What does CUSIP 70806A106 represent in this 13F holders report?

CUSIP 70806A106 is the security identifier for PFLT - PennantPark Floating Rate Capital Ltd. - COM used to aggregate holder disclosures.

How many institutions held PFLT - PennantPark Floating Rate Capital Ltd. - COM in Q3 2016?

69 institutional investors reported PFLT - PennantPark Floating Rate Capital Ltd. - COM for Q3 2016. Use the holders table for investor-level position and value details.

PennantPark Floating Rate Capital Ltd. - COM (PFLT)

CUSIP: 70806A106

Q3 2016 13F Holders as of 30 Sep 2016

Type / Class: Equity / COM
Total 13F shares: 8,228,020
Share change: +386,068
Total reported value: $108,872,000
Price per share: $13.23
Number of holders: 69
Value change: +$5,244,931
Number of buys: 35
Number of sells: 24

Quarterly Holders Quick Answers

What is CUSIP 70806A106?
CUSIP 70806A106 identifies PFLT - PennantPark Floating Rate Capital Ltd. - COM in SEC institutional holdings data.

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Back to full security ownership history for the broader multi-quarter picture.
Latest 13F filings for newly reported positions across managers.
Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
SEC investors directory for manager drilldown.

Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q4 2016
Previous quarter: Q2 2016

