PennantPark Floating Rate Capital Ltd. - COM (PFLT)
CUSIP: 70806A106
Q2 2014 13F Holders as of 30 Jun 2014
- Type / Class
- Equity / COM
- Total 13F shares
- 3,592,988
- Share change
- -552,813
- Total reported value
- $51,346,195
- Price per share
- $14.29
- Number of holders
- 52
- Value change
- -$7,371,275
- Number of buys
- 32
- Number of sells
- 29
Quarterly Holders Quick Answers
What is CUSIP 70806A106?
CUSIP 70806A106 identifies PFLT - PennantPark Floating Rate Capital Ltd. - COM in SEC institutional holdings data.
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Recent filing periods for CUSIP 70806A106:
Top shareholders of PFLT - PennantPark Floating Rate Capital Ltd. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
519,036
|
$7,173,000 | — | 31 Mar 2014 | |
| BlackRock Fund Advisors |
13F
|
Company |
—
class O/S missing
|
415,060
|
$5,736,000 | — | 31 Mar 2014 | |
| NWQ INVESTMENT MANAGEMENT COMPANY, LLC |
13F
|
Company |
—
class O/S missing
|
324,492
|
$4,484,000 | — | 31 Mar 2014 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
260,815
|
$3,604,000 | — | 31 Mar 2014 | |
| Yorktown Management & Research Co Inc |
13F
|
Company |
—
class O/S missing
|
256,058
|
$3,539,000 | — | 31 Mar 2014 | |
| CONFLUENCE INVESTMENT MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
247,433
|
$3,420,000 | — | 31 Mar 2014 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
225,126
|
$3,111,239 | — | 31 Mar 2014 | |
| STATE STREET CORP |
13F
|
Company |
—
class O/S missing
|
172,280
|
$2,382,000 | — | 31 Mar 2014 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
—
class O/S missing
|
161,666
|
$2,234,000 | — | 31 Mar 2014 | |
| NORTHERN TRUST CORP |
13F
|
Company |
—
class O/S missing
|
153,354
|
$2,119,000 | — | 31 Mar 2014 | |
| BlackRock Institutional Trust Company, N.A. |
13F
|
Company |
—
class O/S missing
|
147,128
|
$2,033,000 | — | 31 Mar 2014 | |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC |
13F
|
Company |
—
class O/S missing
|
104,148
|
$1,439,000 | — | 31 Mar 2014 | |
| ACG Wealth |
13F
|
Company |
—
class O/S missing
|
98,645
|
$1,363,000 | — | 31 Mar 2014 | |
| West Family Investments, Inc. |
13F
|
Company |
—
class O/S missing
|
93,520
|
$1,292,000 | — | 31 Mar 2014 | |
| BlackRock Group LTD |
13F
|
Company |
—
class O/S missing
|
91,003
|
$1,258,000 | — | 31 Mar 2014 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
82,465
|
$1,140,000 | — | 31 Mar 2014 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
76,251
|
$1,054,000 | — | 31 Mar 2014 | |
| TIAA CREF INVESTMENT MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
62,314
|
$861,000 | — | 31 Mar 2014 | |
| Allen Investment Management, LLC |
13F
|
Company |
—
class O/S missing
|
51,557
|
$713,000 | — | 31 Mar 2014 | |
| BlackRock Investment Management, LLC |
13F
|
Company |
—
class O/S missing
|
49,935
|
$690,000 | — | 31 Mar 2014 | |
| VSR Financial Services, Inc. |
13F
|
Company |
—
class O/S missing
|
47,810
|
$661,000 | — | 31 Mar 2014 | |
| Bank of New York Mellon Corp |
13F
|
Company |
—
class O/S missing
|
46,172
|
$639,000 | — | 31 Mar 2014 | |
| ADVISORY RESEARCH INC |
13F
|
Company |
—
class O/S missing
|
36,360
|
$502,000 | — | 31 Mar 2014 | |
| Sumitomo Mitsui DS Asset Management Company, Ltd |
13F
|
Company |
—
class O/S missing
|
36,360
|
$502,000 | — | 31 Mar 2014 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
35,670
|
$493,000 | — | 31 Mar 2014 | |
| CORRADO ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
35,658
|
$493,000 | — | 31 Mar 2014 | |
| Municipal Employees' Retirement System of Michigan |
13F
|
Company |
—
class O/S missing
|
26,800
|
$370,000 | — | 31 Mar 2014 | |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM |
13F
|
Company |
—
class O/S missing
|
26,554
|
$367,000 | — | 31 Mar 2014 | |
| BBR PARTNERS, LLC |
13F
|
Company |
—
class O/S missing
|
26,200
|
$362,000 | — | 31 Mar 2014 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
25,350
|
$350,337 | — | 31 Mar 2014 | |
| VANGUARD GROUP INC |
13F
|
Company |
—
class O/S missing
|
23,183
|
$321,000 | — | 31 Mar 2014 | |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
23,000
|
$318,000 | — | 31 Mar 2014 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
21,000
|
$291,000 | — | 31 Mar 2014 | |
| TEACHERS ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
19,779
|
$273,000 | — | 31 Mar 2014 | |
| RHUMBLINE ADVISERS |
13F
|
Company |
—
class O/S missing
|
15,900
|
$220,000 | — | 31 Mar 2014 | |
| ProShare Advisors LLC |
13F
|
Company |
—
class O/S missing
|
14,889
|
$206,000 | — | 31 Mar 2014 | |
| METROPOLITAN LIFE INSURANCE CO/NY |
13F
|
Company |
—
class O/S missing
|
12,693
|
$175,000 | — | 31 Mar 2014 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
12,500
|
$173,000 | — | 31 Mar 2014 | |
| Nationwide Fund Advisors |
13F
|
Company |
—
class O/S missing
|
11,357
|
$157,000 | — | 31 Mar 2014 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
—
class O/S missing
|
8,129
|
$111,000 | — | 31 Mar 2014 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
7,903
|
$109,000 | — | 31 Mar 2014 | |
| BLACKROCK ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
7,449
|
$103,000 | — | 31 Mar 2014 | |
| PRELUDE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
7,000
|
$97,000 | — | 31 Mar 2014 | |
| UBS AG |
13F
|
Company |
—
class O/S missing
|
6,516
|
$90,000 | — | 31 Mar 2014 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
4,291
|
$59,000 | — | 31 Mar 2014 | |
| WESTPORT RESOURCES MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
3,951
|
$55,000 | — | 31 Mar 2014 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
2,626
|
$36,000 | — | 31 Mar 2014 | |
| OPTIMUM INVESTMENT ADVISORS |
13F
|
Company |
—
class O/S missing
|
2,065
|
$29,000 | — | 31 Mar 2014 | |
| US BANCORP \DE\ |
13F
|
Company |
—
class O/S missing
|
2,000
|
$28,000 | — | 31 Mar 2014 | |
| BARCLAYS PLC |
13F
|
Company |
—
class O/S missing
|
1,970
|
$26,000 | — | 31 Mar 2014 |
Institutional Holders of PennantPark Floating Rate Capital Ltd. - COM (PFLT) as of Q2 2014
As of 30 Jun 2014,
PennantPark Floating Rate Capital Ltd. - COM (PFLT) was held by
52 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,592,988 shares.
The largest 10 holders included
MORGAN STANLEY, NWQ INVESTMENT MANAGEMENT COMPANY, LLC, Yorktown Management & Research Co Inc, UBS AG, Janney Montgomery Scott LLC, CONFLUENCE INVESTMENT MANAGEMENT LLC, MANUFACTURERS LIFE INSURANCE COMPANY, THE, NORTHERN TRUST CORP, STIFEL FINANCIAL CORP, and UBS GLOBAL ASSET MANAGEMENT AMERICAS INC.
This page lists
52
institutional shareholders reporting positions in this security
for the Q2 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2014 vs Q1 2014 Across Filers
Q1 2014 holders
53
Q2 2014 holders
52
Holder diff
-1
| Investor | Q1 2014 Shares | Q2 2014 Shares | Share Diff | Share Chg % | Q1 2014 Value $ | Q2 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.