Security key
70806A106
PennantPark Floating Rate Capital Ltd. - COM (PFLT)
CUSIP: 70806A106
Q4 2015 13F Holders as of 31 Dec 2015
- Type / Class
- Equity / COM
- Total 13F shares
- 7,461,658
- Share change
- +494,365
- Total reported value
- $83,961,573
- Price per share
- $11.25
- Number of holders
- 68
- Value change
- +$5,429,170
- Number of buys
- 27
- Number of sells
- 37
Report period
Q4 2015
Institutions
68
Top holders
10
PFLT full security history
Newer quarter: Q1 2016
Previous quarter: Q3 2015
PennantPark Floating Rate Capital Ltd. SEC filings
PennantPark Floating Rate Capital Ltd. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 70806A106
Recent filing periods:
Top shareholders of PFLT - PennantPark Floating Rate Capital Ltd. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
702,902
|
$8,393,000 | — | 30 Sep 2015 | |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. |
13F
|
Company |
—
class O/S missing
|
520,792
|
$6,218,000 | — | 30 Sep 2015 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
496,014
|
$5,922,000 | — | 30 Sep 2015 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
—
class O/S missing
|
492,640
|
$5,881,000 | — | 30 Sep 2015 | |
| GLG Partners LP |
13F
|
Company |
—
class O/S missing
|
475,408
|
$5,676,000 | — | 30 Sep 2015 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
432,047
|
$5,160,000 | — | 30 Sep 2015 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
—
class O/S missing
|
232,679
|
$2,779,000 | — | 30 Sep 2015 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
223,878
|
$2,673,000 | — | 30 Sep 2015 | |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC |
13F
|
Company |
—
class O/S missing
|
187,331
|
$2,237,000 | — | 30 Sep 2015 | |
| West Family Investments, Inc. |
13F
|
Company |
—
class O/S missing
|
178,384
|
$2,130,000 | — | 30 Sep 2015 | |
| CUE ADVISORY SERVICES, INC. |
13F
|
Company |
—
class O/S missing
|
176,783
|
$2,111,000 | — | 30 Sep 2015 | |
| Pacific Ridge Capital Partners, LLC |
13F
|
Company |
—
class O/S missing
|
167,115
|
$1,995,000 | — | 30 Sep 2015 | |
| Yorktown Management & Research Co Inc |
13F
|
Company |
—
class O/S missing
|
155,000
|
$1,851,000 | — | 30 Sep 2015 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
—
class O/S missing
|
150,586
|
$1,798,000 | — | 30 Sep 2015 | |
| Yakira Capital Management, Inc. |
13F
|
Company |
—
class O/S missing
|
143,644
|
$1,715,000 | — | 30 Sep 2015 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
—
class O/S missing
|
138,453
|
$1,653,000 | — | 30 Sep 2015 | |
| Muzinich & Co., Inc. |
13F
|
Company |
—
class O/S missing
|
138,056
|
$1,567,000 | — | 30 Sep 2015 | |
| BlackRock Group LTD |
13F
|
Company |
—
class O/S missing
|
124,510
|
$1,487,000 | — | 30 Sep 2015 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
—
class O/S missing
|
118,105
|
$1,412,000 | — | 30 Sep 2015 | |
| VAN ECK ASSOCIATES CORP |
13F
|
Company |
—
class O/S missing
|
115,855
|
$1,383,000 | — | 30 Sep 2015 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
—
class O/S missing
|
106,966
|
$1,277,000 | — | 30 Sep 2015 | |
| CSS LLC/IL |
13F
|
Company |
—
class O/S missing
|
102,454
|
$1,223,000 | — | 30 Sep 2015 | |
| Texas Yale Capital Corp. |
13F
|
Company |
—
class O/S missing
|
99,074
|
$1,183,000 | — | 30 Sep 2015 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
98,655
|
$1,178,000 | — | 30 Sep 2015 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
91,580
|
$1,093,000 | — | 30 Sep 2015 | |
| Taylor Frigon Capital Management LLC |
13F
|
Company |
—
class O/S missing
|
90,970
|
$1,068,000 | — | 30 Sep 2015 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
83,443
|
$996,000 | — | 30 Sep 2015 | |
| CONFLUENCE INVESTMENT MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
82,874
|
$990,000 | — | 30 Sep 2015 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
71,936
|
$860,000 | — | 30 Sep 2015 | |
| MCKINLEY CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
57,409
|
$685,000 | — | 30 Sep 2015 | |
| OPTIMUM INVESTMENT ADVISORS |
13F
|
Company |
—
class O/S missing
|
54,849
|
$655,000 | — | 30 Sep 2015 | |
| D. E. Shaw & Co., Inc. |
13F
|
Company |
—
class O/S missing
|
48,783
|
$582,000 | — | 30 Sep 2015 | |
| CORRADO ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
46,497
|
$555,000 | — | 30 Sep 2015 | |
| AllSquare Wealth Management LLC |
13F
|
Company |
—
class O/S missing
|
45,300
|
$541,000 | — | 30 Sep 2015 | |
| Greenwich Investment Management, Inc. |
13F
|
Company |
—
class O/S missing
|
37,503
|
$447,000 | — | 30 Sep 2015 | |
| VSR Financial Services, Inc. |
13F
|
Company |
—
class O/S missing
|
36,600
|
$437,000 | — | 30 Sep 2015 | |
| Nine Chapters Capital Management LLC |
13F
|
Company |
—
class O/S missing
|
34,300
|
$410,000 | — | 30 Sep 2015 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
34,305
|
$405,000 | — | 30 Sep 2015 | |
| BBR PARTNERS, LLC |
13F
|
Company |
—
class O/S missing
|
26,200
|
$313,000 | — | 30 Sep 2015 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
19,726
|
$236,000 | — | 30 Sep 2015 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
—
class O/S missing
|
15,395
|
$183,000 | — | 30 Sep 2015 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
14,762
|
$176,000 | — | 30 Sep 2015 | |
| CIBC WORLD MARKET INC. |
13F
|
Company |
—
class O/S missing
|
12,787
|
$153,000 | — | 30 Sep 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
11,875
|
$142,000 | — | 30 Sep 2015 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
11,286
|
$135,000 | — | 30 Sep 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
10,775
|
$129,000 | — | 30 Sep 2015 | |
| EAGLE GLOBAL ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
10,657
|
$127,000 | — | 30 Sep 2015 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
10,223
|
$122,000 | — | 30 Sep 2015 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
7,377
|
$88,000 | — | 30 Sep 2015 | |
| JBF Capital, Inc. |
13F
|
Company |
—
class O/S missing
|
6,245
|
$75,000 | — | 30 Sep 2015 |
Institutional Holders of PennantPark Floating Rate Capital Ltd. - COM (PFLT) as of Q4 2015
As of 31 Dec 2015,
PennantPark Floating Rate Capital Ltd. - COM (PFLT) was held by
68 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
7,461,658 shares.
The largest 10 holders included
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC., Advisors Asset Management, Inc., MORGAN STANLEY, LGT CAPITAL PARTNERS LTD., UBS Group AG, CREDIT SUISSE AG/, GLG Partners LP, Polar Capital LLP, West Family Investments, Inc., and Janney Montgomery Scott LLC.
This page lists
68
institutional shareholders reporting positions in this security
for the Q4 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2015 vs Q3 2015 Across Filers
Q3 2015 holders
67
Q4 2015 holders
68
Holder diff
1
| Investor | Q3 2015 Shares | Q4 2015 Shares | Share Diff | Share Chg % | Q3 2015 Value $ | Q4 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.