PennantPark Floating Rate Capital Ltd. - COM (PFLT)
CUSIP: 70806A106
Q1 2016 13F Holders as of 31 Mar 2016
- Type / Class
- Equity / COM
- Total 13F shares
- 7,688,271
- Share change
- +220,413
- Total reported value
- $89,871,000
- Price per share
- $11.70
- Number of holders
- 72
- Value change
- +$2,592,286
- Number of buys
- 30
- Number of sells
- 32
Quarterly Holders Quick Answers
What is CUSIP 70806A106?
CUSIP 70806A106 identifies PFLT - PennantPark Floating Rate Capital Ltd. - COM in SEC institutional holdings data.
Need full ownership history?
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- Latest 13F filings for newly reported positions across managers.
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Recent filing periods for CUSIP 70806A106:
Top shareholders of PFLT - PennantPark Floating Rate Capital Ltd. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. |
13F
|
Company |
—
class O/S missing
|
657,562
|
$7,397,573 | — | 31 Dec 2015 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
655,685
|
$7,376,000 | — | 31 Dec 2015 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
600,088
|
$6,752,000 | — | 31 Dec 2015 | |
| LGT CAPITAL PARTNERS LTD. |
13F
|
Company |
—
class O/S missing
|
495,000
|
$5,569,000 | — | 31 Dec 2015 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
452,107
|
$5,086,000 | — | 31 Dec 2015 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
—
class O/S missing
|
331,758
|
$3,733,000 | — | 31 Dec 2015 | |
| GLG Partners LP |
13F
|
Company |
—
class O/S missing
|
331,608
|
$3,731,000 | — | 31 Dec 2015 | |
| Polar Capital LLP |
13F
|
Company |
—
class O/S missing
|
315,900
|
$3,554,000 | — | 31 Dec 2015 | |
| West Family Investments, Inc. |
13F
|
Company |
—
class O/S missing
|
263,584
|
$2,965,000 | — | 31 Dec 2015 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
201,676
|
$2,269,000 | — | 31 Dec 2015 | |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC |
13F
|
Company |
—
class O/S missing
|
177,148
|
$1,993,000 | — | 31 Dec 2015 | |
| Pacific Ridge Capital Partners, LLC |
13F
|
Company |
—
class O/S missing
|
174,593
|
$1,964,000 | — | 31 Dec 2015 | |
| BRC Group Holdings, Inc. |
13F
|
Company |
—
class O/S missing
|
170,360
|
$1,916,000 | — | 31 Dec 2015 | |
| CUE ADVISORY SERVICES, INC. |
13F
|
Company |
—
class O/S missing
|
161,637
|
$1,818,000 | — | 31 Dec 2015 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
—
class O/S missing
|
147,654
|
$1,661,000 | — | 31 Dec 2015 | |
| Yakira Capital Management, Inc. |
13F
|
Company |
—
class O/S missing
|
143,644
|
$1,616,000 | — | 31 Dec 2015 | |
| Muzinich & Co., Inc. |
13F
|
Company |
—
class O/S missing
|
142,193
|
$1,600,000 | — | 31 Dec 2015 | |
| BlackRock Group LTD |
13F
|
Company |
—
class O/S missing
|
117,158
|
$1,318,000 | — | 31 Dec 2015 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
—
class O/S missing
|
110,589
|
$1,244,000 | — | 31 Dec 2015 | |
| VAN ECK ASSOCIATES CORP |
13F
|
Company |
—
class O/S missing
|
109,627
|
$1,233,000 | — | 31 Dec 2015 | |
| Taylor Frigon Capital Management LLC |
13F
|
Company |
—
class O/S missing
|
106,884
|
$1,198,000 | — | 31 Dec 2015 | |
| CSS LLC/IL |
13F
|
Company |
—
class O/S missing
|
102,454
|
$1,153,000 | — | 31 Dec 2015 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
—
class O/S missing
|
100,941
|
$1,136,000 | — | 31 Dec 2015 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
95,510
|
$1,075,000 | — | 31 Dec 2015 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
93,595
|
$1,052,000 | — | 31 Dec 2015 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
—
class O/S missing
|
90,297
|
$1,016,000 | — | 31 Dec 2015 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
87,565
|
$985,000 | — | 31 Dec 2015 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
81,692
|
$943,000 | — | 31 Dec 2015 | |
| CONFLUENCE INVESTMENT MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
83,507
|
$939,000 | — | 31 Dec 2015 | |
| KAYNE ANDERSON CAPITAL ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
79,000
|
$888,000 | — | 31 Dec 2015 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
76,632
|
$862,000 | — | 31 Dec 2015 | |
| MCKINLEY CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
71,654
|
$806,000 | — | 31 Dec 2015 | |
| Texas Yale Capital Corp. |
13F
|
Company |
—
class O/S missing
|
65,794
|
$740,000 | — | 31 Dec 2015 | |
| Yorktown Management & Research Co Inc |
13F
|
Company |
—
class O/S missing
|
58,000
|
$653,000 | — | 31 Dec 2015 | |
| OPTIMUM INVESTMENT ADVISORS |
13F
|
Company |
—
class O/S missing
|
47,179
|
$531,000 | — | 31 Dec 2015 | |
| CORRADO ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
43,247
|
$487,000 | — | 31 Dec 2015 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
38,456
|
$433,000 | — | 31 Dec 2015 | |
| Greenwich Investment Management, Inc. |
13F
|
Company |
—
class O/S missing
|
37,503
|
$421,000 | — | 31 Dec 2015 | |
| AllSquare Wealth Management LLC |
13F
|
Company |
—
class O/S missing
|
36,800
|
$414,000 | — | 31 Dec 2015 | |
| VSR Financial Services, Inc. |
13F
|
Company |
—
class O/S missing
|
31,600
|
$356,000 | — | 31 Dec 2015 | |
| D. E. Shaw & Co., Inc. |
13F
|
Company |
—
class O/S missing
|
29,101
|
$327,000 | — | 31 Dec 2015 | |
| BBR PARTNERS, LLC |
13F
|
Company |
—
class O/S missing
|
26,200
|
$295,000 | — | 31 Dec 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
21,528
|
$242,000 | — | 31 Dec 2015 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
18,583
|
$209,000 | — | 31 Dec 2015 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
17,462
|
$196,000 | — | 31 Dec 2015 | |
| TFS CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
17,086
|
$192,000 | — | 31 Dec 2015 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
—
class O/S missing
|
16,990
|
$191,000 | — | 31 Dec 2015 | |
| SILVER CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
16,677
|
$188,000 | — | 31 Dec 2015 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
—
class O/S missing
|
15,600
|
$176,000 | — | 31 Dec 2015 | |
| Sheaff Brock Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
15,416
|
$173,000 | — | 31 Dec 2015 |
Institutional Holders of PennantPark Floating Rate Capital Ltd. - COM (PFLT) as of Q1 2016
As of 31 Mar 2016,
PennantPark Floating Rate Capital Ltd. - COM (PFLT) was held by
72 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
7,688,271 shares.
The largest 10 holders included
MORGAN STANLEY, PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC., Advisors Asset Management, Inc., LGT CAPITAL PARTNERS LTD., UBS Group AG, Polar Capital LLP, West Family Investments, Inc., Pacific Ridge Capital Partners, LLC, CREDIT SUISSE AG/, and Janney Montgomery Scott LLC.
This page lists
72
institutional shareholders reporting positions in this security
for the Q1 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2016 vs Q4 2015 Across Filers
Q4 2015 holders
68
Q1 2016 holders
72
Holder diff
4
| Investor | Q4 2015 Shares | Q1 2016 Shares | Share Diff | Share Chg % | Q4 2015 Value $ | Q1 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.