What does CUSIP 70806A106 represent in this 13F holders report?

CUSIP 70806A106 is the security identifier for PFLT - PennantPark Floating Rate Capital Ltd. - COM used to aggregate holder disclosures.

How many institutions held PFLT - PennantPark Floating Rate Capital Ltd. - COM in Q3 2021?

77 institutional investors reported PFLT - PennantPark Floating Rate Capital Ltd. - COM for Q3 2021. Use the holders table for investor-level position and value details.

PennantPark Floating Rate Capital Ltd. - COM (PFLT)

CUSIP: 70806A106

Q3 2021 13F Holders as of 30 Sep 2021

Type / Class: Equity / COM
Total 13F shares: 9,265,228
Share change: -634,936
Total reported value: $119,251,905
Put/Call ratio: 112%
Price per share: $12.79
Number of holders: 77
Value change: -$8,343,377
Number of buys: 36
Number of sells: 34

Quarterly Holders Quick Answers

What is CUSIP 70806A106?
CUSIP 70806A106 identifies PFLT - PennantPark Floating Rate Capital Ltd. - COM in SEC institutional holdings data.

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Back to full security ownership history for the broader multi-quarter picture.
Latest 13F filings for newly reported positions across managers.
Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
SEC investors directory for manager drilldown.

Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q4 2021
Previous quarter: Q2 2021