Recent filing periods for CUSIP 70806A106:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of PFLT - PennantPark Floating Rate Capital Ltd. - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.	13F	Company	— class O/S missing	917,383	$11,376,000	—	30 Jun 2016	13F
MORGAN STANLEY	13F	Company	— class O/S missing	902,679	$11,193,000	—	30 Jun 2016	13F
Advisors Asset Management, Inc.	13F	Company	— class O/S missing	703,081	$8,718,000	—	30 Jun 2016	13F
Polar Capital LLP	13F	Company	— class O/S missing	472,500	$5,861,000	—	30 Jun 2016	13F
UBS Group AG	13F	Company	— class O/S missing	465,853	$5,777,000	—	30 Jun 2016	13F
LGT CAPITAL PARTNERS LTD.	13F	Company	— class O/S missing	380,313	$4,716,000	—	30 Jun 2016	13F
West Family Investments, Inc.	13F	Company	— class O/S missing	309,184	$3,834,000	—	30 Jun 2016	13F
Freestone Capital Holdings, LLC	13F	Company	— class O/S missing	298,234	$3,698,000	—	30 Jun 2016	13F
ARES MANAGEMENT LLC	13F	Company	— class O/S missing	235,256	$2,917,000	—	30 Jun 2016	13F
Muzinich & Co., Inc.	13F	Company	— class O/S missing	223,902	$2,776,000	—	30 Jun 2016	13F
Pacific Ridge Capital Partners, LLC	13F	Company	— class O/S missing	208,653	$2,587,000	—	30 Jun 2016	13F
BRC Group Holdings, Inc.	13F	Company	— class O/S missing	179,820	$2,230,000	—	30 Jun 2016	13F
Relative Value Partners Group, LLC	13F	Company	— class O/S missing	157,778	$1,942,000	—	30 Jun 2016	13F
CUE ADVISORY SERVICES, INC.	13F	Company	— class O/S missing	154,952	$1,921,000	—	30 Jun 2016	13F
CONFLUENCE INVESTMENT MANAGEMENT LLC	13F	Company	— class O/S missing	152,838	$1,895,000	—	30 Jun 2016	13F
BlackRock Group LTD	13F	Company	— class O/S missing	143,386	$1,778,000	—	30 Jun 2016	13F
MANUFACTURERS LIFE INSURANCE COMPANY, THE	13F	Company	— class O/S missing	138,870	$1,722,000	—	30 Jun 2016	13F
VAN ECK ASSOCIATES CORP	13F	Company	— class O/S missing	123,572	$1,532,000	—	30 Jun 2016	13F
Taylor Frigon Capital Management LLC	13F	Company	— class O/S missing	107,953	$1,339,000	—	30 Jun 2016	13F
MCKINLEY CAPITAL MANAGEMENT LLC	13F	Company	— class O/S missing	103,555	$1,284,000	—	30 Jun 2016	13F
Nuveen Fund Advisors, LLC	13F	Company	— class O/S missing	102,195	$1,267,000	—	30 Jun 2016	13F
HighTower Advisors, LLC	13F	Company	— class O/S missing	97,896	$1,213,000	—	30 Jun 2016	13F
CSS LLC/IL	13F	Company	— class O/S missing	95,954	$1,190,000	—	30 Jun 2016	13F
CREDIT SUISSE AG/	13F	Company	— class O/S missing	88,103	$1,092,000	—	30 Jun 2016	13F
Yakira Capital Management, Inc.	13F	Company	— class O/S missing	85,210	$1,057,000	—	30 Jun 2016	13F
PNC FINANCIAL SERVICES GROUP, INC.	13F	Company	— class O/S missing	76,632	$950,000	—	30 Jun 2016	13F
LPL Financial LLC	13F	Company	— class O/S missing	65,839	$830,000	—	30 Jun 2016	13F
Texas Yale Capital Corp.	13F	Company	— class O/S missing	65,794	$816,000	—	30 Jun 2016	13F
KAYNE ANDERSON CAPITAL ADVISORS LP	13F	Company	— class O/S missing	63,500	$787,000	—	30 Jun 2016	13F
SUSQUEHANNA INTERNATIONAL GROUP, LLP	13F	Company	— class O/S missing	61,538	$763,000	—	30 Jun 2016	13F
TWO SIGMA ADVISERS, LP	13F	Company	— class O/S missing	60,291	$748,000	—	30 Jun 2016	13F
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F	Company	— class O/S missing	55,821	$692,000	—	30 Jun 2016	13F
Greenwich Investment Management, Inc.	13F	Company	— class O/S missing	55,230	$685,000	—	30 Jun 2016	13F
Yorktown Management & Research Co Inc	13F	Company	— class O/S missing	55,000	$682,000	—	30 Jun 2016	13F
Boyle Capital Management, L.L.C.	13F	Company	— class O/S missing	54,169	$672,000	—	30 Jun 2016	13F
D. E. Shaw & Co., Inc.	13F	Company	— class O/S missing	53,889	$668,000	—	30 Jun 2016	13F
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC	13F	Company	— class O/S missing	47,702	$592,000	—	30 Jun 2016	13F
OPTIMUM INVESTMENT ADVISORS	13F	Company	— class O/S missing	42,417	$526,000	—	30 Jun 2016	13F
CORRADO ADVISORS, LLC	13F	Company	— class O/S missing	38,040	$472,000	—	30 Jun 2016	13F
WELLS FARGO & COMPANY/MN	13F	Company	— class O/S missing	31,843	$394,000	—	30 Jun 2016	13F
STIFEL FINANCIAL CORP	13F	Company	— class O/S missing	27,289	$338,000	—	30 Jun 2016	13F
BBR PARTNERS, LLC	13F	Company	— class O/S missing	26,200	$325,000	—	30 Jun 2016	13F
AllSquare Wealth Management LLC	13F	Company	— class O/S missing	21,800	$270,000	—	30 Jun 2016	13F
TWO SIGMA INVESTMENTS, LP	13F	Company	— class O/S missing	21,563	$267,000	—	30 Jun 2016	13F
First Allied Advisory Services, Inc.	13F	Company	— class O/S missing	20,771	$256,000	—	30 Jun 2016	13F
SILVER CAPITAL MANAGEMENT LLC	13F	Company	— class O/S missing	16,677	$207,000	—	30 Jun 2016	13F
JPMORGAN CHASE & CO	13F	Company	— class O/S missing	16,000	$198,000	—	30 Jun 2016	13F
Sheaff Brock Investment Advisors, LLC	13F	Company	— class O/S missing	15,700	$195,000	—	30 Jun 2016	13F
CITIGROUP INC	13F	Company	— class O/S missing	13,986	$174,000	—	30 Jun 2016	13F
GOLDMAN SACHS GROUP INC	13F	Company	— class O/S missing	12,353	$153,000	—	30 Jun 2016	13F

Institutional Holders of PennantPark Floating Rate Capital Ltd. - COM (PFLT) as of Q3 2016

As of 30 Sep 2016, PennantPark Floating Rate Capital Ltd. - COM (PFLT) was held by 69 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 8,228,020 shares. The largest 10 holders included PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC., Advisors Asset Management, Inc., ARES MANAGEMENT LLC, UBS Group AG, Polar Capital LLP, MORGAN STANLEY, Muzinich & Co., Inc., LGT CAPITAL PARTNERS LTD., West Family Investments, Inc., and Janney Montgomery Scott LLC. This page lists 69 institutional shareholders reporting positions in this security for the Q3 2016 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q3 2016 vs Q2 2016 Across Filers

Q2 2016 holders

Q3 2016 holders

Holder diff

Investor	Q2 2016 Shares	Q3 2016 Shares	Share Diff	Share Chg %	Q2 2016 Value $	Q3 2016 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.