Security key
70806A106
PennantPark Floating Rate Capital Ltd. - COM (PFLT)
CUSIP: 70806A106
Q3 2026 13F Holders as of 30 Sep 2026
- Security type / class
- Equity / COM
- Total 13F shares
- 3,106,854
- Total 13F value
- $20,765,743
- Share change
- -2,333,494
- SEC-reported price per share
- $6.91
- Number of holders
- 11
- Value change
- -$15,619,602
- Number of buys
- 1
- Number of sells
- 5
Report period
Q3 2026
Institutions
11
Top holders
10
PFLT full security history
Ownership snapshot
Full 13F holder table
PennantPark Floating Rate Capital Ltd. SEC filings
PennantPark Floating Rate Capital Ltd. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 70806A106
Recent filing periods:
Ownership snapshot
Top reported holders of PFLT - PennantPark Floating Rate Capital Ltd. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Sound Income Strategies, LLC
Disclosed value leader
Sound Income Strategies, LLC
Comparable rows
0/15
Latest evidence
30 Jun 2026
13F
3/4/5
Highest disclosed value: $39,065,171
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
Sound Income Strategies, LLC has the largest disclosed position value at $39.07M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Sound Income Strategies, LLC's linked filing trail.
Disclosed position value
Top 5
Sound Income Strategies, LLC
$39.07M
UBS Group AG
$23.09M
VAN ECK ASSOCIATES CORP
$18.5M
Invesco Ltd.
$13.44M
Altshuler Shaham Ltd
$7.7M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Sound Income Strategies, LLC |
13F
Company
|
—
denominator unverified
|
$39,065,171
5,222,616 shares
|
— | 30 Jun 2026 |
| UBS Group AG |
13F
Company
|
—
denominator unverified
|
$23,089,975
3,086,895 shares
|
— | 30 Jun 2026 |
| VAN ECK ASSOCIATES CORP |
13F
Company
|
—
denominator unverified
|
$18,503,321
2,473,706 shares
|
— | 30 Jun 2026 |
| Invesco Ltd. |
13F
Company
|
—
denominator unverified
|
$13,435,965
1,796,252 shares
|
— | 30 Jun 2026 |
| Altshuler Shaham Ltd |
13F
Company
|
—
denominator unverified
|
$7,698,207
1,029,172 shares
|
— | 30 Jun 2026 |
| Diameter Capital Partners LP |
13F
Company
|
—
denominator unverified
|
$6,732,000
900,000 shares
|
— | 30 Jun 2026 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2026
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
11
Shares
3,106,854
Rows available
11
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2026 vs Q2 2026 Across Filers
Q2 2026 holders
124
Q3 2026 holders
11
Holder diff
-113
| Investor | Q2 2026 Shares | Q3 2026 Shares | Share Diff | Share Chg % | Q2 2026 value | Q3 2026 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend