What does CUSIP 70806A106 represent in this 13F holders report?

CUSIP 70806A106 is the security identifier for PFLT - PennantPark Floating Rate Capital Ltd. - COM used to aggregate holder disclosures.

How many institutions held PFLT - PennantPark Floating Rate Capital Ltd. - COM in Q3 2014?

44 institutional investors reported PFLT - PennantPark Floating Rate Capital Ltd. - COM for Q3 2014. Use the holders table for investor-level position and value details.

PennantPark Floating Rate Capital Ltd. - COM (PFLT)

CUSIP: 70806A106

Q3 2014 13F Holders as of 30 Sep 2014

Type / Class: Equity / COM
Total 13F shares: 2,846,579
Share change: -748,356
Total reported value: $39,252,962
Price per share: $13.78
Number of holders: 44
Value change: -$10,564,766
Number of buys: 21
Number of sells: 28

Security key

70806A106

Report period

Q3 2014

Institutions

Top holders

PFLT full security history Newer quarter: Q4 2014 Previous quarter: Q2 2014 PennantPark Floating Rate Capital Ltd. SEC filings PennantPark Floating Rate Capital Ltd. company facts

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Reporting periods

Holder history for CUSIP 70806A106

Newer quarter: Q4 2014 Previous quarter: Q2 2014

Recent filing periods:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of PFLT - PennantPark Floating Rate Capital Ltd. - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
MORGAN STANLEY	13F	Company	— class O/S missing	417,131	$5,961,000	—	30 Jun 2014	13F
NWQ INVESTMENT MANAGEMENT COMPANY, LLC	13F	Company	— class O/S missing	324,492	$4,637,000	—	30 Jun 2014	13F
Yorktown Management & Research Co Inc	13F	Company	— class O/S missing	256,058	$3,659,000	—	30 Jun 2014	13F
UBS AG	13F	Company	— class O/S missing	250,145	$3,575,000	—	30 Jun 2014	13F
Janney Montgomery Scott LLC	13F	Company	— class O/S missing	245,084	$3,502,247	—	30 Jun 2014	13F
CONFLUENCE INVESTMENT MANAGEMENT LLC	13F	Company	— class O/S missing	229,467	$3,279,000	—	30 Jun 2014	13F
MANUFACTURERS LIFE INSURANCE COMPANY, THE	13F	Company	— class O/S missing	184,823	$2,641,000	—	30 Jun 2014	13F
NORTHERN TRUST CORP	13F	Company	— class O/S missing	115,712	$1,654,000	—	30 Jun 2014	13F
STIFEL FINANCIAL CORP	13F	Company	— class O/S missing	115,245	$1,647,000	—	30 Jun 2014	13F
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC	13F	Company	— class O/S missing	103,768	$1,483,000	—	30 Jun 2014	13F
DEUTSCHE BANK AG\	13F	Company	— class O/S missing	98,813	$1,412,000	—	30 Jun 2014	13F
Allen Investment Management, LLC	13F	Company	— class O/S missing	94,288	$1,347,000	—	30 Jun 2014	13F
West Family Investments, Inc.	13F	Company	— class O/S missing	93,520	$1,336,000	—	30 Jun 2014	13F
ACG Wealth	13F	Company	— class O/S missing	92,059	$1,316,000	—	30 Jun 2014	13F
BlackRock Group LTD	13F	Company	— class O/S missing	85,970	$1,229,000	—	30 Jun 2014	13F
HighTower Advisors, LLC	13F	Company	— class O/S missing	77,697	$1,110,000	—	30 Jun 2014	13F
TWO SIGMA INVESTMENTS, LP	13F	Company	— class O/S missing	65,757	$940,000	—	30 Jun 2014	13F
Paloma Partners Management Co	13F	Company	— class O/S missing	63,325	$905,000	—	30 Jun 2014	13F
MILLENNIUM MANAGEMENT LLC	13F	Company	— class O/S missing	52,546	$751,000	—	30 Jun 2014	13F
GOLDMAN SACHS GROUP INC	13F	Company	— class O/S missing	50,523	$722,000	—	30 Jun 2014	13F
VSR Financial Services, Inc.	13F	Company	— class O/S missing	49,810	$712,000	—	30 Jun 2014	13F
OPTIMUM INVESTMENT ADVISORS	13F	Company	— class O/S missing	45,900	$656,000	—	30 Jun 2014	13F
COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS	13F	Company	— class O/S missing	42,944	$614,000	—	30 Jun 2014	13F
CREDIT SUISSE AG/	13F	Company	— class O/S missing	40,617	$580,000	—	30 Jun 2014	13F
CORRADO ADVISORS, LLC	13F	Company	— class O/S missing	38,467	$550,000	—	30 Jun 2014	13F
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F	Company	— class O/S missing	35,670	$510,000	—	30 Jun 2014	13F
PDT Partners, LLC	13F	Company	— class O/S missing	34,129	$488,000	—	30 Jun 2014	13F
D. E. Shaw & Co., Inc.	13F	Company	— class O/S missing	32,001	$457,000	—	30 Jun 2014	13F
LMR Partners LLP	13F	Company	— class O/S missing	31,829	$455,000	—	30 Jun 2014	13F
Municipal Employees' Retirement System of Michigan	13F	Company	— class O/S missing	26,800	$385,000	—	30 Jun 2014	13F
BBR PARTNERS, LLC	13F	Company	— class O/S missing	26,200	$374,000	—	30 Jun 2014	13F
BRIDGEWAY CAPITAL MANAGEMENT, LLC	13F	Company	— class O/S missing	23,000	$329,000	—	30 Jun 2014	13F
ADAR Investment Management LP	13F	Company	— class O/S missing	16,000	$229,000	—	30 Jun 2014	13F
JPMORGAN CHASE & CO	13F	Company	— class O/S missing	15,500	$221,000	—	30 Jun 2014	13F
AMERICAN INTERNATIONAL GROUP, INC.	13F	Company	— class O/S missing	15,350	$219,352	—	30 Jun 2014	13F
Relative Value Partners, LLC	13F	Company	— class O/S missing	13,790	$197,000	—	30 Jun 2014	13F
NOMURA HOLDINGS INC	13F	Company	— class O/S missing	13,100	$187,000	—	30 Jun 2014	13F
SOROS FUND MANAGEMENT LLC	13F	Company	— class O/S missing	12,800	$183,000	—	30 Jun 2014	13F
ROYAL BANK OF CANADA	13F	Company	— class O/S missing	12,401	$177,000	—	30 Jun 2014	13F
WELLS FARGO & COMPANY/MN	13F	Company	— class O/S missing	11,003	$157,000	—	30 Jun 2014	13F
Alpine Global Management, LLC	13F	Company	— class O/S missing	10,801	$154,000	—	30 Jun 2014	13F
BANK OF AMERICA CORP /DE/	13F	Company	— class O/S missing	9,718	$139,000	—	30 Jun 2014	13F
MUFG Securities EMEA plc	13F	Company	— class O/S missing	5,559	$79,438	—	30 Jun 2014	13F
BARCLAYS PLC	13F	Company	— class O/S missing	5,002	$70,000	—	30 Jun 2014	13F
WESTPORT RESOURCES MANAGEMENT INC	13F	Company	— class O/S missing	3,965	$57,000	—	30 Jun 2014	13F
US BANCORP \DE\	13F	Company	— class O/S missing	2,000	$29,000	—	30 Jun 2014	13F
GLENMEDE TRUST CO NA	13F	Company	— class O/S missing	458	$6,000	—	30 Jun 2014	13F
Ground Swell Capital, LLC	13F	Company	— class O/S missing	400	$6,000	—	30 Jun 2014	13F
CITIGROUP INC	13F	Company	— class O/S missing	375	$5,000	—	30 Jun 2014	13F
BANK OF MONTREAL /CAN/	13F	Company	— class O/S missing	360	$5,000	—	30 Jun 2014	13F

Institutional Holders of PennantPark Floating Rate Capital Ltd. - COM (PFLT) as of Q3 2014

As of 30 Sep 2014, PennantPark Floating Rate Capital Ltd. - COM (PFLT) was held by 44 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 2,846,579 shares. The largest 10 holders included NWQ INVESTMENT MANAGEMENT COMPANY, LLC, Yorktown Management & Research Co Inc, Janney Montgomery Scott LLC, UBS AG, CONFLUENCE INVESTMENT MANAGEMENT LLC, MORGAN STANLEY, STIFEL FINANCIAL CORP, West Family Investments, Inc., UBS GLOBAL ASSET MANAGEMENT AMERICAS INC, and Allen Investment Management LLC. This page lists 44 institutional shareholders reporting positions in this security for the Q3 2014 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q3 2014 vs Q2 2014 Across Filers

Q2 2014 holders

Q3 2014 holders

Holder diff

-8

Investor	Q2 2014 Shares	Q3 2014 Shares	Share Diff	Share Chg %	Q2 2014 Value $	Q3 2014 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.