What does CUSIP 70806A106 represent in this 13F holders report?

CUSIP 70806A106 is the security identifier for PFLT - PennantPark Floating Rate Capital Ltd. - COM used to aggregate holder disclosures.

How many institutions held PFLT - PennantPark Floating Rate Capital Ltd. - COM in Q3 2015?

67 institutional investors reported PFLT - PennantPark Floating Rate Capital Ltd. - COM for Q3 2015. Use the holders table for investor-level position and value details.

PennantPark Floating Rate Capital Ltd. - COM (PFLT)

CUSIP: 70806A106

Q3 2015 13F Holders as of 30 Sep 2015

Type / Class: Equity / COM
Total 13F shares: 6,778,957
Share change: +3,353,423
Total reported value: $80,838,000
Price per share: $11.94
Number of holders: 67
Value change: +$39,762,385
Number of buys: 56
Number of sells: 11

Security key

70806A106

Report period

Q3 2015

Institutions

Top holders

PFLT full security history Ownership snapshot Full 13F holder table Newer quarter: Q4 2015 Previous quarter: Q2 2015 PennantPark Floating Rate Capital Ltd. SEC filings PennantPark Floating Rate Capital Ltd. company facts

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Reporting periods

Holder history for CUSIP 70806A106

Newer quarter: Q4 2015 Previous quarter: Q2 2015

Recent filing periods:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Ownership snapshot

Top shareholders of PFLT - PennantPark Floating Rate Capital Ltd. - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Lead holder

Advisors Asset Management...

13D/G signal

—

Evidence rows

Latest as of

30 Jun 2015

13F Highest disclosed value: $9,573,000 Showing first 8 of 43 holder rows. Open remaining rows

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
Advisors Asset Management, Inc.	13F Company 13F	— class O/S missing	$9,573,000 689,669 shares	—	30 Jun 2015
UBS Group AG	13F Company 13F	— class O/S missing	$3,992,000 287,634 shares	—	30 Jun 2015
MORGAN STANLEY	13F Company 13F	— class O/S missing	$3,834,000 276,245 shares	—	30 Jun 2015
Yorktown Management & Research Co Inc	13F Company 13F	— class O/S missing	$3,554,000 256,058 shares	—	30 Jun 2015
Janney Montgomery Scott LLC	13F Company 13F	— class O/S missing	$3,278,767 236,222 shares	—	30 Jun 2015
Muzinich & Co., Inc.	13F Company 13F	— class O/S missing	$1,830,000 131,850 shares	—	30 Jun 2015
West Family Investments, Inc.	13F Company 13F	— class O/S missing	$1,777,000 127,994 shares	—	30 Jun 2015
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC	13F Company 13F	— class O/S missing	$1,477,000 106,442 shares	—	30 Jun 2015

