PennantPark Floating Rate Capital Ltd. - COM (PFLT)
CUSIP: 70806A106
Q4 2021 13F Holders as of 31 Dec 2021
- Type / Class
- Equity / COM
- Total 13F shares
- 7,247,567
- Share change
- -2,194,904
- Total reported value
- $92,541,806
- Put/Call ratio
- 2.5%
- Price per share
- $12.77
- Number of holders
- 82
- Value change
- -$28,814,591
- Number of buys
- 37
- Number of sells
- 32
Quarterly Holders Quick Answers
What is CUSIP 70806A106?
CUSIP 70806A106 identifies PFLT - PennantPark Floating Rate Capital Ltd. - COM in SEC institutional holdings data.
Need full ownership history?
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These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
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- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
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Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 70806A106:
Top shareholders of PFLT - PennantPark Floating Rate Capital Ltd. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Sound Income Strategies, LLC |
13F
|
Company |
—
class O/S missing
|
2,306,973
|
$29,506,000 | — | 30 Sep 2021 | |
| Altshuler Shaham Ltd |
13F
|
Company |
—
class O/S missing
|
1,891,245
|
$24,907,000 | — | 30 Sep 2021 | |
| VAN ECK ASSOCIATES CORP |
13F
|
Company |
—
class O/S missing
|
549,367
|
$7,026,000 | — | 30 Sep 2021 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
—
class O/S missing
|
347,075
|
$4,439,000 | — | 30 Sep 2021 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
—
class O/S missing
|
311,533
|
$3,985,000 | — | 30 Sep 2021 | |
| J.P. Morgan Private Wealth Advisors LLC |
13F
|
Company |
—
class O/S missing
|
292,375
|
$3,739,000 | — | 30 Sep 2021 | |
| BlackRock Finance, Inc. |
13F
|
Company |
—
class O/S missing
|
271,536
|
$3,473,000 | — | 30 Sep 2021 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
—
class O/S missing
|
267,089
|
$3,441,000 | — | 30 Sep 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
253,545
|
$3,243,000 | — | 30 Sep 2021 | |
| Hennion & Walsh Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
239,168
|
$3,059,000 | — | 30 Sep 2021 | |
| Legal & General Group Plc |
13F
|
Company |
—
class O/S missing
|
231,139
|
$2,959,000 | — | 30 Sep 2021 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
185,233
|
$2,369,000 | — | 30 Sep 2021 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
158,375
|
$2,026,000 | — | 30 Sep 2021 | |
| PFG Advisors |
13F
|
Company |
—
class O/S missing
|
151,876
|
$1,942,000 | — | 30 Sep 2021 | |
| Muzinich & Co., Inc. |
13F
|
Company |
—
class O/S missing
|
144,417
|
$1,847,000 | — | 30 Sep 2021 | |
| Sumitomo Mitsui Trust Group, Inc. |
13F
|
Company |
—
class O/S missing
|
144,417
|
$1,847,000 | — | 30 Sep 2021 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
122,312
|
$1,564,000 | — | 30 Sep 2021 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
103,262
|
$1,321,000 | — | 30 Sep 2021 | |
| MCKINLEY CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
98,175
|
$1,256,000 | — | 30 Sep 2021 | |
| MACKENZIE FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
97,627
|
$1,249,000 | — | 30 Sep 2021 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
79,549
|
$1,017,000 | — | 30 Sep 2021 | |
| ROOSEVELT INVESTMENT GROUP LLC |
13F
|
Company |
—
class O/S missing
|
70,470
|
$901,000 | — | 30 Sep 2021 | |
| AE Wealth Management LLC |
13F
|
Company |
—
class O/S missing
|
67,096
|
$858,000 | — | 30 Sep 2021 | |
| CONFLUENCE INVESTMENT MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
65,404
|
$837,000 | — | 30 Sep 2021 | |
| CSS LLC/IL |
13F
|
Company |
—
class O/S missing
|
59,566
|
$762,000 | — | 30 Sep 2021 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
52,939
|
$677,000 | — | 30 Sep 2021 | |
| VIRTUS ADVISERS, LLC |
13F
|
Company |
—
class O/S missing
|
50,509
|
$646,000 | — | 30 Sep 2021 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
45,587
|
$583,000 | — | 30 Sep 2021 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
—
class O/S missing
|
42,606
|
$545,000 | — | 30 Sep 2021 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
—
class O/S missing
|
37,858
|
$484,000 | — | 30 Sep 2021 | |
| OPTIMUM INVESTMENT ADVISORS |
13F
|
Company |
—
class O/S missing
|
36,596
|
$468,000 | — | 30 Sep 2021 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
34,910
|
$446,000 | — | 30 Sep 2021 | |
| SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC |
13F
|
Company |
—
class O/S missing
|
34,800
|
$445,000 | — | 30 Sep 2021 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
29,639
|
$379,000 | — | 30 Sep 2021 | |
| Tidal Investments LLC |
13F
|
Company |
—
class O/S missing
|
27,486
|
$352,000 | — | 30 Sep 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
23,893
|
$306,000 | — | 30 Sep 2021 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
23,809
|
$305,000 | — | 30 Sep 2021 | |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
23,700
|
$303,000 | — | 30 Sep 2021 | |
| Teamwork Financial Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
23,627
|
$302,000 | — | 30 Sep 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
22,072
|
$282,000 | — | 30 Sep 2021 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
21,187
|
$271,000 | — | 30 Sep 2021 | |
| Advisory Services Network, LLC |
13F
|
Company |
—
class O/S missing
|
20,759
|
$266,000 | — | 30 Sep 2021 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
19,870
|
$254,000 | — | 30 Sep 2021 | |
| Garner Asset Management Corp |
13F
|
Company |
—
class O/S missing
|
17,556
|
$225,000 | — | 30 Sep 2021 | |
| AllSquare Wealth Management LLC |
13F
|
Company |
—
class O/S missing
|
15,900
|
$203,000 | — | 30 Sep 2021 | |
| DAVENPORT & Co LLC |
13F
|
Company |
—
class O/S missing
|
14,900
|
$191,000 | — | 30 Sep 2021 | |
| CANADA LIFE ASSURANCE Co |
13F
|
Company |
—
class O/S missing
|
13,972
|
$180,000 | — | 30 Sep 2021 | |
| Sheaff Brock Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
12,730
|
$163,000 | — | 30 Sep 2021 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
12,635
|
$162,000 | — | 30 Sep 2021 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
12,516
|
$160,000 | — | 30 Sep 2021 |
Institutional Holders of PennantPark Floating Rate Capital Ltd. - COM (PFLT) as of Q4 2021
As of 31 Dec 2021,
PennantPark Floating Rate Capital Ltd. - COM (PFLT) was held by
82 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
7,247,567 shares.
The largest 10 holders included
Sound Income Strategies, LLC, VAN ECK ASSOCIATES CORP, BlackRock Inc., FIRST REPUBLIC INVESTMENT MANAGEMENT, INC., TWO SIGMA ADVISERS, LP, Hennion & Walsh Asset Management, Inc., ADVISOR GROUP HOLDINGS, INC., Legal & General Group Plc, Advisors Asset Management, Inc., and TWO SIGMA INVESTMENTS, LP.
This page lists
82
institutional shareholders reporting positions in this security
for the Q4 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2021 vs Q3 2021 Across Filers
Q3 2021 holders
77
Q4 2021 holders
82
Holder diff
5
| Investor | Q3 2021 Shares | Q4 2021 Shares | Share Diff | Share Chg % | Q3 2021 Value $ | Q4 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.