Security key
70806A106
PennantPark Floating Rate Capital Ltd. - COM (PFLT)
CUSIP: 70806A106
Q1 2017 13F Holders as of 31 Mar 2017
- Security type / class
- Equity / COM
- Total 13F shares
- 11,290,993
- Total 13F value
- $157,399,642
- Share change
- +2,138,803
- SEC-reported price per share
- $13.94
- Number of holders
- 76
- Value change
- +$29,800,198
- Number of buys
- 56
- Number of sells
- 14
Report period
Q1 2017
Institutions
76
Top holders
10
PFLT full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q2 2026
PennantPark Floating Rate Capital Ltd. SEC filings
PennantPark Floating Rate Capital Ltd. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 70806A106
Recent filing periods:
Ownership snapshot
Top reported holders of PFLT - PennantPark Floating Rate Capital Ltd. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Ironsides Partners LLC
Disclosed value leader
Ironsides Partners LLC
Comparable rows
0/15
Latest evidence
31 Dec 2016
13F
Highest disclosed value: $14,356,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
Ironsides Partners LLC has the largest disclosed position value at $14.36M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Ironsides Partners LLC's linked filing trail.
Disclosed position value
Top 5
Ironsides Partners LLC
$14.36M
PUNCH & ASSOCIATES INVESTMENT MAN...
$13.27M
Muzinich & Co., Inc.
$7.8M
Advisors Asset Management, Inc.
$7.68M
UBS Group AG
$7.57M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Ironsides Partners LLC |
13F
Company
|
—
class O/S missing
|
$14,356,000
1,017,420 shares
|
— | 31 Dec 2016 |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. |
13F
Company
|
—
class O/S missing
|
$13,272,000
940,577 shares
|
— | 31 Dec 2016 |
| Muzinich & Co., Inc. |
13F
Company
|
—
class O/S missing
|
$7,803,000
554,202 shares
|
— | 31 Dec 2016 |
| Advisors Asset Management, Inc. |
13F
Company
|
—
class O/S missing
|
$7,678,000
544,162 shares
|
— | 31 Dec 2016 |
| UBS Group AG |
13F
Company
|
—
class O/S missing
|
$7,574,000
536,811 shares
|
— | 31 Dec 2016 |
| Polar Capital LLP |
13F
Company
|
—
class O/S missing
|
$6,873,000
487,500 shares
|
— | 31 Dec 2016 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q1 2017
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
76
Shares
11,290,993
Rows available
76
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q1 2017 vs Q1 2017 Across Filers
Q1 2017 holders
76
Q1 2017 holders
76
Holder diff
0
| Investor | Q1 2017 Shares | Q1 2017 Shares | Share Diff | Share Chg % | Q1 2017 value | Q1 2017 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend