Security key
70806A106
PennantPark Floating Rate Capital Ltd. - COM (PFLT)
CUSIP: 70806A106
Q3 2017 13F Holders as of 30 Sep 2017
- Security type / class
- Equity / COM
- Total 13F shares
- 10,513,635
- Total 13F value
- $152,201,647
- Share change
- -35,285
- SEC-reported price per share
- $14.48
- Number of holders
- 78
- Value change
- -$283,419
- Number of buys
- 40
- Number of sells
- 35
Report period
Q3 2017
Institutions
78
Top holders
10
PFLT full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q4 2017
Previous quarter: Q2 2017
PennantPark Floating Rate Capital Ltd. SEC filings
PennantPark Floating Rate Capital Ltd. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 70806A106
Recent filing periods:
Ownership snapshot
Top reported holders of PFLT - PennantPark Floating Rate Capital Ltd. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Muzinich & Co., Inc.
Disclosed value leader
Muzinich & Co., Inc.
Comparable rows
0/15
Latest evidence
30 Jun 2017
13F
Highest disclosed value: $16,005,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
Muzinich & Co., Inc. has the largest disclosed position value at $16M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Muzinich & Co., Inc.'s linked filing trail.
Disclosed position value
Top 5
Muzinich & Co., Inc.
$16M
UBS Group AG
$11.05M
PUNCH & ASSOCIATES INVESTMENT MAN...
$10.78M
LGT CAPITAL PARTNERS LTD.
$8.5M
Ironsides Partners LLC
$7.06M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Muzinich & Co., Inc. |
13F
Company
|
—
class O/S missing
|
$16,005,000
1,134,286 shares
|
— | 30 Jun 2017 |
| UBS Group AG |
13F
Company
|
—
class O/S missing
|
$11,054,000
783,427 shares
|
— | 30 Jun 2017 |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. |
13F
Company
|
—
class O/S missing
|
$10,779,000
763,910 shares
|
— | 30 Jun 2017 |
| LGT CAPITAL PARTNERS LTD. |
13F
Company
|
—
class O/S missing
|
$8,498,000
602,271 shares
|
— | 30 Jun 2017 |
| Ironsides Partners LLC |
13F
Company
|
—
class O/S missing
|
$7,055,000
500,000 shares
|
— | 30 Jun 2017 |
| Polar Capital LLP |
13F
Company
|
—
class O/S missing
|
$6,491,000
460,000 shares
|
— | 30 Jun 2017 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2017
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
78
Shares
10,513,635
Rows available
78
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2017 vs Q2 2017 Across Filers
Q2 2017 holders
77
Q3 2017 holders
78
Holder diff
1
| Investor | Q2 2017 Shares | Q3 2017 Shares | Share Diff | Share Chg % | Q2 2017 value | Q3 2017 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend