share
$1.19
Number of holders
38
Value change
+$2,749,754
Number of buys
18
Number of sells
13

Security key

71948P100

Report period

Q4 2019

Institutions

38

Top holders

10

Ownership snapshot

Top reported holders of PHUN - Phunware, Inc. - Common Stock, $0.0001 par value (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
BlackRock Finance, Inc.
Disclosed value leader
BlackRock Finance, Inc.
Comparable rows
0/15
Latest evidence
30 Sep 2019
13F Highest disclosed value: $1,376,000 15 rows are not safely comparable across share classes. Showing 1-6 of 15 holder rows.

Quick read

BlackRock Finance, Inc. has the largest disclosed position value at $1.38M.

0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens BlackRock Finance, Inc.'s linked filing trail.
Disclosed position value Top 5
BlackRock Finance, Inc. $1.38M
VANGUARD GROUP INC $1.02M
Firsthand Capital Management, Inc. $970K
Battery Partners IX, LLC $847K
NORTHERN TRUST CORP $535K

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-6 of 15 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
BlackRock Finance, Inc.
13F
Company
13F
class O/S missing
$1,376,000
956,268 shares
30 Sep 2019
VANGUARD GROUP INC
13F
Company
13F
class O/S missing
$1,018,000
706,723 shares
30 Sep 2019
Firsthand Capital Management, Inc.
13F
Company
13F
class O/S missing
$970,000
692,913 shares
30 Sep 2019
Battery Partners IX, LLC
13F
Company
13F
class O/S missing
$847,000
588,327 shares
30 Sep 2019
NORTHERN TRUST CORP
13F
Company
13F
class O/S missing
$535,000
371,516 shares
30 Sep 2019
Avidian Wealth Enterprises, LLC
13F
Company
13F
class O/S missing
$310,000
214,995 shares
30 Sep 2019
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q4 2019

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
38
Shares
7,232,693
Rows available
38
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q4 2019 vs Q3 2019 Across Filers

Q3 2019 holders
40
Q4 2019 holders
38
Holder diff
-2
Investor Q3 2019 Shares Q4 2019 Shares Share Diff Share Chg % Q3 2019 value Q4 2019 value Value change Value Chg %
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