PennantPark Floating Rate Capital Ltd. - COM (PFLT)
CUSIP: 70806A106
Q2 2016 13F Holders as of 30 Jun 2016
- Type / Class
- Equity / COM
- Total 13F shares
- 7,960,893
- Share change
- +161,944
- Total reported value
- $98,711,000
- Price per share
- $12.40
- Number of holders
- 69
- Value change
- +$2,306,480
- Number of buys
- 28
- Number of sells
- 32
Quarterly Holders Quick Answers
What is CUSIP 70806A106?
CUSIP 70806A106 identifies PFLT - PennantPark Floating Rate Capital Ltd. - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
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These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
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Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 70806A106:
Top shareholders of PFLT - PennantPark Floating Rate Capital Ltd. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
729,478
|
$8,535,000 | — | 31 Mar 2016 | |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. |
13F
|
Company |
—
class O/S missing
|
694,790
|
$8,129,000 | — | 31 Mar 2016 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
635,307
|
$7,433,000 | — | 31 Mar 2016 | |
| LGT CAPITAL PARTNERS LTD. |
13F
|
Company |
—
class O/S missing
|
510,000
|
$5,967,000 | — | 31 Mar 2016 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
480,836
|
$5,626,000 | — | 31 Mar 2016 | |
| Polar Capital LLP |
13F
|
Company |
—
class O/S missing
|
472,500
|
$5,518,000 | — | 31 Mar 2016 | |
| West Family Investments, Inc. |
13F
|
Company |
—
class O/S missing
|
309,184
|
$3,617,000 | — | 31 Mar 2016 | |
| Pacific Ridge Capital Partners, LLC |
13F
|
Company |
—
class O/S missing
|
217,223
|
$2,542,000 | — | 31 Mar 2016 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
—
class O/S missing
|
213,096
|
$2,493,000 | — | 31 Mar 2016 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
199,716
|
$2,337,000 | — | 31 Mar 2016 | |
| BRC Group Holdings, Inc. |
13F
|
Company |
—
class O/S missing
|
177,814
|
$2,080,000 | — | 31 Mar 2016 | |
| CUE ADVISORY SERVICES, INC. |
13F
|
Company |
—
class O/S missing
|
152,351
|
$1,783,000 | — | 31 Mar 2016 | |
| CONFLUENCE INVESTMENT MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
151,138
|
$1,768,000 | — | 31 Mar 2016 | |
| Muzinich & Co., Inc. |
13F
|
Company |
—
class O/S missing
|
146,822
|
$1,718,000 | — | 31 Mar 2016 | |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC |
13F
|
Company |
—
class O/S missing
|
137,416
|
$1,608,000 | — | 31 Mar 2016 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
—
class O/S missing
|
138,698
|
$1,600,000 | — | 31 Mar 2016 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
—
class O/S missing
|
130,142
|
$1,464,000 | — | 31 Mar 2016 | |
| BlackRock Group LTD |
13F
|
Company |
—
class O/S missing
|
125,148
|
$1,464,000 | — | 31 Mar 2016 | |
| GLG Partners LP |
13F
|
Company |
—
class O/S missing
|
124,993
|
$1,462,000 | — | 31 Mar 2016 | |
| Yakira Capital Management, Inc. |
13F
|
Company |
—
class O/S missing
|
121,572
|
$1,422,000 | — | 31 Mar 2016 | |
| KAYNE ANDERSON CAPITAL ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
121,000
|
$1,415,000 | — | 31 Mar 2016 | |
| VAN ECK ASSOCIATES CORP |
13F
|
Company |
—
class O/S missing
|
109,259
|
$1,278,000 | — | 31 Mar 2016 | |
| Taylor Frigon Capital Management LLC |
13F
|
Company |
—
class O/S missing
|
106,559
|
$1,247,000 | — | 31 Mar 2016 | |
| CSS LLC/IL |
13F
|
Company |
—
class O/S missing
|
99,354
|
$1,162,000 | — | 31 Mar 2016 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
95,772
|