Show 35 additional holder rows in the full holder list

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
JRM Investment Counsel, LLC	13F Company 13F	— class O/S missing	$1,458,000 105,021 shares	—	30 Jun 2015
Taylor Frigon Capital Management LLC	13F Company 13F	— class O/S missing	$1,207,000 85,940 shares	—	30 Jun 2015
HighTower Advisors, LLC	13F Company 13F	— class O/S missing	$1,163,000 83,813 shares	—	30 Jun 2015
Texas Yale Capital Corp.	13F Company 13F	— class O/S missing	$1,156,000 83,294 shares	—	30 Jun 2015
CONFLUENCE INVESTMENT MANAGEMENT LLC	13F Company 13F	— class O/S missing	$1,149,000 82,778 shares	—	30 Jun 2015
STIFEL FINANCIAL CORP	13F Company 13F	— class O/S missing	$1,138,000 82,008 shares	—	30 Jun 2015
Relative Value Partners Group, LLC	13F Company 13F	— class O/S missing	$1,084,000 78,084 shares	—	30 Jun 2015
BlackRock Group LTD	13F Company 13F	— class O/S missing	$1,056,000 76,079 shares	—	30 Jun 2015
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F Company 13F	— class O/S missing	$947,000 68,269 shares	—	30 Jun 2015
CUE ADVISORY SERVICES, INC.	13F Company 13F	— class O/S missing	$851,000 61,300 shares	—	30 Jun 2015
TWO SIGMA ADVISERS, LP	13F Company 13F	— class O/S missing	$746,000 53,777 shares	—	30 Jun 2015
TWO SIGMA INVESTMENTS, LP	13F Company 13F	— class O/S missing	$644,000 46,393 shares	—	30 Jun 2015
CORRADO ADVISORS, LLC	13F Company 13F	— class O/S missing	$641,000 46,199 shares	—	30 Jun 2015
VSR Financial Services, Inc.	13F Company 13F	— class O/S missing	$633,000 45,600 shares	—	30 Jun 2015
AllSquare Wealth Management LLC	13F Company 13F	— class O/S missing	$629,000 45,300 shares	—	30 Jun 2015
MCKINLEY CAPITAL MANAGEMENT LLC	13F Company 13F	— class O/S missing	$502,000 36,187 shares	—	30 Jun 2015
BBR PARTNERS, LLC	13F Company 13F	— class O/S missing	$364,000 26,200 shares	—	30 Jun 2015
Greenwich Investment Management, Inc.	13F Company 13F	— class O/S missing	$341,000 24,580 shares	—	30 Jun 2015
LPL Financial LLC	13F Company 13F	— class O/S missing	$291,000 20,792 shares	—	30 Jun 2015
SUSQUEHANNA INTERNATIONAL GROUP, LLP	13F Company 13F	— class O/S missing	$275,000 19,843 shares	—	30 Jun 2015
JPMORGAN CHASE & CO	13F Company 13F	— class O/S missing	$257,000 18,500 shares	—	30 Jun 2015
CITIGROUP INC	13F Company 13F	— class O/S missing	$172,000 12,395 shares	—	30 Jun 2015
GOLDMAN SACHS GROUP INC	13F Company 13F	— class O/S missing	$161,000 11,629 shares	—	30 Jun 2015
ROYAL BANK OF CANADA	13F Company 13F	— class O/S missing	$147,000 10,592 shares	—	30 Jun 2015
AMERICAN INTERNATIONAL GROUP, INC.	13F Company 13F	— class O/S missing	$111,873 8,060 shares	—	30 Jun 2015
JBF Capital, Inc.	13F Company 13F	— class O/S missing	$87,000 6,245 shares	—	30 Jun 2015
WESTPORT RESOURCES MANAGEMENT INC	13F Company 13F	— class O/S missing	$41,000 2,951 shares	—	30 Jun 2015
MANUFACTURERS LIFE INSURANCE COMPANY, THE	13F Company 13F	— class O/S missing	$32,000 2,336 shares	—	30 Jun 2015
Edge Wealth Management LLC	13F Company 13F	— class O/S missing	$28,000 2,000 shares	—	30 Jun 2015
Integrated Wealth Management	13F Company 13F	— class O/S missing	$28,000 2,000 shares	—	30 Jun 2015
WELLS FARGO & COMPANY/MN	13F Company 13F	— class O/S missing	$24,000 1,700 shares	—	30 Jun 2015
PineBridge Investments, L.P.	13F Company 13F	— class O/S missing	$17,000 1,238 shares	—	30 Jun 2015
Focused Wealth Management, Inc	13F Company 13F	— class O/S missing	$10,000 750 shares	—	30 Jun 2015
GLENMEDE TRUST CO NA	13F Company 13F	— class O/S missing	$6,000 458 shares	—	30 Jun 2015
Tower Research Capital LLC (TRC)	13F Company 13F	— class O/S missing	$4,000 265 shares	—	30 Jun 2015

How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2015

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions

6,778,957

Rows loaded

Investor	Option	Weight %	Change %	Reported value	* Price	Shares	Share Change	Activity	Report Period

* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. An asterisk next to the price means the price is likely invalid.

Compare Q3 2015 vs Q2 2015 Across Filers

Q2 2015 holders

Q3 2015 holders

Holder diff

Investor	Q2 2015 Shares	Q3 2015 Shares	Share Diff	Share Chg %	Q2 2015 value	Q3 2015 value	Value change	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend