Security key
70806A106
PennantPark Floating Rate Capital Ltd. - COM (PFLT)
CUSIP: 70806A106
Q1 2014 13F Holders as of 31 Mar 2014
- Security type / class
- Equity / COM
- Total 13F shares
- 4,145,401
- Share change
- -103,311
- Total reported value
- $57,288,576
- Reported price per share
- $13.82
- Number of holders
- 53
- Value change
- -$1,415,012
- Number of buys
- 19
- Number of sells
- 29
Security identity
Holder snapshot
Report period
Q1 2014
Institutions
53
Top holders
10
PFLT full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q2 2014
Previous quarter: Q4 2013
PennantPark Floating Rate Capital Ltd. SEC filings
PennantPark Floating Rate Capital Ltd. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 70806A106
Recent filing periods:
Ownership snapshot
Top reported holders of PFLT - PennantPark Floating Rate Capital Ltd. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Lead holder
MORGAN STANLEY
13D/G signal
—
Evidence rows
15
Latest as of
31 Dec 2013
13F
Highest disclosed value: $8,744,000
Showing 1-6 of 15 holder rows.
Rank 1 holder
MORGAN STANLEY
13F
- Ownership
- —
- Position
- $8.74M
Rank 2 holder
BlackRock Fund Advisors
13F
- Ownership
- —
- Position
- $5.64M
Rank 3 holder
MILLENNIUM MANAGEMENT LLC
13F
- Ownership
- —
- Position
- $4.94M
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
Company
|
—
class O/S missing
|
$8,744,000
636,904 shares
|
— | 31 Dec 2013 |
| BlackRock Fund Advisors |
13F
Company
|
—
class O/S missing
|
$5,641,000
410,860 shares
|
— | 31 Dec 2013 |
| MILLENNIUM MANAGEMENT LLC |
13F
Company
|
—
class O/S missing
|
$4,936,000
359,495 shares
|
— | 31 Dec 2013 |
| CONFLUENCE INVESTMENT MANAGEMENT LLC |
13F
Company
|
—
class O/S missing
|
$4,129,000
300,733 shares
|
— | 31 Dec 2013 |
| Yorktown Management & Research Co Inc |
13F
Company
|
—
class O/S missing
|
$3,516,000
256,058 shares
|
— | 31 Dec 2013 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
Company
|
—
class O/S missing
|
$3,207,000
233,561 shares
|
— | 31 Dec 2013 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q1 2014
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
53
Shares
4,145,401
Rows available
53
| Investor | Option | Weight % | Change % | Reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that failed the local validity check.
Compare Q1 2014 vs Q4 2013 Across Filers
Q4 2013 holders
58
Q1 2014 holders
53
Holder diff
-5
| Investor | Q4 2013 Shares | Q1 2014 Shares | Share Diff | Share Chg % | Q4 2013 value | Q1 2014 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend