SEC ownership of Phunware, Inc.
Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0001665300.
- CIK
- 0001665300
- Symbol
- PHUN on Nasdaq
- Location
- Austin, TX
- Parsed ownership evidence
- 13D/G, 3/4/5, and 13F
- Lead holder
- Goldenwise Capital Group Ltd
- 13D/G signal
- Goldenwise Capital Group Ltd
- Latest evidence date
- 06 Apr 2026
Ownership snapshot
Top shareholders of Phunware, Inc. (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Goldenwise Capital Group Ltd |
13D/G
|
6.1%
|
$2,159,169
1,233,811 shares
|
+$232,586 | 30 Mar 2026 |
| VANGUARD GROUP INC |
13D/G
The Vanguard Group
|
5%
|
$2,894,935
1,007,179 shares
|
-$13,981 | 30 Sep 2025 |
| He Zhengxu |
13D/G
|
2.6%
|
$910,000
520,000 shares
|
$0 | 06 Apr 2026 |
| Elliot Jin Han |
3/4/5
Director
|
0.55%
|
$219,340
109,670 shares
|
— | 03 Apr 2026 |
| Du Quyen |
3/4/5
Director
|
0.42%
|
$169,302
84,651 shares
|
— | 03 Apr 2026 |
| Christopher D. Olive |
3/4/5
Chief Legal Officer
|
0.07%
|
$25,060
13,546 shares
|
— | 02 Apr 2026 |
| J. Brendhan Botkin |
3/4/5
Vice President, Accounting
|
0.06%
|
$35,345
12,853 shares
|
— | 07 Nov 2025 |
| VANGUARD CAPITAL MANAGEMENT LLC |
13F
Company
|
4.4%
|
$1,563,795
883,500 shares
|
— | 31 Mar 2026 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Forms 3/4/5 flow
Insider trading overview
Insider buy and sell flow is broadly balanced over the last 12 months. No Buy or Sell transactions have been reported since 29 May 2025.
| Window (months) | Buy shares | Sell shares | Buy $ | Sell $ | Net $ |
|---|---|---|---|---|---|
| 0-3 | 0 | 0 | $0 | $0 | $0 |
| 3-6 | 0 | 0 | $0 | $0 | $0 |
| 6-9 | 0 | 0 | $0 | $0 | $0 |
| 9-12 | 0 | 0 | $0 | $0 | $0 |
Reporting owners
Insider holders from Forms 3/4/5
Current reporting-owner rows connected to Phunware, Inc.. Open the relationship link for the CIK-to-CIK filing trail.
Recent Insider Transactions by Companies or Individuals for Phunware, Inc.
Showing up to 300 most recent insider transactions from the last 12 months.
| Insider | Symbol | Class | Transaction | % | Reported value | Reported price | Shares | Shares owned | Date | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|
| Du Quyen | PHUN | Common Stock | Award | 84,651 | 84,651 | 03 Apr 2026 | Direct | |||
| Elliot Jin Han | PHUN | Common Stock | Award | 338.4% | 84,651 | 109,670 | 03 Apr 2026 | Direct | ||
| Christopher D. Olive | PHUN | Common Stock | Tax liability | -1.87% | -258 | 13,546 | 02 Apr 2026 | Direct | ||
| Christopher D. Olive | PHUN | Common Stock | Tax liability | -1.49% | -209 | 13,804 | 24 Nov 2025 | Direct | ||
| Christopher D. Olive | PHUN | Common Stock | Tax liability | -1.37% | -202 | 14,517 | 11 Aug 2025 | Direct | ||
| Christopher D. Olive | PHUN | Common Stock | Tax liability | -3.47% | -504 | 14,013 | 04 Aug 2025 | Direct |