Recent filing periods for CUSIP 70806A106:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of PFLT - PennantPark Floating Rate Capital Ltd. - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
Sound Income Strategies, LLC	13F	Company	— class O/S missing	2,301,360	$29,273,000	—	30 Jun 2021	13F
Altshuler Shaham Ltd	13F	Company	— class O/S missing	1,891,245	$24,290,000	—	30 Jun 2021	13F
VAN ECK ASSOCIATES CORP	13F	Company	— class O/S missing	582,939	$7,415,000	—	30 Jun 2021	13F
TWO SIGMA ADVISERS, LP	13F	Company	— class O/S missing	360,275	$4,583,000	—	30 Jun 2021	13F
TWO SIGMA INVESTMENTS, LP	13F	Company	— class O/S missing	352,977	$4,490,000	—	30 Jun 2021	13F
PIN OAK INVESTMENT ADVISORS INC	13F	Company	— class O/S missing	336,136	$4,276,000	—	30 Jun 2021	13F
J.P. Morgan Private Wealth Advisors LLC	13F	Company	— class O/S missing	294,139	$3,741,000	—	30 Jun 2021	13F
OSAIC HOLDINGS, INC.	13F	Company	— class O/S missing	269,577	$3,430,000	—	30 Jun 2021	13F
Relative Value Partners Group, LLC	13F	Company	— class O/S missing	266,223	$3,412,000	—	30 Jun 2021	13F
Legal & General Group Plc	13F	Company	— class O/S missing	247,421	$3,146,000	—	30 Jun 2021	13F
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP	13F	Company	— class O/S missing	245,554	$3,123,000	—	30 Jun 2021	13F
BlackRock Finance, Inc.	13F	Company	— class O/S missing	233,344	$2,968,000	—	30 Jun 2021	13F
MORGAN STANLEY	13F	Company	— class O/S missing	188,721	$2,400,000	—	30 Jun 2021	13F
Hennion & Walsh Asset Management, Inc.	13F	Company	— class O/S missing	179,925	$2,289,000	—	30 Jun 2021	13F
PFG Advisors	13F	Company	— class O/S missing	163,643	$2,082,000	—	30 Jun 2021	13F
Sumitomo Mitsui Trust Group, Inc.	13F	Company	— class O/S missing	151,689	$1,929,000	—	30 Jun 2021	13F
Muzinich & Co., Inc.	13F	Company	— class O/S missing	151,689	$1,928,000	—	30 Jun 2021	13F
Advisors Asset Management, Inc.	13F	Company	— class O/S missing	130,633	$1,662,000	—	30 Jun 2021	13F
PNC FINANCIAL SERVICES GROUP, INC.	13F	Company	— class O/S missing	122,312	$1,556,000	—	30 Jun 2021	13F
HighTower Advisors, LLC	13F	Company	— class O/S missing	118,475	$1,507,000	—	30 Jun 2021	13F
MCKINLEY CAPITAL MANAGEMENT LLC	13F	Company	— class O/S missing	92,114	$1,172,000	—	30 Jun 2021	13F
ROOSEVELT INVESTMENT GROUP LLC	13F	Company	— class O/S missing	85,372	$1,086,000	—	30 Jun 2021	13F
MACKENZIE FINANCIAL CORP	13F	Company	— class O/S missing	84,034	$1,069,000	—	30 Jun 2021	13F
STIFEL FINANCIAL CORP	13F	Company	— class O/S missing	80,637	$1,026,000	—	30 Jun 2021	13F
AE Wealth Management LLC	13F	Company	— class O/S missing	69,617	$886,000	—	30 Jun 2021	13F
CONFLUENCE INVESTMENT MANAGEMENT LLC	13F	Company	— class O/S missing	64,560	$821,000	—	30 Jun 2021	13F
CSS LLC/IL	13F	Company	— class O/S missing	59,566	$758,000	—	30 Jun 2021	13F
VIRTUS ADVISERS, LLC	13F	Company	— class O/S missing	51,448	$654,000	—	30 Jun 2021	13F
UBS Group AG	13F	Company	— class O/S missing	49,422	$628,000	—	30 Jun 2021	13F
Janney Montgomery Scott LLC	13F	Company	— class O/S missing	43,964	$559,000	—	30 Jun 2021	13F
WEDBUSH SECURITIES INC	13F	Company	— class O/S missing	40,606	$517,000	—	30 Jun 2021	13F
OPTIMUM INVESTMENT ADVISORS	13F	Company	— class O/S missing	39,745	$506,000	—	30 Jun 2021	13F
SUSQUEHANNA INTERNATIONAL GROUP, LLP	13F	Company	— class O/S missing	39,358	$501,000	—	30 Jun 2021	13F
TOWNSQUARE CAPITAL LLC	13F	Company	— class O/S missing	33,584	$450,000	—	30 Jun 2021	13F
D. E. Shaw & Co., Inc.	13F	Company	— class O/S missing	34,901	$444,000	—	30 Jun 2021	13F
SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC	13F	Company	— class O/S missing	34,800	$443,000	—	30 Jun 2021	13F
Cambridge Investment Research Advisors, Inc.	13F	Company	— class O/S missing	34,334	$437,000	—	30 Jun 2021	13F
LPL Financial LLC	13F	Company	— class O/S missing	33,206	$422,000	—	30 Jun 2021	13F
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	13F	Company	— class O/S missing	26,300	$335,000	—	30 Jun 2021	13F
ROYAL BANK OF CANADA	13F	Company	— class O/S missing	24,750	$315,000	—	30 Jun 2021	13F
Teamwork Financial Advisors, LLC	13F	Company	— class O/S missing	23,555	$300,000	—	30 Jun 2021	13F
ENVESTNET ASSET MANAGEMENT INC	13F	Company	— class O/S missing	19,378	$246,000	—	30 Jun 2021	13F
WELLS FARGO & COMPANY/MN	13F	Company	— class O/S missing	18,333	$233,000	—	30 Jun 2021	13F
Garner Asset Management Corp	13F	Company	— class O/S missing	17,556	$223,000	—	30 Jun 2021	13F
JPMORGAN CHASE & CO	13F	Company	— class O/S missing	17,358	$221,000	—	30 Jun 2021	13F
Advisory Services Network, LLC	13F	Company	— class O/S missing	15,963	$203,000	—	30 Jun 2021	13F
AllSquare Wealth Management LLC	13F	Company	— class O/S missing	15,600	$198,000	—	30 Jun 2021	13F
DAVENPORT & Co LLC	13F	Company	— class O/S missing	14,900	$190,000	—	30 Jun 2021	13F
ACADIAN ASSET MANAGEMENT LLC	13F	Company	— class O/S missing	14,291	$182,000	—	30 Jun 2021	13F
Private Advisor Group, LLC	13F	Company	— class O/S missing	13,784	$176,000	—	30 Jun 2021	13F

Institutional Holders of PennantPark Floating Rate Capital Ltd. - COM (PFLT) as of Q3 2021

As of 30 Sep 2021, PennantPark Floating Rate Capital Ltd. - COM (PFLT) was held by 77 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 9,265,228 shares. The largest 10 holders included Sound Income Strategies, LLC, Altshuler Shaham Ltd, VAN ECK ASSOCIATES CORP, TWO SIGMA ADVISERS, LP, TWO SIGMA INVESTMENTS, LP, FIRST REPUBLIC INVESTMENT MANAGEMENT, INC., BlackRock Inc., Relative Value Partners Group, LLC, ADVISOR GROUP HOLDINGS, INC., and Hennion & Walsh Asset Management, Inc.. This page lists 77 institutional shareholders reporting positions in this security for the Q3 2021 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q3 2021 vs Q2 2021 Across Filers

Q2 2021 holders

Q3 2021 holders

Holder diff

Investor	Q2 2021 Shares	Q3 2021 Shares	Share Diff	Share Chg %	Q2 2021 Value $	Q3 2021 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.