Security key
70806A106
PennantPark Floating Rate Capital Ltd. - COM (PFLT)
CUSIP: 70806A106
Q2 2014 13F Holders as of 30 Jun 2014
- Security type / class
- Equity / COM
- Total 13F shares
- 3,592,988
- Total 13F value
- $51,346,195
- Share change
- -552,813
- SEC-reported price per share
- $14.29
- Number of holders
- 52
- Value change
- -$7,371,275
- Number of buys
- 32
- Number of sells
- 29
Report period
Q2 2014
Institutions
52
Top holders
10
PFLT full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q3 2014
Previous quarter: Q1 2014
PennantPark Floating Rate Capital Ltd. SEC filings
PennantPark Floating Rate Capital Ltd. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 70806A106
Recent filing periods:
Ownership snapshot
Top reported holders of PFLT - PennantPark Floating Rate Capital Ltd. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
MORGAN STANLEY
Disclosed value leader
MORGAN STANLEY
Comparable rows
0/15
Latest evidence
31 Mar 2014
13F
Highest disclosed value: $7,173,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
MORGAN STANLEY has the largest disclosed position value at $7.17M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens MORGAN STANLEY's linked filing trail.
Disclosed position value
Top 5
MORGAN STANLEY
$7.17M
BlackRock Fund Advisors
$5.74M
NWQ INVESTMENT MANAGEMENT COMPANY...
$4.48M
MILLENNIUM MANAGEMENT LLC
$3.6M
Yorktown Management & Research Co...
$3.54M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
Company
|
—
class O/S missing
|
$7,173,000
519,036 shares
|
— | 31 Mar 2014 |
| BlackRock Fund Advisors |
13F
Company
|
—
class O/S missing
|
$5,736,000
415,060 shares
|
— | 31 Mar 2014 |
| NWQ INVESTMENT MANAGEMENT COMPANY, LLC |
13F
Company
|
—
class O/S missing
|
$4,484,000
324,492 shares
|
— | 31 Mar 2014 |
| MILLENNIUM MANAGEMENT LLC |
13F
Company
|
—
class O/S missing
|
$3,604,000
260,815 shares
|
— | 31 Mar 2014 |
| Yorktown Management & Research Co Inc |
13F
Company
|
—
class O/S missing
|
$3,539,000
256,058 shares
|
— | 31 Mar 2014 |
| CONFLUENCE INVESTMENT MANAGEMENT LLC |
13F
Company
|
—
class O/S missing
|
$3,420,000
247,433 shares
|
— | 31 Mar 2014 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q2 2014
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
52
Shares
3,592,988
Rows available
52
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q2 2014 vs Q1 2014 Across Filers
Q1 2014 holders
53
Q2 2014 holders
52
Holder diff
-1
| Investor | Q1 2014 Shares | Q2 2014 Shares | Share Diff | Share Chg % | Q1 2014 value | Q2 2014 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend