What does CUSIP 70806A106 represent in this 13F holders report?

CUSIP 70806A106 is the security identifier for PFLT - PennantPark Floating Rate Capital Ltd. - COM used to aggregate holder disclosures.

How many institutions held PFLT - PennantPark Floating Rate Capital Ltd. - COM in Q1 2017?

76 institutional investors reported PFLT - PennantPark Floating Rate Capital Ltd. - COM for Q1 2017. Use the holders table for investor-level position and value details.

PennantPark Floating Rate Capital Ltd. - COM (PFLT)

CUSIP: 70806A106

Q1 2017 13F Holders as of 31 Mar 2017

Type / Class: Equity / COM
Total 13F shares: 11,290,993
Share change: +2,138,803
Total reported value: $157,399,642
Price per share: $13.94
Number of holders: 76
Value change: +$29,800,198
Number of buys: 56
Number of sells: 14

Quarterly Holders Quick Answers

What is CUSIP 70806A106?
CUSIP 70806A106 identifies PFLT - PennantPark Floating Rate Capital Ltd. - COM in SEC institutional holdings data.

Need full ownership history?
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Back to full security ownership history for the broader multi-quarter picture.
Latest 13F filings for newly reported positions across managers.
Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
SEC investors directory for manager drilldown.

Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q2 2017
Previous quarter: Q4 2016

Recent filing periods for CUSIP 70806A106:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of PFLT - PennantPark Floating Rate Capital Ltd. - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
Ironsides Partners LLC	13F	Company	— class O/S missing	1,017,420	$14,356,000	—	31 Dec 2016	13F
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.	13F	Company	— class O/S missing	940,577	$13,272,000	—	31 Dec 2016	13F
Muzinich & Co., Inc.	13F	Company	— class O/S missing	554,202	$7,803,000	—	31 Dec 2016	13F
Advisors Asset Management, Inc.	13F	Company	— class O/S missing	544,162	$7,678,000	—	31 Dec 2016	13F
UBS Group AG	13F	Company	— class O/S missing	536,811	$7,574,000	—	31 Dec 2016	13F
Polar Capital LLP	13F	Company	— class O/S missing	487,500	$6,873,000	—	31 Dec 2016	13F
LGT CAPITAL PARTNERS LTD.	13F	Company	— class O/S missing	430,000	$6,067,000	—	31 Dec 2016	13F
ARES MANAGEMENT LLC	13F	Company	— class O/S missing	399,768	$5,641,000	—	31 Dec 2016	13F
West Family Investments, Inc.	13F	Company	— class O/S missing	348,377	$4,916,000	—	31 Dec 2016	13F
MORGAN STANLEY	13F	Company	— class O/S missing	322,799	$4,555,000	—	31 Dec 2016	13F
Janney Montgomery Scott LLC	13F	Company	— class O/S missing	312,464	$4,409,000	—	31 Dec 2016	13F
Freestone Capital Holdings, LLC	13F	Company	— class O/S missing	298,234	$4,208,000	—	31 Dec 2016	13F
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F	Company	— class O/S missing	214,431	$3,026,000	—	31 Dec 2016	13F
Pacific Ridge Capital Partners, LLC	13F	Company	— class O/S missing	197,828	$2,791,000	—	31 Dec 2016	13F
Relative Value Partners Group, LLC	13F	Company	— class O/S missing	187,150	$2,641,000	—	31 Dec 2016	13F
BlackRock Group LTD	13F	Company	— class O/S missing	179,973	$2,539,000	—	31 Dec 2016	13F
BRC Group Holdings, Inc.	13F	Company	— class O/S missing	179,970	$2,539,000	—	31 Dec 2016	13F
VAN ECK ASSOCIATES CORP	13F	Company	— class O/S missing	158,429	$2,235,000	—	31 Dec 2016	13F
CUE ADVISORY SERVICES, INC.	13F	Company	— class O/S missing	156,256	$2,205,000	—	31 Dec 2016	13F
CONFLUENCE INVESTMENT MANAGEMENT LLC	13F	Company	— class O/S missing	155,556	$2,195,000	—	31 Dec 2016	13F
MCKINLEY CAPITAL MANAGEMENT LLC	13F	Company	— class O/S missing	124,742	$1,760,000	—	31 Dec 2016	13F
MANUFACTURERS LIFE INSURANCE COMPANY, THE	13F	Company	— class O/S missing	124,556	$1,758,000	—	31 Dec 2016	13F
Nuveen Fund Advisors, LLC	13F	Company	— class O/S missing	115,832	$1,634,000	—	31 Dec 2016	13F
HighTower Advisors, LLC	13F	Company	— class O/S missing	101,879	$1,437,000	—	31 Dec 2016	13F
CSS LLC/IL	13F	Company	— class O/S missing	95,954	$1,354,000	—	31 Dec 2016	13F
TWO SIGMA ADVISERS, LP	13F	Company	— class O/S missing	82,723	$1,167,000	—	31 Dec 2016	13F
PNC FINANCIAL SERVICES GROUP, INC.	13F	Company	— class O/S missing	79,152	$1,118,000	—	31 Dec 2016	13F
Greenwich Investment Management, Inc.	13F	Company	— class O/S missing	74,830	$1,055,000	—	31 Dec 2016	13F
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC	13F	Company	— class O/S missing	69,714	$984,000	—	31 Dec 2016	13F
Texas Yale Capital Corp.	13F	Company	— class O/S missing	65,794	$928,000	—	31 Dec 2016	13F
LPL Financial LLC	13F	Company	— class O/S missing	64,641	$916,000	—	31 Dec 2016	13F
TWO SIGMA INVESTMENTS, LP	13F	Company	— class O/S missing	64,796	$914,000	—	31 Dec 2016	13F
D. E. Shaw & Co., Inc.	13F	Company	— class O/S missing	56,577	$798,000	—	31 Dec 2016	13F
SUSQUEHANNA INTERNATIONAL GROUP, LLP	13F	Company	— class O/S missing	52,538	$741,000	—	31 Dec 2016	13F
JPMORGAN CHASE & CO	13F	Company	— class O/S missing	45,883	$647,000	—	31 Dec 2016	13F
OPTIMUM INVESTMENT ADVISORS	13F	Company	— class O/S missing	43,554	$615,000	—	31 Dec 2016	13F
MILLENNIUM MANAGEMENT LLC	13F	Company	— class O/S missing	42,293	$597,000	—	31 Dec 2016	13F
Yakira Capital Management, Inc.	13F	Company	— class O/S missing	41,160	$581,000	—	31 Dec 2016	13F
WELLS FARGO & COMPANY/MN	13F	Company	— class O/S missing	40,267	$568,000	—	31 Dec 2016	13F
ROYAL BANK OF CANADA	13F	Company	— class O/S missing	36,504	$515,000	—	31 Dec 2016	13F
CORRADO ADVISORS, LLC	13F	Company	— class O/S missing	28,980	$409,000	—	31 Dec 2016	13F
STIFEL FINANCIAL CORP	13F	Company	— class O/S missing	28,577	$401,000	—	31 Dec 2016	13F
AllSquare Wealth Management LLC	13F	Company	— class O/S missing	26,800	$378,000	—	31 Dec 2016	13F
BBR PARTNERS, LLC	13F	Company	— class O/S missing	26,200	$370,000	—	31 Dec 2016	13F
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM	13F	Company	— class O/S missing	25,100	$354,000	—	31 Dec 2016	13F
Sheaff Brock Investment Advisors, LLC	13F	Company	— class O/S missing	19,710	$278,000	—	31 Dec 2016	13F
First Allied Advisory Services, Inc.	13F	Company	— class O/S missing	16,946	$239,000	—	31 Dec 2016	13F
SILVER CAPITAL MANAGEMENT LLC	13F	Company	— class O/S missing	16,677	$235,000	—	31 Dec 2016	13F
BANK OF AMERICA CORP /DE/	13F	Company	— class O/S missing	14,748	$208,000	—	31 Dec 2016	13F
WEDBUSH SECURITIES INC	13F	Company	— class O/S missing	14,710	$208,000	—	31 Dec 2016	13F

Institutional Holders of PennantPark Floating Rate Capital Ltd. - COM (PFLT) as of Q1 2017

As of 31 Mar 2017, PennantPark Floating Rate Capital Ltd. - COM (PFLT) was held by 76 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 11,290,993 shares. The largest 10 holders included Muzinich & Co., Inc., UBS Group AG, PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC., Ironsides Partners LLC, LGT CAPITAL PARTNERS LTD., Polar Capital LLP, TWO SIGMA INVESTMENTS, LP, ARES MANAGEMENT LLC, Janney Montgomery Scott LLC, and West Family Investments, Inc.. This page lists 76 institutional shareholders reporting positions in this security for the Q1 2017 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q1 2017 vs Q4 2016 Across Filers

Q4 2016 holders

Q1 2017 holders

Holder diff

Investor	Q4 2016 Shares	Q1 2017 Shares	Share Diff	Share Chg %	Q4 2016 Value $	Q1 2017 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.