$1,121,000 | — | 31 Mar 2016 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
92,347
|
$1,092,000 | — | 31 Mar 2016 | |
| MCKINLEY CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
89,593
|
$1,048,000 | — | 31 Mar 2016 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
76,632
|
$896,000 | — | 31 Mar 2016 | |
| D. E. Shaw & Co., Inc. |
13F
|
Company |
—
class O/S missing
|
71,136
|
$832,000 | — | 31 Mar 2016 | |
| Freestone Capital Holdings, LLC |
13F
|
Company |
—
class O/S missing
|
70,599
|
$826,000 | — | 31 Mar 2016 | |
| Texas Yale Capital Corp. |
13F
|
Company |
—
class O/S missing
|
65,794
|
$770,000 | — | 31 Mar 2016 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
—
class O/S missing
|
64,137
|
$750,000 | — | 31 Mar 2016 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
—
class O/S missing
|
61,538
|
$720,000 | — | 31 Mar 2016 | |
| Yorktown Management & Research Co Inc |
13F
|
Company |
—
class O/S missing
|
58,000
|
$679,000 | — | 31 Mar 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
54,356
|
$635,000 | — | 31 Mar 2016 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
50,200
|
$587,000 | — | 31 Mar 2016 | |
| OPTIMUM INVESTMENT ADVISORS |
13F
|
Company |
—
class O/S missing
|
45,323
|
$530,000 | — | 31 Mar 2016 | |
| Caprock Group, LLC |
13F
|
Company |
—
class O/S missing
|
38,470
|
$450,000 | — | 31 Mar 2016 | |
| CORRADO ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
37,480
|
$439,000 | — | 31 Mar 2016 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
35,429
|
$415,000 | — | 31 Mar 2016 | |
| Greenwich Investment Management, Inc. |
13F
|
Company |
—
class O/S missing
|
35,328
|
$413,000 | — | 31 Mar 2016 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
—
class O/S missing
|
33,875
|
$396,000 | — | 31 Mar 2016 | |
| VSR Financial Services, Inc. |
13F
|
Company |
—
class O/S missing
|
31,600
|
$370,000 | — | 31 Mar 2016 | |
| AllSquare Wealth Management LLC |
13F
|
Company |
—
class O/S missing
|
30,300
|
$355,000 | — | 31 Mar 2016 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
28,532
|
$334,000 | — | 31 Mar 2016 | |
| BBR PARTNERS, LLC |
13F
|
Company |
—
class O/S missing
|
26,200
|
$307,000 | — | 31 Mar 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
23,017
|
$269,000 | — | 31 Mar 2016 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
—
class O/S missing
|
21,693
|
$256,000 | — | 31 Mar 2016 | |
| SILVER CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
16,677
|
$195,000 | — | 31 Mar 2016 | |
| Sheaff Brock Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
15,859
|
$186,000 | — | 31 Mar 2016 |
Institutional Holders of PennantPark Floating Rate Capital Ltd. - COM (PFLT) as of Q2 2016
As of 30 Jun 2016,
PennantPark Floating Rate Capital Ltd. - COM (PFLT) was held by
69 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
7,960,893 shares.
The largest 10 holders included
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC., MORGAN STANLEY, Advisors Asset Management, Inc., Polar Capital LLP, UBS Group AG, LGT CAPITAL PARTNERS LTD., West Family Investments, Inc., Freestone Capital Holdings, LLC, ARES MANAGEMENT LLC, and Muzinich & Co., Inc..
This page lists
69
institutional shareholders reporting positions in this security
for the Q2 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2016 vs Q1 2016 Across Filers
Q1 2016 holders
72
Q2 2016 holders
69
Holder diff
-3
| Investor | Q1 2016 Shares | Q2 2016 Shares | Share Diff | Share Chg % | Q1 2016 Value $ | Q2 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.