PennantPark Floating Rate Capital Ltd. - COM (PFLT)
CUSIP: 70806A106
Q2 2017 13F Holders as of 30 Jun 2017
- Type / Class
- Equity / COM
- Total 13F shares
- 10,543,320
- Share change
- -768,739
- Total reported value
- $148,433,951
- Price per share
- $14.11
- Number of holders
- 77
- Value change
- -$10,774,513
- Number of buys
- 38
- Number of sells
- 35
Quarterly Holders Quick Answers
What is CUSIP 70806A106?
CUSIP 70806A106 identifies PFLT - PennantPark Floating Rate Capital Ltd. - COM in SEC institutional holdings data.
Need full ownership history?
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- Latest 13F filings for newly reported positions across managers.
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Recent filing periods for CUSIP 70806A106:
Top shareholders of PFLT - PennantPark Floating Rate Capital Ltd. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Muzinich & Co., Inc. |
13F
|
Company |
—
class O/S missing
|
1,083,721
|
$15,107,000 | — | 31 Mar 2017 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
806,964
|
$11,249,000 | — | 31 Mar 2017 | |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. |
13F
|
Company |
—
class O/S missing
|
754,836
|
$10,522,000 | — | 31 Mar 2017 | |
| Ironsides Partners LLC |
13F
|
Company |
—
class O/S missing
|
750,000
|
$10,455,000 | — | 31 Mar 2017 | |
| LGT CAPITAL PARTNERS LTD. |
13F
|
Company |
—
class O/S missing
|
580,000
|
$8,085,000 | — | 31 Mar 2017 | |
| Polar Capital LLP |
13F
|
Company |
—
class O/S missing
|
487,500
|
$6,792,000 | — | 31 Mar 2017 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
—
class O/S missing
|
450,760
|
$6,284,000 | — | 31 Mar 2017 | |
| ARES MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
426,268
|
$5,942,000 | — | 31 Mar 2017 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
416,835
|
$5,811,000 | — | 31 Mar 2017 | |
| West Family Investments, Inc. |
13F
|
Company |
—
class O/S missing
|
415,302
|
$5,789,000 | — | 31 Mar 2017 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
386,831
|
$5,392,000 | — | 31 Mar 2017 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
—
class O/S missing
|
338,256
|
$4,715,000 | — | 31 Mar 2017 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
327,416
|
$4,564,000 | — | 31 Mar 2017 | |
| Freestone Capital Holdings, LLC |
13F
|
Company |
—
class O/S missing
|
246,299
|
$3,434,000 | — | 31 Mar 2017 | |
| Pacific Ridge Capital Partners, LLC |
13F
|
Company |
—
class O/S missing
|
242,734
|
$3,384,000 | — | 31 Mar 2017 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
—
class O/S missing
|
231,642
|
$3,218,000 | — | 31 Mar 2017 | |
| BlackRock Finance, Inc. |
13F
|
Company |
—
class O/S missing
|
219,383
|
$3,058,000 | — | 31 Mar 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
217,628
|
$3,034,000 | — | 31 Mar 2017 | |
| VAN ECK ASSOCIATES CORP |
13F
|
Company |
—
class O/S missing
|
204,405
|
$2,849,000 | — | 31 Mar 2017 | |
| BRC Group Holdings, Inc. |
13F
|
Company |
—
class O/S missing
|
183,503
|
$2,558,000 | — | 31 Mar 2017 | |
| CONFLUENCE INVESTMENT MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
181,236
|
$2,526,000 | — | 31 Mar 2017 | |
| Greenwich Investment Management, Inc. |
13F
|
Company |
—
class O/S missing
|
165,679
|
$2,309,000 | — | 31 Mar 2017 | |
| D. E. Shaw & Co., Inc. |
13F
|
Company |
—
class O/S missing
|
160,392
|
$2,236,000 | — | 31 Mar 2017 | |
| CUE ADVISORY SERVICES, INC. |
13F
|
Company |
—
class O/S missing
|
155,616
|
$2,169,000 | — | 31 Mar 2017 | |
| MCKINLEY CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
130,463
|
$1,819,000 | — | 31 Mar 2017 | |
| Nuveen Fund Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
123,410
|
$1,746,000 | — | 31 Mar 2017 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
—
class O/S missing
|
123,175
|
$1,717,000 | — | 31 Mar 2017 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
122,386
|
$1,706,000 | — | 31 Mar 2017 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
106,471
|
$1,484,000 | — | 31 Mar 2017 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
104,235
|
$1,453,000 | — | 31 Mar 2017 | |
| CSS LLC/IL |
13F
|
Company |
—
class O/S missing
|
95,954
|
$1,338,000 | — | 31 Mar 2017 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
82,052
|
$1,143,000 | — | 31 Mar 2017 | |
| Texas Yale Capital Corp. |
13F
|
Company |
—
class O/S missing
|
73,494
|
$1,025,000 | — | 31 Mar 2017 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
73,701
|
$1,024,000 | — | 31 Mar 2017 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
65,194
|
$910,000 | — | 31 Mar 2017 | |
| Cubist Systematic Strategies, LLC |
13F
|
Company |
—
class O/S missing
|
54,025
|
$753,000 | — | 31 Mar 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
50,088
|
$699,000 | — | 31 Mar 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
49,454
|
$689,000 | — | 31 Mar 2017 | |
| Yakira Capital Management, Inc. |
13F
|
Company |
—
class O/S missing
|
48,044
|
$670,000 | — | 31 Mar 2017 | |
| OPTIMUM INVESTMENT ADVISORS |
13F
|
Company |
—
class O/S missing
|
46,039
|
$642,000 | — | 31 Mar 2017 | |
| Magnetar Financial LLC |
13F
|
Company |
—
class O/S missing
|
45,975
|
$641,000 | — | 31 Mar 2017 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
39,567
|
$552,000 | — | 31 Mar 2017 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
39,485
|
$550,000 | — | 31 Mar 2017 | |
| SHELTON CAPITAL MANAGEMENT |
13F
|
Company |
—
class O/S missing
|
34,000
|
$474,000 | — | 31 Mar 2017 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
30,278
|
$422,000 | — | 31 Mar 2017 | |
| AllSquare Wealth Management LLC |
13F
|
Company |
—
class O/S missing
|
27,800
|
$388,000 | — | 31 Mar 2017 | |
| BBR PARTNERS, LLC |
13F
|
Company |
—
class O/S missing
|
26,200
|
$365,000 | — | 31 Mar 2017 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
—
class O/S missing
|
23,400
|
$326,000 | — | 31 Mar 2017 | |
| TFS CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
23,349
|
$325,000 | — | 31 Mar 2017 | |
| Sheaff Brock Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
19,853
|
$277,000 | — | 31 Mar 2017 |
Institutional Holders of PennantPark Floating Rate Capital Ltd. - COM (PFLT) as of Q2 2017
As of 30 Jun 2017,
PennantPark Floating Rate Capital Ltd. - COM (PFLT) was held by
77 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
10,543,320 shares.
The largest 10 holders included
Muzinich & Co., Inc., UBS Group AG, PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC., LGT CAPITAL PARTNERS LTD., Ironsides Partners LLC, Polar Capital LLP, Janney Montgomery Scott LLC, ARES MANAGEMENT LLC, West Family Investments, Inc., and MORGAN STANLEY.
This page lists
77
institutional shareholders reporting positions in this security
for the Q2 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2017 vs Q1 2017 Across Filers
Q1 2017 holders
76
Q2 2017 holders
77
Holder diff
1
| Investor | Q1 2017 Shares | Q2 2017 Shares | Share Diff | Share Chg % | Q1 2017 Value $ | Q2 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.